Morgan Stanley Secs Form 8.5 (EPT/RI) - Xstrata Plc Replacement

  Morgan Stanley Secs - Form 8.5 (EPT/RI) - Xstrata Plc Replacement

RNS Number : 7058R
Morgan Stanley Securities Limited
21 November 2012




                                  AMENDMENT

                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:                Morgan Stanley Securities
                                                    Limited
(b) Name of offeror/offeree in relation to whose    Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date dealing undertaken:                        15th November 2012
(e) Has the EPT previously disclosed, or is it      No
today disclosing, under the Code in respect of any
other party to this offer?                          





2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
             
USD  0.5 PURCHASES
ordinary            5,619,540     9.6690 GBP                  9.4510 GBP
USD  0.5 SALES
ordinary            3,455,938     9.6680 GBP                  9.4510 GBP



(b) Derivatives transactions (other than
options)



Class of     Product             Nature of dealing         Number of   Price
relevant description e.g                                   reference  per unit
security       CFD                      e.g                securities
                                                                       (GBP)
                          opening/closing a long/short
                          position, increasing/reducing a
                                long/short position
USD 0.5  CFD
ordinary                 LONG                              65,000     9.5598
USD 0.5  CFD
ordinary                 LONG                              26,215     9.5623
USD 0.5  CFD
ordinary                 LONG                              26,215     9.5623
USD 0.5  CFD
ordinary                 LONG                              5,300      9.5660
USD 0.5  CFD
ordinary                 LONG                              13,181     9.5741
USD 0.5  CFD
ordinary                 LONG                              2,720      9.5741
USD 0.5  CFD
ordinary                 LONG                              205        9.5741
USD 0.5  CFD
ordinary                 LONG                              639        9.5800
USD 0.5  CFD
ordinary                 LONG                              31,171     9.5800
USD 0.5  CFD
ordinary                 LONG                              263        9.5800
USD 0.5  CFD
ordinary                 LONG                              2,337      9.5800
USD 0.5  CFD
ordinary                 LONG                              4          9.5800
USD 0.5  CFD
ordinary                 LONG                              59,575     9.5800
USD 0.5  CFD
ordinary                 LONG                              641        9.5800
USD 0.5  CFD
ordinary                 LONG                              639        9.5800
USD 0.5  CFD
ordinary                 LONG                              27,605     9.5802
USD 0.5  CFD
ordinary                 LONG                              165        9.5807
USD 0.5  CFD
ordinary                 LONG                              4          9.5915
USD 0.5  CFD
ordinary                 LONG                              927        9.5920
USD 0.5  CFD
ordinary                 LONG                              11,248     9.5984
USD 0.5  CFD
ordinary                 LONG                              63,804     9.6100
USD 0.5  CFD
ordinary                 LONG                              78         9.6107
USD 0.5  CFD
ordinary                 LONG                              2,000      9.6140
USD 0.5  CFD
ordinary                 SHORT                             15,800     9.5443
USD 0.5  CFD
ordinary                 SHORT                             93         9.5570
USD 0.5  CFD
ordinary                 SHORT                             7          9.5680
USD 0.5  CFD
ordinary                 SHORT                             494        9.5680
USD 0.5  CFD
ordinary                 SHORT                             102        9.5680
USD 0.5  CFD
ordinary                 SHORT                             1,566      9.5690
USD 0.5  CFD
ordinary                 SHORT                             197        9.5698
USD 0.5  CFD
ordinary                 SHORT                             1,470      9.5773
USD 0.5  CFD
ordinary                 SHORT                             33,456     9.5780
USD 0.5  CFD
ordinary                 SHORT                             66,921     9.5796
USD 0.5  CFD
ordinary                 SHORT                             3,699      9.5800
USD 0.5  CFD
ordinary                 SHORT                             4          9.5800
USD 0.5  CFD
ordinary                 SHORT                             386        9.5800
USD 0.5  CFD
ordinary                 SHORT                             253        9.5800
USD 0.5  CFD
ordinary                 SHORT                             1,234      9.5800
USD 0.5  CFD
ordinary                 SHORT                             82,788     9.5809
USD 0.5  CFD
ordinary                 SHORT                             16,800     9.5943
USD 0.5  CFD
ordinary                 SHORT                             63         9.6020
USD 0.5  CFD
ordinary                 SHORT                             4,817      9.6022
USD 0.5  CFD
ordinary                 SHORT                             3,539      9.6022
USD 0.5  CFD
ordinary                 SHORT                             336        9.6022
USD 0.5  CFD
ordinary                 SHORT                             3,197      9.6022
USD 0.5  CFD
ordinary                 SHORT                             207        9.6022
USD 0.5  CFD
ordinary                 SHORT                             641        9.6068
USD 0.5  CFD
ordinary                 SHORT                             2,000      9.6110
USD 0.5  CFD
ordinary                 SHORT                             16,393     9.6136
USD 0.5  CFD
ordinary                 SHORT                             167,399    9.6151
USD 0.5  CFD
ordinary                 SHORT                             4,092      9.6164
USD 0.5  CFD
ordinary                 SHORT                             3,605      9.6164
USD 0.5  CFD
ordinary                 SHORT                             48,100     9.6174
USD 0.5  CFD
ordinary                 SHORT                             54,600     9.6174
USD 0.5  CFD
ordinary                 SHORT                             3,800      9.6190
USD 0.5  CFD
ordinary                 SHORT                             167,399    9.6198
USD 0.5  CFD
ordinary                 SHORT                             11,918     9.6411
USD 0.5  CFD
ordinary                 SHORT                             10,500     9.6411



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying





Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option    (GBP)   American,        received
                        etc.      relates            European         per unit
                                                       etc.            (GBP)
N/A      N/A         N/A         N/A        N/A      N/A       N/A    N/A

(ii) Exercising



Class of relevant Product description Number of  Exercise price per unit (GBP)
    security                          securities
                   e.g. call option
N/A               N/A                 N/A        N/A



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
N/A                  N/A                       N/A     N/A



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.







3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None









(b) Agreements, arrangements or understandings relating to options or
derivatives





Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None









        Date of disclosure: 21st November 2012
        Contact name:       Samantha Withers
        Telephone number:   0207 425 7514



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERBKDDBNBDDNDB -0- Nov/21/2012 13:24 GMT
 
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