GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 16 November 2012 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect of any other party to this offer? XSTRATA PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,313,247 0.06% 28,208,999 0.40% (2) Derivatives (other than options): 25,634,368 0.36% 1,989,534 0.03% (3) Options and agreements to purchase/sell: 1,000,000 0.01% 250,000 0.00% (4) TOTAL: 30,947,615 0.44% 30,448,533 0.43% Class of Convertible Bond relevant XS0475310396 security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or 2,300,000 0.10% 0 0.00% controlled: (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 2,300,000 0.10% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 40.6000 HKD ORD Purchase 628 3.2217 GBP ORD Purchase 653 3.2159 GBP ORD Purchase 1,100 40.7818 HKD ORD Purchase 1,900 3.2550 GBP ORD Purchase 2,994 3.2155 GBP ORD Purchase 3,081 3.2340 GBP ORD Purchase 3,398 3.2384 GBP ORD Purchase 3,905 3.2132 GBP ORD Purchase 6,903 3.2205 GBP ORD Purchase 13,156 3.2193 GBP ORD Purchase 15,285 3.2264 GBP ORD Purchase 23,069 3.2253 GBP ORD Purchase 31,258 3.2327 GBP ORD Purchase 44,591 3.2199 GBP ORD Purchase 58,586 3.2194 GBP ORD Purchase 81,377 3.2511 GBP ORD Purchase 89,272 3.2292 GBP ORD Purchase 100,000 3.2171 GBP ORD Purchase 219,179 3.2268 GBP ORD Purchase 219,302 3.2203 GBP ORD Purchase 315,079 3.2285 GBP ORD Purchase 2,135,000 3.2249 GBP ORD Sale 100 40.6000 HKD ORD Sale 300 3.2495 GBP ORD Sale 910 3.2110 GBP ORD Sale 1,000 40.8000 HKD ORD Sale 1,113 3.2070 GBP ORD Sale 3,753 3.2196 GBP ORD Sale 5,500 3.2165 GBP ORD Sale 6,000 3.2133 GBP ORD Sale 8,728 3.2154 GBP ORD Sale 10,860 3.2084 GBP ORD Sale 13,005 3.2244 GBP ORD Sale 22,009 3.2130 GBP ORD Sale 22,744 3.2149 GBP ORD Sale 71,829 3.2159 GBP ORD Sale 111,036 3.2294 GBP ORD Sale 117,824 3.2201 GBP ORD Sale 118,461 3.2152 GBP ORD Sale 166,180 3.2160 GBP ORD Sale 176,615 3.2221 GBP ORD Sale 270,000 3.2330 GBP ORD Sale 300,000 3.2117 GBP ORD Sale 361,450 3.2167 GBP ORD Sale 911,226 3.2246 GBP ORD (traded as ADR) Purchase 1,400 10.3100 USD ORD (traded as ADR) Sale 1,400 10.3100 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 1,200 3.2372 GBP ORD SWAP Long 4,800 3.2140 GBP ORD SWAP Long 11,500 3.2148 GBP ORD CFD Long 15,471 3.2360 GBP ORD SWAP Long 19,800 3.2127 GBP ORD CFD Long 77,724 3.2202 GBP ORD CFD Short 100 40.6487 HKD ORD SWAP Short 1,900 3.2550 GBP ORD CFD Short 9,388 3.2153 GBP ORD CFD Short 12,885 3.2173 GBP ORD CFD Short 23,649 3.2229 GBP ORD CFD Short 81,377 3.2511 GBP ORD CFD Short 185,316 3.2268 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 19 Nov 2012 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. 143221.01 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose BARCLAYS CAPITAL SECURITIES positions/dealings LTD are being disclosed: Name of offeror/offeree in relation to whose GLENCORE INTL PLC relevant securities this from relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Put Options Purchased 1,000,000 3.2000 American 18 Nov 2012 ORD Call Written -250,000 3.6000 American 18 Nov Options 2012 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
GLEN: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Glencore International Plc
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