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UBS AG (EPT) Form 8.5 (EPT/RI)



  UBS AG (EPT) - Form 8.5 (EPT/RI)

RNS Number : 7924R
UBS AG (EPT)
22 November 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                   Rule 8.5 of the Takeover Code (the Code)

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                  UBS AG London Branch
(b) Name of offeror/offeree in relation to whose      African Barrick Gold Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt  African Barrick Gold
principal trader is connected:                        Plc         
(d) Date dealing undertaken:                          21 November 2012
(e) Has the EPT previously disclosed, or is it today  NO
disclosing, under the Code in respect of any other
party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

  Class of   Purchases/ Total number  Highest price per unit  Lowest price per
  relevant     sales    of securities      paid/received            unit
  security                                                     paid/received
                  
10p Ordinary Buy        13193         3.97132      GBP        3.90300    

                                                              GBP
10p Ordinary Sell       45733         3.97132        GBP      3.90300    

                                                              GBP

 

(b)        Derivatives transactions (other than options)

 

  Class of     Product          Nature of dealing         Number of  Price per
  relevant   description                                  reference    unit
  security                    e.g. opening/closing a      securities
              e.g. CFD         long/short position,
                         increasing/reducing a long/short
                                     position
10p Ordinary CFD         Short                            1370       3.903000

                                                                     GBP
10p Ordinary CFD         Short                            3976       3.937851

                                                                     GBP
10p Ordinary CFD         Short                            2569       3.964073

                                                                     GBP
10p Ordinary CFD         Long                             685        3.903000

                                                                     GBP
10p Ordinary CFD         Long                             6332       3.948453

                                                                     GBP
10p Ordinary CFD         Long                             11311      3.948476

                                                                     GBP
10p Ordinary CFD         Long                             4971       3.950488

                                                                     GBP
10p Ordinary CFD         Long                             2709       3.950490

                                                                     GBP
10p Ordinary CFD         Long                             4956       3.950499

                                                                     GBP
10p Ordinary CFD         Long                             2696       3.950503

                                                                     GBP
10p Ordinary CFD         Long                             1443       3.950814

                                                                     GBP
10p Ordinary CFD         Long                             5138       3.964073

                                                                     GBP

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none "
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

        Date of disclosure: 22 November 2012
        Contact name:       Gemma Crewdson
        Telephone number:   +44 (0)20 7568 1245

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEREAFFAADPAFFF -0- Nov/22/2012 11:40 GMT
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