Goldman Sachs (EPT) - Form 8.5 (EPT/RI) RNS Number : 3886R GoldmanSachs International 16 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL (b) Name of offeror/offeree in relation to GLENCORE INTERNATIONAL PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which XSTRATA PLC exempt principal trader is connected: (d) Date dealing undertaken: 15 November 2012 (e) Has the EPT previously disclosed, or is it YES - disclosed previously for today disclosing, under the Code in respect of XSTRATA PLC any other party to this offer? 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received USD 0.01 Purchases 7,120,352 3.3060 GBP 3.2405 GBP ordinary 24,580 52.5713 HKD 39.4015 HKD USD 0.01 Sales 8,789,112 3.3195 GBP 3.2500 GBP ordinary 24,580 52.5713 HKD 39.4015 HKD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description reference per unit security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.01 CFD Opening a long position 4,511 3.2569 ordinary GBP USD 0.01 CFD Opening a long position 4,695 3.2569 ordinary GBP USD 0.01 CFD Opening a short position 921,375 3.2584 ordinary GBP USD 0.01 CFD Opening a short position 150,000 3.2634 ordinary GBP USD 0.01 CFD Opening a short position 300,000 3.2684 ordinary GBP USD 0.01 CFD Opening a long position 350,750 3.2855 ordinary GBP USD 0.01 CFD Opening a long position 21,100 3.2866 ordinary GBP USD 0.01 CFD Opening a short position 1,619 3.2875 ordinary GBP USD 0.01 CFD Reducing a long position 9,612 3.2875 ordinary GBP USD 0.01 CFD Reducing a long position 967 3.2875 ordinary GBP USD 0.01 CFD Opening a short position 1,648,525 3.2957 ordinary GBP USD 0.01 SWAP Opening a long position 3,050,000 3.2680 ordinary GBP USD 0.01 SWAP Opening a short position 73,582 3.2790 ordinary GBP USD 0.01 SWAP Opening a long position 1,552,834 3.2935 ordinary GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. Warrant Call Purchasing 1,700 2.0000 AMERICAN 31/12/2030 0.3690 Warrant GBP EUR (ii) Exercising Class of relevant Product description Number of Exercise price per security securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 16 November 2012 Contact name: Audrey Malone and Darren Adam Telephone number: +44(20) 7552 3836 / +44(20) 7051 4224 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERBIBDBSGBBGDL -0- Nov/16/2012 18:06 GMT
Goldman Sachs (EPT) Form 8.5 (EPT/RI)
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