Morgan Stanley Secs Form 8.5 (EPT/RI) Xstrata Replacement

  Morgan Stanley Secs - Form 8.5 (EPT/RI) Xstrata Replacement

RNS Number : 8071R
Morgan Stanley Securities Limited
22 November 2012




                                  AMENDMENT

                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:                Morgan Stanley Securities
                                                    Limited
(b) Name of offeror/offeree in relation to whose    Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date dealing undertaken:                        20th November 2012
(e) Has the EPT previously disclosed, or is it      No
today disclosing, under the Code in respect of any
other party to this offer?                          





2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD  0.5 PURCHASES
ordinary            4,038,264     9.9460 GBP                  9.4240 GBP
USD  0.5 SALES
ordinary            13,483,654    9.9580 GBP                  9.4240 GBP



(b) Derivatives transactions (other than
options)



Class of     Product             Nature of dealing         Number of   Price
relevant description e.g                                   reference  per unit
security       CFD                      e.g                securities
                                                                       (GBP)
                          opening/closing a long/short
                          position, increasing/reducing a
                                long/short position
USD 0.5  CFD
ordinary                 LONG                              113,196    9.6441
USD 0.5  CFD
ordinary                 LONG                              62,273     9.6582
USD 0.5  CFD
ordinary                 LONG                              46,000     9.6694
USD 0.5  CFD
ordinary                 LONG                              45,902     9.6751
USD 0.5  CFD
ordinary                 LONG                              45,902     9.6752
USD 0.5  CFD
ordinary                 LONG                              35,312     9.7043
USD 0.5  CFD
ordinary                 LONG                              8,000      9.7142
USD 0.5  CFD
ordinary                 LONG                              16,000     9.7144
USD 0.5  CFD
ordinary                 LONG                              1,062      9.7434
USD 0.5  CFD
ordinary                 LONG                              1,763      9.7434
USD 0.5  CFD
ordinary                 LONG                              18,211     9.7434
USD 0.5  CFD
ordinary                 LONG                              23,290     9.7434
USD 0.5  CFD
ordinary                 LONG                              17,297     9.7434
USD 0.5  CFD
ordinary                 LONG                              484        9.7447
USD 0.5  CFD
ordinary                 LONG                              1,091      9.7645
USD 0.5  CFD
ordinary                 LONG                              1,795      9.7645
USD 0.5  CFD
ordinary                 LONG                              6,200      9.7693
USD 0.5  CFD
ordinary                 LONG                              6          9.7715
USD 0.5  CFD
ordinary                 LONG                              20,000     9.7716
USD 0.5  CFD
ordinary                 LONG                              50,000     9.7850
USD 0.5  CFD
ordinary                 LONG                              1,480      9.7928
USD 0.5  CFD
ordinary                 LONG                              3,119      9.7974
USD 0.5  CFD
ordinary                 LONG                              1,040      9.7974
USD 0.5  CFD
ordinary                 LONG                              2,671      9.8070
USD 0.5  CFD
ordinary                 LONG                              42         9.8070
USD 0.5  CFD
ordinary                 LONG                              551        9.8070
USD 0.5  CFD
ordinary                 LONG                              4,861      9.8494
USD 0.5  CFD
ordinary                 LONG                              93         9.8530
USD 0.5  CFD
ordinary                 LONG                              43,570     9.8612
USD 0.5  CFD
ordinary                 LONG                              86,418     9.8660
USD 0.5  CFD
ordinary                 LONG                              6          9.8660
USD 0.5  CFD
ordinary                 LONG                              686        9.8660
USD 0.5  CFD
ordinary                 LONG                              2,429      9.8660
USD 0.5  CFD
ordinary                 LONG                              2,047      9.8660
USD 0.5  CFD
ordinary                 LONG                              7,295      9.8660
USD 0.5  CFD
ordinary                 LONG                              297        9.8660
USD 0.5  CFD
ordinary                 SHORT                             8,516,421  9.8660
USD 0.5  CFD
ordinary                 LONG                              3,671      9.9052
USD 0.5  CFD
ordinary                 LONG                              26,700     9.9204
USD 0.5  CFD
ordinary                 LONG                              6,365      9.9240
USD 0.5  CFD
ordinary                 SHORT                             18,211     9.5634
USD 0.5  CFD
ordinary                 SHORT                             1,763      9.5634
USD 0.5  CFD
ordinary                 SHORT                             23,290     9.5634
USD 0.5  CFD
ordinary                 SHORT                             17,297     9.5634
USD 0.5  CFD
ordinary                 SHORT                             1,062      9.5634
USD 0.5  CFD
ordinary                 SHORT                             35,312     9.5958
USD 0.5  CFD
ordinary                 SHORT                             50,000     9.6198
USD 0.5  CFD
ordinary                 SHORT                             26,507     9.6222
USD 0.5  CFD
ordinary                 SHORT                             35,691     9.6222
USD 0.5  CFD
ordinary                 SHORT                             2,702      9.6222
USD 0.5  CFD
ordinary                 SHORT                             27,908     9.6222
USD 0.5  CFD
ordinary                 SHORT                             1,628      9.6222
USD 0.5  CFD
ordinary                 SHORT                             56,814     9.6275
USD 0.5  CFD
ordinary                 SHORT                             4,192      9.6275
USD 0.5  CFD
ordinary                 SHORT                             3,492      9.6275
USD 0.5  CFD
ordinary                 SHORT                             908        9.6275
USD 0.5  CFD
ordinary                 SHORT                             889        9.6275
USD 0.5  CFD
ordinary                 SHORT                             113,196    9.6288
USD 0.5  CFD
ordinary                 SHORT                             5,361      9.6335
USD 0.5  CFD
ordinary                 SHORT                             20,000     9.6352
USD 0.5  CFD
ordinary                 SHORT                             16,000     9.6566
USD 0.5  CFD
ordinary                 SHORT                             51,968     9.6581
USD 0.5  CFD
ordinary                 SHORT                             1,280      9.6624
USD 0.5  CFD
ordinary                 SHORT                             11,990     9.7435
USD 0.5  CFD
ordinary                 SHORT                             20,000     9.7484
USD 0.5  CFD
ordinary                 SHORT                             52,500     9.7712
USD 0.5  CFD
ordinary                 SHORT                             145        9.7736
USD 0.5  CFD
ordinary                 SHORT                             1,921      9.7736
USD 0.5  CFD
ordinary                 SHORT                             9,314      9.7736
USD 0.5  CFD
ordinary                 SHORT                             256,000    9.7867
USD 0.5  CFD
ordinary                 SHORT                             237        9.7968
USD 0.5  CFD
ordinary                 SHORT                             178        9.8018
USD 0.5  CFD
ordinary                 SHORT                             30,000     9.8162
USD 0.5  CFD
ordinary                 SHORT                             30,000     9.8162
USD 0.5  CFD
ordinary                 SHORT                             786        9.8660
USD 0.5  CFD
ordinary                 SHORT                             6          9.8660
USD 0.5  CFD
ordinary                 SHORT                             2,085      9.8660
USD 0.5  CFD
ordinary                 SHORT                             112        9.8660
USD 0.5  CFD
ordinary                 SHORT                             9,129      9.8660
USD 0.5  CFD
ordinary                 SHORT                             27,724     9.8660
USD 0.5  CFD
ordinary                 SHORT                             523        9.8717
USD 0.5  CFD
ordinary                 SHORT                             17         9.8717
USD 0.5  CFD
ordinary                 SHORT                             10,036     9.8722



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying





Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option    (GBP)   American,        received
                        etc.      relates            European         per unit
                                                       etc.            (GBP)
N/A      N/A         N/A         N/A        N/A      N/A       N/A    N/A

(ii) Exercising



Class of relevant Product description Number of  Exercise price per unit (GBP)
    security                          securities
                   e.g. call option
N/A               N/A                 N/A        N/A



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
N/A                  N/A                       N/A     N/A



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.







3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None









(b) Agreements, arrangements or understandings relating to options or
derivatives





Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None









        Date of disclosure: 22nd November 2012
        Contact name:       Zoe Taylor
        Telephone number:   0207 425 1921



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERBSBDBBGDBGDD -0- Nov/22/2012 14:02 GMT
 
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