Deutsche Bank AG 0H7D Form 8.5 (EPT/NON-RI) Glencore Int'l plc

  Deutsche Bank AG (0H7D) - Form 8.5 (EPT/NON-RI) Glencore Int'l plc

RNS Number : 4600R
Deutsche Bank AG
19 November 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose    Glencore International Plc
relevant securities the disclosure relates:

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Xstrata Plc
exempt principal trader is connected:
(d) Date of dealing (if any):                       16-11-2012
(e) Have you previously disclosed, or are you today  
disclosing, under the Code in respect of any other
relevant security of any other party to this offer? YES

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)  Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if any)

 

 

 

 

Class of relevant security:                     USD 0.1 Ordinary
                                                  Interests    Short positions
                                                 Number    %     Number    %
(1)  Relevant securities owned and/or                      
controlled:
                                                1,486,233 0.02
(2)  Derivatives (other than options):
(3)  Options and agreements to purchase/sell:
TOTAL:                                          1,486,233 0.02

 

Gross interests and short positions should be disclosed.

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

 

Details of  any open  derivative or  option  positions should  be given  on  a 
Supplemental Form 8 (Open Positions).

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 

Class of relevant security Purchase/sale Number of securities Price per unit

                                                                    £
USD 0.1 Ordinary           Purchase             15884             3.2155
USD 0.1 Ordinary           Sale                 27867             3.208
USD 0.1 Ordinary           Sale                 13934             3.208
USD 0.1 Ordinary           Sale                 10534             3.208
USD 0.1 Ordinary           Sale                  6885             3.208
USD 0.1 Ordinary           Sale                  3483             3.208
USD 0.1 Ordinary           Sale                  3483             3.208
USD 0.1 Ordinary           Sale                  3483             3.208

 

(b)        Derivatives transactions (other than options)

 

Class of Product     Nature of dealing                        Number  of Price
relevant description                                          reference  per
security             e.g.   opening/closing   a    long/short securities unit
         e.g. CFD    position,     increasing/reducing      a 
                     long/short position

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product     Writing,       Number of      Exercise  Expiry  Option
relevant description purchasing,    securities to    price per  date   money
security  e.g. call    selling,      which option      unit            paid/
           option    varying etc.      relates                        received
                                                                      per unit

 

(ii)        Exercising

 

Class of relevant security     Product      Number of  Exercise Exercise price
                             description    securities   date      per unit

                           e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

 

 

        Date of disclosure: 19-11-2012
        Contact name:       Kelly-Jade Ledwich
        Telephone number:   020 7545 8515

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on

+44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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FEOBDBDBRSBBGDC -0- Nov/19/2012 12:49 GMT