Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc RNS Number : 7885R Deutsche Bank AG 22 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Xstrata Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Xstrata Plc principal trader is connected: (d) Date of dealing: 21-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.5 Purchases Ordinary 768676 10.03 9.8231 USD 0.5 Sales Ordinary 513537 10.05 9.823 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Long Ordinary 88590 9.99739 USD 0.5 CFD Long Ordinary 51866 9.981406 USD 0.5 CFD Long Ordinary 7203 9.9717 USD 0.5 CFD Long Ordinary 1729 9.962932 USD 0.5 CFD Long Ordinary 63992 9.959 USD 0.5 CFD Long Ordinary 5003 9.95437 USD 0.5 CFD Long Ordinary 420 9.94901 USD 0.5 CFD Long Ordinary 174149 9.946124 USD 0.5 CFD Long Ordinary 1213 9.945702 USD 0.5 CFD Long Ordinary 1213 9.945 USD 0.5 CFD Long Ordinary 13826 9.942146 USD 0.5 CFD Short Ordinary 200000 10.015005 USD 0.5 CFD Short Ordinary 70883 9.9869 USD 0.5 CFD Short Ordinary 71271 9.979227 USD 0.5 CFD Short Ordinary 37078 9.978178 USD 0.5 CFD Short Ordinary 34556 9.97 USD 0.5 CFD Short Ordinary 57354 9.967508 USD 0.5 CFD Short Ordinary 2359 9.96515 USD 0.5 CFD Short Ordinary 48829 9.963848 USD 0.5 CFD Short Ordinary 250000 9.95995 USD 0.5 CFD Short Ordinary 7527 9.95325 USD 0.5 CFD Short Ordinary 1821 9.952389 USD 0.5 CFD Short Ordinary 4043 9.95062 USD 0.5 CFD Short Ordinary 4043 9.950527 USD 0.5 CFD Short Ordinary 4032 9.94988 USD 0.5 CFD Short Ordinary 4042 9.949764 USD 0.5 CFD Short Ordinary 1010 9.9452 USD 0.5 CFD Short Ordinary 1800 9.852955 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 22-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERFLLFLLFFLFBB -0- Nov/22/2012 11:22 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
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