Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc

  Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc

RNS Number : 7885R
Deutsche Bank AG
22 November 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                   Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose       Xstrata Plc
relevant securities the disclosure relates:

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt   Xstrata Plc
principal trader is connected:
(d) Date of dealing:                                   21-11-2012
(e) Have you previously disclosed, or are you today     
disclosing, under the Code in respect of any other
relevant security of any other party to this offer?    YES

           

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
                                               £
                                                                     £
USD 0.5  Purchases
Ordinary               768676                10.03                 9.8231
USD 0.5  Sales
Ordinary               513537                10.05                 9.823

 

(b)        Derivatives transactions (other than options)

 

Class of   Product            Nature of dealing           Number of  Price per
relevant description                                      reference   unit £
security              e.g. opening/closing a long/short   securities
          e.g. CFD     position, increasing/reducing a
                             long/short position
USD  0.5         CFD                 Long
Ordinary                                                    88590     9.99739
USD  0.5         CFD                 Long
Ordinary                                                    51866    9.981406
USD  0.5         CFD                 Long
Ordinary                                                     7203     9.9717
USD  0.5         CFD                 Long
Ordinary                                                     1729    9.962932
USD  0.5         CFD                 Long
Ordinary                                                    63992      9.959
USD  0.5         CFD                 Long
Ordinary                                                     5003     9.95437
USD  0.5         CFD                 Long
Ordinary                                                     420      9.94901
USD  0.5         CFD                 Long
Ordinary                                                    174149   9.946124
USD  0.5         CFD                 Long
Ordinary                                                     1213    9.945702
USD  0.5         CFD                 Long
Ordinary                                                     1213      9.945
USD  0.5         CFD                 Long
Ordinary                                                    13826    9.942146
USD  0.5         CFD                Short
Ordinary                                                    200000   10.015005
USD  0.5         CFD                Short
Ordinary                                                    70883     9.9869
USD  0.5         CFD                Short
Ordinary                                                    71271    9.979227
USD  0.5         CFD                Short
Ordinary                                                    37078    9.978178
USD  0.5         CFD                Short
Ordinary                                                    34556      9.97
USD  0.5         CFD                Short
Ordinary                                                    57354    9.967508
USD  0.5         CFD                Short
Ordinary                                                     2359     9.96515
USD  0.5         CFD                Short
Ordinary                                                    48829    9.963848
USD  0.5         CFD                Short
Ordinary                                                    250000    9.95995
USD  0.5         CFD                Short
Ordinary                                                     7527     9.95325
USD  0.5         CFD                Short
Ordinary                                                     1821    9.952389
USD  0.5         CFD                Short
Ordinary                                                     4043     9.95062
USD  0.5         CFD                Short
Ordinary                                                     4043    9.950527
USD  0.5         CFD                Short
Ordinary                                                     4032     9.94988
USD  0.5         CFD                Short
Ordinary                                                     4042    9.949764
USD  0.5         CFD                Short
Ordinary                                                     1010     9.9452
USD  0.5         CFD                Short
Ordinary                                                     1800    9.852955

 

(c)        Options transactions in respect of existing securities 

(i)         Writing, selling, purchasing or varying

 

Class of   Product     Writing,       Number of      Exercise  Expiry  Option
relevant description purchasing,    securities to    price per  date   money
security  e.g. call    selling,      which option      unit            paid/
           option    varying etc.      relates                        received
                                                                      per unit

 

(ii)        Exercising

 

Class of relevant security     Product      Number of  Exercise Exercise price
                             description    securities   date      per unit

                           e.g. call option
                                                                 

                                                                 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 22-11-2012
        Contact name:       Kelly-Jade Ledwich
        Telephone number:   020 7545 8515

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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