Nomura International - Form 8.5 A.G Barr Plc RNS Number : 3221R Nomura International PLC (EPT) 16 November 2012 FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Nomura International Plc (b) Name of offeror/offeree in relation to whose relevant securities this form relates: A.G. Barr Plc Use a separate form for each offeror/offeree (c) Name of the party to the offer with which Broker and Joint-Financial exempt principal trader is connected: Advisor to Britvic Plc (d) Date position held/dealing undertaken: 15 November 2012 (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any Yes, Britvic Plc other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) USD 0.01 ordinary Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: 3,716 0.003 2,592 0.002 (2) Derivatives (other than options): 1,699 0.001 (3) Options and agreements to purchase/sell: 3,716 0.003 4,291 0.003 TOTAL: All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchase/sale Number of securities Price per unit Ordinary shares Purchase 1,248 4.5234 Ordinary shares Sale 540 4.5190 Ordinary shares Sale 708 4.5270 Ordinary shares Sale 500 4.5400 Ordinary shares Sale 500 4.5500 Ordinary shares Sale 689 4.5520 Total Buy - 1,248 Total Sell - 2,937 Class of relevant security Purchase/sale Number of securities Price per unit (USD) Class of Product Nature of dealing Number of Price relevant description reference per unit security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position Ordinary SWAP Long 1,689 4.5479 Shares (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description reference per security e.g. opening/closing a long/short securities unit e.g. CFD position, increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. (ii) Exercising Class of relevant Product description Number of Exercise price per security securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 16/11/2012 Contact name: Kyere Tabiri Telephone number: 020 7102 1267 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FEOUNSRRUOAAAAA -0- Nov/16/2012 10:45 GMT
Nomura International Form 8.5 A.G Barr Plc
Press spacebar to pause and continue. Press esc to stop.