UBS AG (EPT) - Form 8.5 (EPT/RI) RNS Number : 6959R UBS AG (EPT) 21 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the Code) 1. KEY INFORMATION (a) Name of exempt principal trader: UBS AG London Branch (b) Name of offeror/offeree in relation to whose African Barrick Gold Plc relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt African Barrick Gold principal trader is connected: Plc (d) Date dealing undertaken: 20 November 2012 (e) Has the EPT previously disclosed, or is it today NO disclosing, under the Code in respect of any other party to this offer? 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received 10p Ordinary Buy 53063 3.942182 GBP 3.89200 GBP 10p Ordinary Sell 30671 3.92900 GBP 3.84945 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security e.g. opening/closing a securities e.g. CFD long/short position, increasing/reducing a long/short position 10p Ordinary CFD Short 2658 3.905124 GBP 10p Ordinary CFD Short 20268 3.908099 GBP 10p Ordinary CFD Short 7079 3.919871 GBP 10p Ordinary CFD Short 2609 3.921943 GBP 10p Ordinary CFD Short 2475 3.942182 GBP 10p Ordinary CFD Long 5316 3.905124 GBP 10p Ordinary CFD Long 10134 3.908099 GBP 10p Ordinary CFD Long 1073 3.9138 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. (ii) Exercising Class of relevant Product description Number of Exercise price per security securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none " None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 21 November 2012 Contact name: Gemma Crewdson Telephone number: +44 (0)20 7568 1245 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FEREAFFFALDAFFF -0- Nov/21/2012 11:47 GMT
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UBS AG (EPT) Form 8.5 (EPT/RI)
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