Goldman Sachs & Co. Form 8 (DD) - [Glencore International Plc]

  Goldman Sachs & Co. - Form 8 (DD) - [Glencore International Plc]

RNS Number : 5053R
Goldman Sachs & Co.
19 November 2012


                                                                   FORM 8 (DD)

                                      

 PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
   (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

           Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Identity of the party to the offer or person    (GS) GOLDMAN, SACHS & CO.
acting in concert making the disclosure:
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):

 The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose    GLENCORE INTERNATIONAL PLC
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(d) Status of person making the disclosure:         Advisor to XSTRATA PLC

 e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken:                        13 November 2012
(f) Has the party previously disclosed, or is it   YES - disclosed previously
today disclosing, under the Code in respect of any  for XSTRATA PLC
other party to this offer?



2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing



Class of relevant security:                           USD 0.01 ordinary


                                                  Interests  Short positions
                                                 Number  %    Number    %
(1) Relevant securities owned and/or controlled: 1,022  0.00    0      0.00
(2) Derivatives (other than options):              0    0.00    0      0.00
(3) Options and agreements to purchase/sell:       0    0.00    0      0.00
                                                1,022  0.00    0      0.00

 TOTAL:







All interests and all short positions should be disclosed.



Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



Details of  any  securities  borrowing  and  lending  positions  or  financial 
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(c),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.



3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit

                                 
    USD 0.01 ordinary        Purchase                   1,022    0.0000* GBP

*0 price is due to an ETF redemption





Class of relevant security Purchases/sales Total number of securities
    USD 0.01 ordinary         Purchases                         1,022



(b) Derivatives transactions (other than options)



Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position





(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(c) Attachments



Are any Supplemental Forms attached?



Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL)            NO





        Date of disclosure: 19 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.



                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


DCCUKRWRUSAAAAA -0- Nov/19/2012 18:05 GMT
 
Press spacebar to pause and continue. Press esc to stop.