Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc

  Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc

RNS Number : 4603R
Deutsche Bank AG
19 November 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                   Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose       Xstrata Plc
relevant securities the disclosure relates:

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt   Xstrata Plc
principal trader is connected:
(d) Date of dealing:                                   16-11-2012
(e) Have you previously disclosed, or are you today     
disclosing, under the Code in respect of any other
relevant security of any other party to this offer?    YES

           

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
                                               £
                                                                     £
USD 0.5  Purchases
Ordinary               735890                9.592                9.485599
USD 0.5  Sales
Ordinary               958245                9.59                   9.48

 

(b)        Derivatives transactions (other than options)

 

Class of   Product            Nature of dealing           Number of  Price per
relevant description                                      reference   unit £
security              e.g. opening/closing a long/short   securities
          e.g. CFD     position, increasing/reducing a
                             long/short position
USD  0.5         CFD                 Long
Ordinary                                                     637     9.536907
USD  0.5         CFD                 Long
Ordinary                                                     1651    9.536114
USD  0.5         CFD                 Long
Ordinary                                                     3509    9.534659
USD  0.5         CFD                 Long
Ordinary                                                     1000      9.524
USD  0.5         CFD                 Long
Ordinary                                                    16917     9.52086
USD  0.5         CFD                 Long
Ordinary                                                     1746     9.51221
USD  0.5         CFD                 Long
Ordinary                                                    95309    9.507617
USD  0.5         CFD                 Long
Ordinary                                                    16055    9.503465
USD  0.5         CFD                 Long
Ordinary                                                    63992      9.497
USD  0.5         CFD                 Long
Ordinary                                                    400000    9.4941
USD  0.5         CFD                Short
Ordinary                                                    61948    9.559318
USD  0.5         CFD                Short
Ordinary                                                    41300    9.552307
USD  0.5         CFD                Short
Ordinary                                                     7213     9.5465
USD  0.5         CFD                Short
Ordinary                                                    309749   9.545747
USD  0.5         CFD                Short
Ordinary                                                     1578    9.537764
USD  0.5         CFD                Short
Ordinary                                                     9492    9.537523
USD  0.5         CFD                Short
Ordinary                                                    15619    9.528675
USD  0.5         CFD                Short
Ordinary                                                    13265    9.527256
USD  0.5         CFD                Short
Ordinary                                                    10324    9.524753
USD  0.5         CFD                Short
Ordinary                                                    111819   9.522784
USD  0.5         CFD                Short
Ordinary                                                     7005    9.520173
USD  0.5         CFD                Short
Ordinary                                                     4568    9.509828
USD  0.5         CFD                Short
Ordinary                                                    30000    9.507574
USD  0.5         CFD                Short
Ordinary                                                     3449    9.506333
USD  0.5         CFD                Short
Ordinary                                                    27332       9.5
USD  0.5         CFD                Short
Ordinary                                                    11208       9.5
USD  0.5         CFD                Short
Ordinary                                                    138774     9.696

 

(c)        Options transactions in respect of existing securities 

(i)         Writing, selling, purchasing or varying

 

Class of   Product     Writing,       Number of      Exercise  Expiry  Option
relevant description purchasing,    securities to    price per  date   money
security  e.g. call    selling,      which option      unit            paid/
           option    varying etc.      relates                        received
                                                                      per unit

 

(ii)        Exercising

 

Class of relevant security     Product      Number of  Exercise Exercise price
                             description    securities   date      per unit

                           e.g. call option
                                                                 

                                                                 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 19-11-2012
        Contact name:       Kelly-Jade Ledwich
        Telephone number:   020 7545 8515

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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FERLKLFFLFFEFBF -0- Nov/19/2012 12:52 GMT