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Morgan Stanley Cap Form 8.5 (EPT/RI) Xstrata Replacement



  Morgan Stanley Cap - Form 8.5 (EPT/RI) Xstrata Replacement

RNS Number : 8069R
Morgan Stanley Capital Services LLC
22 November 2012
 



                                  AMENDMENT

                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                Morgan Stanley Capital
                                                    Services LLC
(b) Name of offeror/offeree in relation to whose    Xstrata Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date dealing undertaken:                        20th November 2012
(e) Has the EPT previously disclosed, or is it      No
today disclosing, under the Code in respect of any
other party to this offer?                           

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
              
N/A      N/A        N/A           N/A                         N/A

           

(b)        Derivatives transactions (other than
options)                                                         

           

Class of     Product            Nature of dealing         Number of  Price per
relevant description e.g                                  reference    unit
security       CFD                     e.g                securities   (GBP)

                           opening/closing a long/short
                         position, increasing/reducing a
                               long/short position
USD 0.5  CFD
ordinary                 LONG                             452        9.4292
USD 0.5  CFD
ordinary                 LONG                             11,548     9.4997
USD  0.5 CFD
ordinary                 LONG                             1,000      9.7144
USD  0.5 CFD
ordinary                 LONG                             3,000      9.7303
USD  0.5 CFD
ordinary                 LONG                             31,000     9.7431
USD  0.5 CFD
ordinary                 LONG                             95,000     9.7909
USD  0.5 CFD
ordinary                 LONG                             3,774      9.8612
USD  0.5 CFD
ordinary                 LONG                             5,153      9.8612
USD  0.5 CFD
ordinary                 LONG                             7,447      9.8612
USD  0.5 CFD
ordinary                 LONG                             7,301      9.8612
USD  0.5 CFD
ordinary                 LONG                             72,719     9.8612
USD  0.5 CFD
ordinary                 LONG                             29,688     9.8612
USD  0.5 CFD
ordinary                 LONG                             4,634      9.8612
USD  0.5 CFD
ordinary                 LONG                             141,349    9.8612
USD  0.5 CFD
ordinary                 SHORT                            17,398     9.6335
USD  0.5 CFD
ordinary                 SHORT                            8,950      9.6335
USD  0.5 CFD
ordinary                 SHORT                            3,654      9.6335
USD  0.5 CFD
ordinary                 SHORT                            917        9.6335
USD  0.5 CFD
ordinary                 SHORT                            899        9.6335
USD  0.5 CFD
ordinary                 SHORT                            634        9.6335
USD  0.5 CFD
ordinary                 SHORT                            570        9.6335
USD  0.5 CFD
ordinary                 SHORT                            464        9.6335
USD  0.5 CFD
ordinary                 SHORT                            45,000     9.6897
USD  0.5 CFD
ordinary                 SHORT                            7,669      9.7457

 

 (c)       Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.
N/A      N/A         N/A         N/A        N/A      N/A       N/A    N/A

 

(ii)        Exercising       

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
N/A                 N/A                 N/A                 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
N/A                  N/A                       N/A     N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

 

 

 

        Date of disclosure: 22nd November 2012
        Contact name:       Zoe Taylor
        Telephone number:   0207 425 1921

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FERXLLFLLFFEFBK -0- Nov/22/2012 14:00 GMT
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