Morgan Stanley Secs Form 8.5 (EPT/RI) - Xstrata Plc Replacement

  Morgan Stanley Secs - Form 8.5 (EPT/RI) - Xstrata Plc Replacement

RNS Number : 7061R
Morgan Stanley Securities Limited
21 November 2012




                                  AMENDMENT

                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:                Morgan Stanley Securities
                                                    Limited
(b) Name of offeror/offeree in relation to whose    Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date dealing undertaken:                        19th November 2012
(e) Has the EPT previously disclosed, or is it      No
today disclosing, under the Code in respect of any
other party to this offer?                          





2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD  0.5 PURCHASES
ordinary            2,002,381     9.6696 GBP                  9.5220 GBP
USD  0.5 SALES
ordinary            2,105,461     9.6550 GBP                  9.4824 GBP



(b) Derivatives transactions (other than
options)



Class of     Product             Nature of dealing         Number of   Price
relevant description e.g                                   reference  per unit
security       CFD                      e.g                securities
                                                                       (GBP)
                          opening/closing a long/short
                          position, increasing/reducing a
                                long/short position
USD 0.5  CFD
ordinary                 LONG                              1,935      9.4824
USD 0.5  CFD
ordinary                 LONG                              5,432      9.4824
USD 0.5  CFD
ordinary                 LONG                              119,490    9.4824
USD 0.5  CFD
ordinary                 LONG                              4,813      9.4824
USD 0.5  CFD
ordinary                 LONG                              18,330     9.4824
USD 0.5  CFD
ordinary                 LONG                              1,550      9.5337
USD 0.5  CFD
ordinary                 LONG                              3,115      9.5598
USD 0.5  CFD
ordinary                 LONG                              91         9.5680
USD 0.5  CFD
ordinary                 LONG                              4,195      9.5680
USD 0.5  CFD
ordinary                 LONG                              27,724     9.5680
USD 0.5  CFD
ordinary                 LONG                              9,129      9.5680
USD 0.5  CFD
ordinary                 LONG                              831        9.5680
USD 0.5  CFD
ordinary                 LONG                              831        9.5680
USD 0.5  CFD
ordinary                 LONG                              8          9.5680
USD 0.5  CFD
ordinary                 LONG                              1,890      9.5680
USD 0.5  CFD
ordinary                 LONG                              26,065     9.5796
USD 0.5  CFD
ordinary                 LONG                              60,000     9.5856
USD 0.5  CFD
ordinary                 LONG                              60,000     9.5856
USD 0.5  CFD
ordinary                 LONG                              770        9.5859
USD 0.5  CFD
ordinary                 LONG                              9          9.5897
USD 0.5  CFD
ordinary                 LONG                              386        9.5923
USD 0.5  CFD
ordinary                 LONG                              4,000      9.6095
USD 0.5  CFD
ordinary                 LONG                              16,393     9.6309
USD 0.5  CFD
ordinary                 SHORT                             831        9.5397
USD 0.5  CFD
ordinary                 SHORT                             3,700      9.5676
USD 0.5  CFD
ordinary                 SHORT                             4,200      9.5676
USD 0.5  CFD
ordinary                 SHORT                             19         9.5680
USD 0.5  CFD
ordinary                 SHORT                             812        9.5680
USD 0.5  CFD
ordinary                 SHORT                             82,245     9.5680
USD 0.5  CFD
ordinary                 SHORT                             20,989     9.5680
USD 0.5  CFD
ordinary                 SHORT                             795        9.5680
USD 0.5  CFD
ordinary                 SHORT                             2,429      9.5680
USD 0.5  CFD
ordinary                 SHORT                             2,377      9.5680
USD 0.5  CFD
ordinary                 SHORT                             7,295      9.5680
USD 0.5  CFD
ordinary                 SHORT                             47,618     9.5680
USD 0.5  CFD
ordinary                 SHORT                             9          9.5728
USD 0.5  CFD
ordinary                 SHORT                             934        9.5768
USD 0.5  CFD
ordinary                 SHORT                             70,344     9.5770
USD 0.5  CFD
ordinary                 SHORT                             50         9.5850
USD 0.5  CFD
ordinary                 SHORT                             28,528     9.5864
USD 0.5  CFD
ordinary                 SHORT                             1,752      9.5864
USD 0.5  CFD
ordinary                 SHORT                             30,037     9.5864
USD 0.5  CFD
ordinary                 SHORT                             38,413     9.5864
USD 0.5  CFD
ordinary                 SHORT                             2,908      9.5864
USD 0.5  CFD
ordinary                 SHORT                             4,169      9.5884
USD 0.5  CFD
ordinary                 SHORT                             314        9.5884
USD 0.5  CFD
ordinary                 SHORT                             20,203     9.5884
USD 0.5  CFD
ordinary                 SHORT                             22,200     9.5891
USD 0.5  CFD
ordinary                 SHORT                             25,199     9.5891
USD 0.5  CFD
ordinary                 SHORT                             16,239     9.5924
USD 0.5  CFD
ordinary                 SHORT                             16,800     9.5943
USD 0.5  CFD
ordinary                 SHORT                             16,800     9.5943
USD 0.5  CFD
ordinary                 SHORT                             14,800     9.5943
USD 0.5  CFD
ordinary                 SHORT                             14,800     9.5943
USD 0.5  CFD
ordinary                 SHORT                             7,864      9.5961
USD 0.5  CFD
ordinary                 SHORT                             11,977     9.5984
USD 0.5  CFD
ordinary                 SHORT                             13,596     9.5984
USD 0.5  CFD
ordinary                 SHORT                             11,100     9.5989
USD 0.5  CFD
ordinary                 SHORT                             12,600     9.5989
USD 0.5  CFD
ordinary                 SHORT                             12,099     9.5989
USD 0.5  CFD
ordinary                 SHORT                             9,460      9.5989
USD 0.5  CFD
ordinary                 SHORT                             8,985      9.5989
USD 0.5  CFD
ordinary                 SHORT                             916        9.5989
USD 0.5  CFD
ordinary                 SHORT                             552        9.5989
USD 0.5  CFD
ordinary                 SHORT                             1,832      9.6062
USD 0.5  CFD
ordinary                 SHORT                             24,197     9.6062
USD 0.5  CFD
ordinary                 SHORT                             18,921     9.6062
USD 0.5  CFD
ordinary                 SHORT                             1,104      9.6062
USD 0.5  CFD
ordinary                 SHORT                             17,970     9.6062
USD 0.5  CFD
ordinary                 SHORT                             7,400      9.6123
USD 0.5  CFD
ordinary                 SHORT                             8,400      9.6123
USD 0.5  CFD
ordinary                 SHORT                             20,725     9.6697



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying





Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option    (GBP)   American,        received
                        etc.      relates            European         per unit
                                                       etc.            (GBP)
N/A      N/A         N/A         N/A        N/A      N/A       N/A    N/A

(ii) Exercising



Class of relevant Product description Number of  Exercise price per unit (GBP)
    security                          securities
                   e.g. call option
N/A               N/A                 N/A        N/A



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
N/A                  N/A                       N/A     N/A



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.







3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None









(b) Agreements, arrangements or understandings relating to options or
derivatives





Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None









        Date of disclosure: 21st November 2012
        Contact name:       Samantha Withers
        Telephone number:   0207 425 7514



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERBKDDBNBDDCDB -0- Nov/21/2012 13:31 GMT
 
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