Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc
RNS Number : 5597R
Deutsche Bank AG
20 November 2012
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose Xstrata Plc
relevant securities the disclosure relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt Xstrata Plc
principal trader is connected:
(d) Date of dealing: 19-11-2012
(e) Have you previously disclosed, or are you today
disclosing, under the Code in respect of any other
relevant security of any other party to this offer? YES
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price per unit Lowest price per
relevant sales of securities paid/received unit
security paid/received
£
£
USD 0.5 Purchases
Ordinary 826710 9.66966 9.521
USD 0.5 Sales
Ordinary 104920 9.655 9.521
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit £
security e.g. opening/closing a long/short securities
e.g. CFD position, increasing/reducing a
long/short position
USD 0.5 CFD Long
Ordinary 798 9.613366
USD 0.5 CFD Long
Ordinary 81254 9.596883
USD 0.5 CFD Long
Ordinary 14722 9.590974
USD 0.5 CFD Long
Ordinary 268 9.58403
USD 0.5 CFD Long
Ordinary 11819 9.584023
USD 0.5 CFD Long
Ordinary 3605 9.58158
USD 0.5 CFD Long
Ordinary 24939 9.568368
USD 0.5 CFD Long
Ordinary 837 9.550618
USD 0.5 CFD Short
Ordinary 4468 9.66966
USD 0.5 CFD Short
Ordinary 1041 9.629097
USD 0.5 CFD Short
Ordinary 3124 9.62746
USD 0.5 CFD Short
Ordinary 5205 9.6272
USD 0.5 CFD Short
Ordinary 20375 9.62431
USD 0.5 CFD Short
Ordinary 3852 9.617238
USD 0.5 CFD Short
Ordinary 4502 9.614902
USD 0.5 CFD Short
Ordinary 66848 9.612798
USD 0.5 CFD Short
Ordinary 41300 9.612397
USD 0.5 CFD Short
Ordinary 4700 9.6121
USD 0.5 CFD Short
Ordinary 5170 9.61205
USD 0.5 CFD Short
Ordinary 5739 9.6104
USD 0.5 CFD Short
Ordinary 6168 9.610003
USD 0.5 CFD Short
Ordinary 80396 9.605935
USD 0.5 CFD Short
Ordinary 61950 9.598917
USD 0.5 CFD Short
Ordinary 82600 9.59437
USD 0.5 CFD Short
Ordinary 82600 9.59437
USD 0.5 CFD Short
Ordinary 123899 9.589119
USD 0.5 CFD Short
Ordinary 25189 9.58513
USD 0.5 CFD Short
Ordinary 26726 9.584403
USD 0.5 CFD Short
Ordinary 95784 9.583282
USD 0.5 CFD Short
Ordinary 15130 9.577
USD 0.5 CFD Short
Ordinary 5287 9.576044
USD 0.5 CFD Short
Ordinary 6584 9.568
USD 0.5 CFD Short
Ordinary 20650 9.567608
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Expiry Option
relevant description purchasing, securities to price per date money
security e.g. call selling, which option unit paid/
option varying etc. relates received
per unit
(ii) Exercising
Class of relevant security Product Number of Exercise Exercise price
description securities date per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20-11-2012
Contact name: Kelly-Jade Ledwich
Telephone number: 020 7545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFBLFLLFFZFBZ -0- Nov/20/2012 11:47 GMT
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