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Nomura International Form 8.5 A.G Barr Plc



  Nomura International - Form 8.5 A.G Barr Plc

RNS Number : 3221R
Nomura International PLC (EPT)
16 November 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                Nomura International Plc
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:              A.G. Barr Plc

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Broker and Joint-Financial
exempt principal trader is connected:               Advisor to Britvic Plc
(d) Date position held/dealing undertaken:          15 November 2012
(e) Has the EPT previously disclosed, or is it
today disclosing, under the Code in respect of any  Yes, Britvic Plc
other party to this offer?

           

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

                                                                         USD 0.01 ordinary

 
                                                                      Interests      Short
                                                                                   positions
                                                                     Number   %   Number   %
(1) Relevant securities owned and/or controlled:                     3,716  0.003 2,592  0.002
(2) Derivatives (other than options):                                             1,699  0.001
(3) Options and agreements to purchase/sell:
 
                                                                     3,716  0.003 4,291  0.003
     TOTAL:

           

All interests and all short positions should be disclosed.

                                   

Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which                               
subscription right exists:
Details, including nature of the rights concerned and
relevant percentages:

 

If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit

                                  
Ordinary shares              Purchase           1,248             4.5234
Ordinary shares                Sale              540              4.5190
Ordinary shares                Sale              708              4.5270
Ordinary shares                Sale              500              4.5400
Ordinary shares                Sale              500              4.5500
Ordinary shares                Sale              689              4.5520

 

Total Buy - 1,248

Total Sell - 2,937

 

Class of relevant security Purchase/sale Number of securities Price per unit

                                                                  (USD)

 

Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
Ordinary    SWAP                     Long                    1,689     4.5479
 Shares

 

(b)        Derivatives transactions (other than options)

 

Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

        Date of disclosure: 16/11/2012
        Contact name:       Kyere Tabiri
        Telephone number:   020 7102 1267

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOUNSRRUOAAAAA -0- Nov/16/2012 10:45 GMT
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