Goldman Sachs (EPT) Form 8.5 (EPT/RI) - Amendment

  Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amendment

RNS Number : 8456R
GoldmanSachs International
22 November 2012


Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 21 November for dealings on 20 November has been updated.
Sections 2(a) and 2(b) have been updated.

                                                                             

                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      GLENCORE INTERNATIONAL PLC
whose relevant securities this form relates:

 Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    20 November 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  XSTRATA PLC
any other party to this offer?



2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD 0.01 Purchases     19,826,096                  3.3500 GBP       3.2465 GBP
ordinary                   24,280                 52.5713 HKD      39.4015 HKD
USD 0.01   Sales       10,938,356                  3.3475 GBP       3.2501 GBP
ordinary                   24,280                 52.5713 HKD      39.4015 HKD
                           43,500                  5.2000 USD       5.2000 USD





(b) Derivatives transactions (other than options)



Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
USD 0.01     CFD            Opening a long position           213,520   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           297,437   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           199,886   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             9,846   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             9,430   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            19,129   3.2501
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            13,252   3.2501
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           300,000   3.2524
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position               200   3.2545
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position          242,802   3.2568
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            23,519   3.2591
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            23,380   3.2591
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           424,878   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           456,148   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            15,000   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            13,561   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position             9,837   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            11,818   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            26,808   3.2691
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position             6,978   3.2733
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position             7,717   3.2733
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            15,802   3.2733
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            16,402   3.2733
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           10,737   3.2748
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           24,982   3.2748
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            7,167   3.2748
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           17,054   3.2748
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            9,160   3.2748
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position            35,000   3.2751
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position             4,100   3.2799
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           45,498   3.2806
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            36,042   3.2828
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            35,829   3.2828
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            2,000   3.2828
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             3,631   3.2830
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position            12,848   3.2843
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            52,031   3.2843
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           200,000   3.2857
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           250,000   3.2868
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           200,000   3.2873
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           350,000   3.2890
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           305,000   3.2919
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position            76,250   3.2919
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            11,377   3.2919
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           186,873   3.2919
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            99,000   3.2942
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           301,000   3.2942
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           350,000   3.2942
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           300,000   3.2943
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           300,000   3.2944
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           500,000   3.2949
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           350,000   3.2952
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           500,000   3.2979
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            1,619   3.2984
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            52,031   3.2984
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            1,700   3.2997
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            17,724   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            34,431   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            23,853   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           359,794   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           384,335   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           535,388   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            16,975   3.3013
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           532,120   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            18,370   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            34,510   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           381,000   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           365,845   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            16,900   3.3028
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            23,755   3.3028
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            1,725   3.3029
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position         2,700,000   3.3035
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           62,789   3.3038
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position              200   3.3044
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position            9,700   3.3044
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position           300,000   3.3061
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position             3,876   3.3072
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a short position           11,800   3.3090
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           242,361   3.3090
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           325,000   3.3093
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           300,000   3.3103
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           375,000   3.3108
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           250,000   3.3148
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             4,100   3.3171
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position         1,054,274   3.3178
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position             1,124   3.3180
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position            12,639   3.3184
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position           490,000   3.3269
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             9,000   3.3349
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            43,500   5.2000
ordinary                                                                   USD
USD 0.01    SWAP           Reducing a long position           213,762   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           127,301   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position             4,784   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           132,085   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           213,762   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            32,637   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            19,315   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           246,699   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           391,683   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            42,196   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            63,417   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position             1,336   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            20,652   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            32,638   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           391,683   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           232,087   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            42,686   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            21,465   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            14,612   3.2753
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            86,461   3.3189
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            13,322   3.3189
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           159,596   3.3189
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position            21,221   3.3189
ordinary                                                                   GBP







(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


NONE







        Date of disclosure: 22 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERPGGRCGUPPGMP -0- Nov/22/2012 17:50 GMT