Nomura International Form 8.5 Xstrata Plc
Nomura International - Form 8.5 Xstrata Plc
RNS Number : 2021R
Nomura International PLC (EPT)
15 November 2012
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Nomura International Plc
(b) Name of offeror/offeree in relation to whose Xstrata Plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which Xstrata Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken: 14 November 2012
(e) Has the EPT previously disclosed, or is it Yes, Glencore International
today disclosing, under the Code in respect of Plc
any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 3,893,669 0.130 1,047,698 0.035
controlled:
(2) Derivatives (other than options): 1,398,754 0.047
(3) Options and agreements to purchase/sell:
3,893,669 0.130 2,446,452 0.082
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and
other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares Purchase 200 9.4340
Ordinary shares Purchase 10,826 9.4350
Ordinary shares Purchase 200 9.4360
Ordinary shares Purchase 460 9.4370
Ordinary shares Purchase 1,689 9.4380
Ordinary shares Purchase 230 9.4390
Ordinary shares Purchase 2,034 9.4400
Ordinary shares Purchase 780 9.4430
Ordinary shares Purchase 1,622 9.4450
Ordinary shares Purchase 678 9.4460
Ordinary shares Purchase 6,522 9.4480
Ordinary shares Purchase 910 9.4490
Ordinary shares Purchase 1,711 9.4500
Ordinary shares Purchase 2,395 9.4510
Ordinary shares Purchase 9,955 9.4520
Ordinary shares Purchase 1,470 9.4530
Ordinary shares Purchase 2,502 9.4540
Ordinary shares Purchase 5,307 9.4550
Ordinary shares Purchase 1,818 9.4560
Ordinary shares Purchase 13,359 9.4570
Ordinary shares Purchase 5,141 9.4580
Ordinary shares Purchase 2,400 9.4590
Ordinary shares Purchase 2,710 9.4600
Ordinary shares Purchase 3,004 9.4610
Ordinary shares Purchase 2,300 9.4620
Ordinary shares Purchase 1,607 9.4630
Ordinary shares Purchase 4,716 9.4640
Ordinary shares Purchase 2,308 9.4650
Ordinary shares Purchase 313 9.4660
Ordinary shares Purchase 21,900 9.4670
Ordinary shares Purchase 4 9.4680
Ordinary shares Purchase 3,536 9.4690
Ordinary shares Purchase 200 9.4700
Ordinary shares Purchase 3,692 9.4710
Ordinary shares Purchase 3,788 9.4720
Ordinary shares Purchase 3,585 9.4730
Ordinary shares Purchase 5,172 9.4740
Ordinary shares Purchase 6,705 9.4750
Ordinary shares Purchase 7,851 9.4760
Ordinary shares Purchase 7,939 9.4770
Ordinary shares Purchase 28,114 9.4780
Ordinary shares Purchase 9,666 9.4790
Ordinary shares Purchase 36,070 9.4800
Ordinary shares Purchase 6,534 9.4810
Ordinary shares Purchase 9,368 9.4820
Ordinary shares Purchase 6,483 9.4830
Ordinary shares Purchase 4,039 9.4840
Ordinary shares Purchase 12,388 9.4850
Ordinary shares Purchase 7,548 9.4860
Ordinary shares Purchase 4,120 9.4870
Ordinary shares Purchase 4,176 9.4880
Ordinary shares Purchase 4,899 9.4890
Ordinary shares Purchase 3,880 9.4900
Ordinary shares Purchase 187,923 9.4903
Ordinary shares Purchase 98,621 9.4903
Ordinary shares Purchase 8,740 9.4910
Ordinary shares Purchase 3,323 9.4910
Ordinary shares Purchase 5,293 9.4920
Ordinary shares Purchase 8,188 9.4930
Ordinary shares Purchase 12,481 9.4940
Ordinary shares Purchase 2,738 9.4950
Ordinary shares Purchase 3,169 9.4960
Ordinary shares Purchase 8,140 9.4970
Ordinary shares Purchase 3,260 9.4980
Ordinary shares Purchase 1,892 9.4990
Ordinary shares Purchase 36,888 9.5000
Ordinary shares Purchase 3,239 9.5010
Ordinary shares Purchase 6,702 9.5020
Ordinary shares Purchase 350 9.5030
Ordinary shares Purchase 385 9.5040
Ordinary shares Purchase 200 9.5050
Ordinary shares Purchase 1,716 9.5070
Ordinary shares Purchase 1,303 9.5080
Ordinary shares Purchase 550 9.5090
Ordinary shares Purchase 4,685 9.5100
Ordinary shares Purchase 913 9.5110
Ordinary shares Purchase 1,336 9.5120
Ordinary shares Purchase 5,403 9.5130
Ordinary shares Purchase 178 9.5140
Ordinary shares Purchase 3,710 9.5150
Ordinary shares Purchase 2,152 9.5170
Ordinary shares Purchase 3,558 9.5180
Ordinary shares Purchase 451 9.5190
Ordinary shares Purchase 1,049 9.5200
Ordinary shares Purchase 3,000 9.5220
Ordinary shares Purchase 1,674 9.5230
Ordinary shares Purchase 349 9.5250
Ordinary shares Purchase 200 9.5260
Ordinary shares Purchase 2,560 9.5270
Ordinary shares Purchase 898 9.5280
Ordinary shares Purchase 1,665 9.5290
Ordinary shares Purchase 1,677 9.5300
Ordinary shares Purchase 100 9.5310
Ordinary shares Purchase 970 9.5330
Ordinary shares Purchase 317 9.5350
Ordinary shares Purchase 700 9.5370
Ordinary shares Purchase 348 9.5380
Ordinary shares Purchase 500 9.5390
Ordinary shares Purchase 1,211 9.5400
Ordinary shares Purchase 382 9.5420
Ordinary shares Purchase 1,521 9.5430
Ordinary shares Purchase 322 9.5460
Ordinary shares Purchase 100 9.5480
Ordinary shares Purchase 2,118 9.5490
Ordinary shares Purchase 249 9.5520
Ordinary shares Purchase 140 9.5530
Ordinary shares Purchase 1,106 9.5550
Ordinary shares Purchase 995 9.5560
Ordinary shares Purchase 1,543 9.5570
Ordinary shares Purchase 1,290 9.5580
Ordinary shares Purchase 200 9.5590
Ordinary shares Purchase 2,776 9.5600
Ordinary shares Purchase 1,644 9.5620
Ordinary shares Purchase 1,475 9.5680
Ordinary shares Purchase 1,757 9.5690
Ordinary shares Purchase 3,241 9.5700
Ordinary shares Purchase 100 9.5790
Ordinary shares Purchase 2,247 9.5800
Ordinary shares Purchase 347 9.5910
Ordinary shares Purchase 694 9.6000
Ordinary shares Purchase 2,646 9.6080
Ordinary shares Purchase 1,038 9.6100
Ordinary shares Sale 6,369 9.4350
Ordinary shares Sale 838 9.4390
Ordinary shares Sale 100 9.4400
Ordinary shares Sale 109 9.4410
Ordinary shares Sale 334 9.4460
Ordinary shares Sale 4,227 9.4500
Ordinary shares Sale 1,916 9.4520
Ordinary shares Sale 2,175 9.4530
Ordinary shares Sale 1,100 9.4539
Ordinary shares Sale 1,391 9.4540
Ordinary shares Sale 200 9.4550
Ordinary shares Sale 8,106 9.4560
Ordinary shares Sale 1,024 9.4570
Ordinary shares Sale 4,055 9.4580
Ordinary shares Sale 3,452 9.4590
Ordinary shares Sale 8,148 9.4600
Ordinary shares Sale 3,497 9.4610
Ordinary shares Sale 11,068 9.4620
Ordinary shares Sale 4,038 9.4630
Ordinary shares Sale 98 9.4640
Ordinary shares Sale 1,302 9.4650
Ordinary shares Sale 3,098 9.4660
Ordinary shares Sale 729 9.4680
Ordinary shares Sale 4,926 9.4690
Ordinary shares Sale 4,076 9.4700
Ordinary shares Sale 2,139 9.4710
Ordinary shares Sale 4,078 9.4720
Ordinary shares Sale 15,204 9.4730
Ordinary shares Sale 13,067 9.4740
Ordinary shares Sale 11,281 9.4750
Ordinary shares Sale 12,741 9.4760
Ordinary shares Sale 26,768 9.4770
Ordinary shares Sale 25,000 9.4773
Ordinary shares Sale 15,132 9.4780
Ordinary shares Sale 12,396 9.4790
Ordinary shares Sale 29,925 9.4800
Ordinary shares Sale 6,860 9.4810
Ordinary shares Sale 18,470 9.4820
Ordinary shares Sale 18,636 9.4830
Ordinary shares Sale 2,841 9.4840
Ordinary shares Sale 17,530 9.4850
Ordinary shares Sale 75,000 9.4856
Ordinary shares Sale 18,821 9.4860
Ordinary shares Sale 9,293 9.4870
Ordinary shares Sale 5,453 9.4880
Ordinary shares Sale 12,008 9.4890
Ordinary shares Sale 15,907 9.4900
Ordinary shares Sale 9,490 9.4910
Ordinary shares Sale 10,393 9.4920
Ordinary shares Sale 31,283 9.4930
Ordinary shares Sale 10,953 9.4940
Ordinary shares Sale 683 9.4947
Ordinary shares Sale 9,225 9.4950
Ordinary shares Sale 3,253 9.4960
Ordinary shares Sale 4,539 9.4970
Ordinary shares Sale 14,709 9.4980
Ordinary shares Sale 2,867 9.4990
Ordinary shares Sale 38,209 9.5000
Ordinary shares Sale 1,490 9.5010
Ordinary shares Sale 4,848 9.5020
Ordinary shares Sale 1,635 9.5030
Ordinary shares Sale 522 9.5040
Ordinary shares Sale 200 9.5050
Ordinary shares Sale 200 9.5060
Ordinary shares Sale 3,484 9.5070
Ordinary shares Sale 2,150 9.5080
Ordinary shares Sale 1,599 9.5090
Ordinary shares Sale 3,064 9.5100
Ordinary shares Sale 1,000 9.5110
Ordinary shares Sale 793 9.5120
Ordinary shares Sale 9,156 9.5130
Ordinary shares Sale 1,758 9.5140
Ordinary shares Sale 2,500 9.5146
Ordinary shares Sale 2,304 9.5150
Ordinary shares Sale 1,072 9.5160
Ordinary shares Sale 674 9.5180
Ordinary shares Sale 2,900 9.5190
Ordinary shares Sale 7,412 9.5200
Ordinary shares Sale 161 9.5210
Ordinary shares Sale 6,308 9.5220
Ordinary shares Sale 1,105 9.5240
Ordinary shares Sale 1,851 9.5270
Ordinary shares Sale 200 9.5290
Ordinary shares Sale 4,391 9.5300
Ordinary shares Sale 171 9.5310
Ordinary shares Sale 979 9.5350
Ordinary shares Sale 3,470 9.5360
Ordinary shares Sale 2,587 9.5380
Ordinary shares Sale 5,032 9.5390
Ordinary shares Sale 1,565 9.5400
Ordinary shares Sale 2,838 9.5420
Ordinary shares Sale 1,779 9.5430
Ordinary shares Sale 2,099 9.5440
Ordinary shares Sale 3,460 9.5450
Ordinary shares Sale 1,740 9.5470
Ordinary shares Sale 737 9.5480
Ordinary shares Sale 2,599 9.5490
Ordinary shares Sale 3,295 9.5500
Ordinary shares Sale 1,318 9.5510
Ordinary shares Sale 1,074 9.5520
Ordinary shares Sale 2,282 9.5530
Ordinary shares Sale 1,183 9.5540
Ordinary shares Sale 1,493 9.5550
Ordinary shares Sale 1,629 9.5580
Ordinary shares Sale 526 9.5600
Ordinary shares Sale 352 9.5610
Ordinary shares Sale 1,052 9.5630
Ordinary shares Sale 336 9.5640
Ordinary shares Sale 139 9.5660
Ordinary shares Sale 600 9.5670
Ordinary shares Sale 402 9.5680
Ordinary shares Sale 664 9.5690
Ordinary shares Sale 12,425 9.5700
Ordinary shares Sale 221 9.5710
Ordinary shares Sale 104 9.5750
Ordinary shares Sale 964 9.5760
Ordinary shares Sale 1,261 9.5780
Ordinary shares Sale 668 9.5790
Ordinary shares Sale 134 9.5810
Ordinary shares Sale 584 9.5820
Ordinary shares Sale 569 9.5830
Ordinary shares Sale 5,687 9.5850
Ordinary shares Sale 501 9.5870
Ordinary shares Sale 896 9.5900
Ordinary shares Sale 292 9.5910
Ordinary shares Sale 2,646 9.6080
Total Buy - 753,460
Total Sell - 715,660
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description reference per unit
security e.g. opening/closing a long/short securities
e.g. CFD position, increasing/reducing a
long/short position
Ordinary SWAP Long 313 9.4784
Shares
Ordinary SWAP Long 75,000 9.4856
Shares
Ordinary SWAP Long 6,141 9.4863
Shares
Ordinary SWAP Long 372,347 9.4928
Shares
Ordinary SWAP Long 10,000 9.5700
Shares
Ordinary SWAP Short 247 9.4640
Shares
Ordinary SWAP Short 163 9.4770
Shares
Ordinary SWAP Short 358,923 9.4860
Shares
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security e.g. call selling, to which per unit e.g. paid/
option varying option American, received
etc. relates European per unit
etc.
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15/11/2012
Contact name: Kyere Tabiri
Telephone number: 0207102 1267
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEOBABLTMBMBMIT -0- Nov/15/2012 09:05 GMT
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