Citigroup Derivs Mkt - Form 38.5 - Eaton Corporation RNS Number : 8068R Citigroup Derivatives Markets Inc 22 November 2012 FORM 38.5 IRISH TAKEOVER PANEL DISCLOSURE UNDER 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES 2007 (AS AMENDED DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS 1. KEY INFORMATION Name of exempt market-maker Citigroup Derivatives Markets Inc Company dealt in Eaton Corporation Class of relevant security to which the dealings US$0.01 common stock being disclosed relate (Note 1) Date of dealing 21 November 2012 2. DEALINGS (Note 2) (a) Purchases and sales Total number of relevant securities Highest price paid Lowest price paid acquired (Note 3) (Note 3) Total number of relevant securities Highest price paid Lowest price paid disposed (Note 3) (Note 3) 200 USD 50.7100 USD 50.7100 (b) Derivatives transactions (other than options transactions) Product name, Nature of transaction Number of relevant Price per unit securities (Note 5) e.g. CFD (Note 4) (c) Options transactions in respect of existing relevant securities (i) Writing, selling, purchasing or varying Number of Option money Product Writing, securities Exercise Type, e.g. paid / name e.g. selling, to which price American, received per call purchasing, the option (USD European Expiry date unit (USD option varying etc. relates unless etc. unless (Note 5) stated) stated (Note 3) Put Purchasing 400 39 AMERICAN 22/12/2012 0.05 Call Purchasing 100 45 AMERICAN 19/01/2013 6.30 Call Selling 200 50 AMERICAN 19/01/2013 2.17 (ii) Exercising Product name e.g. call Number of securities Exercise price per unit (Note option 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. None Date of disclosure 22 November 2012 Contact name Nicola Penney Telephone number +44 (0) 2890 409542 Name of offer / offeror with which connected Eaton Corporation Nature of Connection (Note 6) Co-Advisor This information is provided by RNS The company news service from the London Stock Exchange END ISEEADFAASXAFFF -0- Nov/22/2012 13:57 GMT
Citigroup Derivs Mkt Form 38.5 - Eaton Corporation
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