Henderson Smllr Cos (HSL) - Holding(s) in Company RNS Number : 6740R Henderson Smaller Cos Inv Tst PLC 21 November 2012 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES^i 1. Identity of the issuer or the underlying issuer Henderson Smaller Companies of existing shares to which voting rights are Investment Trust PLC attached: ^ii 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights X An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): 3. Full name of person(s) subject to the Prudential plc group of companies notification obligation: ^iii 4. Full name of shareholder(s) See 9 below (if different from 3.):^iv 5. Date of the transaction and date on which the threshold is crossed or 13 November 2012 reached: ^v 6. Date on which issuer notified: 20 November 2012 7. Threshold(s) that is/are crossed or See item 13 reached: ^vi, vii 8. Notified details: A: Voting rights attached to shares ^viii, ix Class/type of Situation previous Resulting situation after the triggering shares to the triggering transaction transaction if possible Number Number Number Number of voting % of voting using of of of shares rights rights ^x the ISIN CODE Shares Voting Direct Direct Indirect Direct Indirect Rights ^xi ^xii GB0009065060 5,144,450 5,144,450 5,114,450 5,114,450 0 6.84% 0 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date ^xiii Conversion Period rights that may be rights ^xiv acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments ^xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting % of voting financial price date ^xvii Conversion rights instrument rights ^xix, instrument period refers to xx ^xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 5,114,450 6.84% 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: ^xxi Prudential plc (parent Company) - (Total Notifiable Interest 5,114,450) Held in: Holding Voting Rights PRUCLT HSBC GIS NOM(UK) PAC AC 4,396,975 4,396,974 PRUCLT HSBC GIS NOM(UK) PPL AC 56,442 56,442 STATE STREET NOMS LTD A/C GMIF 21,500 21,500 STATE STREET NOMS LTD A/C GMXG 639,534 639,534 Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) Proxy Voting: 10. Name of the proxy holder: N/A 11. Number of voting rights proxy holder will cease N/A to hold: 12. Date on which proxy holder will cease to hold N/A voting rights: 13. Additional information: As per 5.1.2, the non-exempt holdings for Prudential plc have moved from 6% to 5% triggering this notification. James Todd / Mark Thomas 14. Contact name: M&G Investment Management Limited 15. Contact telephone number: 020 7548 2293 / 020 7548 3266 This information is provided by RNS The company news service from the London Stock Exchange END HOLBBBMTMBJTBMT -0- Nov/21/2012 10:34 GMT
Henderson Smllr Cos HSL Holding(s) in Company
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