Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc RNS Number : 4603R Deutsche Bank AG 19 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Xstrata Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Xstrata Plc principal trader is connected: (d) Date of dealing: 16-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.5 Purchases Ordinary 735890 9.592 9.485599 USD 0.5 Sales Ordinary 958245 9.59 9.48 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Long Ordinary 637 9.536907 USD 0.5 CFD Long Ordinary 1651 9.536114 USD 0.5 CFD Long Ordinary 3509 9.534659 USD 0.5 CFD Long Ordinary 1000 9.524 USD 0.5 CFD Long Ordinary 16917 9.52086 USD 0.5 CFD Long Ordinary 1746 9.51221 USD 0.5 CFD Long Ordinary 95309 9.507617 USD 0.5 CFD Long Ordinary 16055 9.503465 USD 0.5 CFD Long Ordinary 63992 9.497 USD 0.5 CFD Long Ordinary 400000 9.4941 USD 0.5 CFD Short Ordinary 61948 9.559318 USD 0.5 CFD Short Ordinary 41300 9.552307 USD 0.5 CFD Short Ordinary 7213 9.5465 USD 0.5 CFD Short Ordinary 309749 9.545747 USD 0.5 CFD Short Ordinary 1578 9.537764 USD 0.5 CFD Short Ordinary 9492 9.537523 USD 0.5 CFD Short Ordinary 15619 9.528675 USD 0.5 CFD Short Ordinary 13265 9.527256 USD 0.5 CFD Short Ordinary 10324 9.524753 USD 0.5 CFD Short Ordinary 111819 9.522784 USD 0.5 CFD Short Ordinary 7005 9.520173 USD 0.5 CFD Short Ordinary 4568 9.509828 USD 0.5 CFD Short Ordinary 30000 9.507574 USD 0.5 CFD Short Ordinary 3449 9.506333 USD 0.5 CFD Short Ordinary 27332 9.5 USD 0.5 CFD Short Ordinary 11208 9.5 USD 0.5 CFD Short Ordinary 138774 9.696 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 19-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERLKLFFLFFEFBF -0- Nov/19/2012 12:52 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc
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