Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc

  Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc

RNS Number : 8822R
Deutsche Bank AG
23 November 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                   Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose       Xstrata Plc
relevant securities the disclosure relates:

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt   Xstrata Plc
principal trader is connected:
(d) Date of dealing:                                   22-11-2012
(e) Have you previously disclosed, or are you today     
disclosing, under the Code in respect of any other
relevant security of any other party to this offer?    YES

           

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
                                               £
                                                                     £
USD 0.5  Purchases
Ordinary               755005                10.27                 10.015
USD 0.5  Sales
Ordinary               441073               10.265                 10.015

 

(b)        Derivatives transactions (other than options)

 

Class of   Product            Nature of dealing           Number of  Price per
relevant description                                      reference   unit £
security              e.g. opening/closing a long/short   securities
          e.g. CFD     position, increasing/reducing a
                             long/short position
USD  0.5         CFD                 Long
Ordinary                                                    19810    10.191598
USD  0.5         CFD                 Long
Ordinary                                                    20616     10.1898
USD  0.5         CFD                 Long
Ordinary                                                    35210    10.166574
USD  0.5         CFD                 Long
Ordinary                                                    36226    10.138783
USD  0.5         CFD                 Long
Ordinary                                                     3681    10.137173
USD  0.5         CFD                 Long
Ordinary                                                     339     10.135484
USD  0.5         CFD                 Long
Ordinary                                                     2104    10.10399
USD  0.5         CFD                 Long
Ordinary                                                     1317    10.10399
USD  0.5         CFD                 Long
Ordinary                                                     1789    10.10149
USD  0.5         CFD                Short
Ordinary                                                    31567    10.24012
USD  0.5         CFD                Short
Ordinary                                                    126378   10.232758
USD  0.5         CFD                Short
Ordinary                                                    235013   10.22502
USD  0.5         CFD                Short
Ordinary                                                    126378   10.224068
USD  0.5         CFD                Short
Ordinary                                                    19809    10.197857
USD  0.5         CFD                Short
Ordinary                                                    19676    10.148416
USD  0.5         CFD                Short
Ordinary                                                    12373      10.14
USD  0.5         CFD                Short
Ordinary                                                    32500    10.11425
USD  0.5         CFD                Short
Ordinary                                                     994     10.077722
USD  0.5         CFD                Short
Ordinary                                                     942     10.070353
USD  0.5         CFD                Short
Ordinary                                                     1900    10.018005

 

(c)        Options transactions in respect of existing securities 

(i)         Writing, selling, purchasing or varying

 

Class of   Product     Writing,       Number of      Exercise  Expiry  Option
relevant description purchasing,    securities to    price per  date   money
security  e.g. call    selling,      which option      unit            paid/
           option    varying etc.      relates                        received
                                                                      per unit

 

(ii)        Exercising

 

Class of relevant security     Product      Number of  Exercise Exercise price
                             description    securities   date      per unit

                           e.g. call option
                                                                 

                                                                 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 23-11-2012
        Contact name:       Kelly-Jade Ledwich
        Telephone number:   020 7545 8515

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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