Nomura International Form 8.5 Xstrata Plc

  Nomura International - Form 8.5 Xstrata Plc

RNS Number : 2021R
Nomura International PLC (EPT)
15 November 2012




                                                         FORM 8.5 (EPT/NON-RI)

                                      

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:              Nomura International Plc
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Xstrata Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        14 November 2012
(e) Has the EPT previously disclosed, or is it    Yes, Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?



2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)



Class of relevant security:


                                                 Interests    Short positions

                                               Number     %    Number     %
(1) Relevant securities owned and/or           3,893,669 0.130 1,047,698 0.035
controlled:
(2) Derivatives (other than options):                          1,398,754 0.047
(3) Options and agreements to purchase/sell:

                                               3,893,669 0.130 2,446,452 0.082
 TOTAL:



All interests and all short positions should be disclosed.



Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.



 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit

                                 
Ordinary shares              Purchase            200              9.4340
Ordinary shares              Purchase           10,826            9.4350
Ordinary shares              Purchase            200              9.4360
Ordinary shares              Purchase            460              9.4370
Ordinary shares              Purchase           1,689             9.4380
Ordinary shares              Purchase            230              9.4390
Ordinary shares              Purchase           2,034             9.4400
Ordinary shares              Purchase            780              9.4430
Ordinary shares              Purchase           1,622             9.4450
Ordinary shares              Purchase            678              9.4460
Ordinary shares              Purchase           6,522             9.4480
Ordinary shares              Purchase            910              9.4490
Ordinary shares              Purchase           1,711             9.4500
Ordinary shares              Purchase           2,395             9.4510
Ordinary shares              Purchase           9,955             9.4520
Ordinary shares              Purchase           1,470             9.4530
Ordinary shares              Purchase           2,502             9.4540
Ordinary shares              Purchase           5,307             9.4550
Ordinary shares              Purchase           1,818             9.4560
Ordinary shares              Purchase           13,359            9.4570
Ordinary shares              Purchase           5,141             9.4580
Ordinary shares              Purchase           2,400             9.4590
Ordinary shares              Purchase           2,710             9.4600
Ordinary shares              Purchase           3,004             9.4610
Ordinary shares              Purchase           2,300             9.4620
Ordinary shares              Purchase           1,607             9.4630
Ordinary shares              Purchase           4,716             9.4640
Ordinary shares              Purchase           2,308             9.4650
Ordinary shares              Purchase            313              9.4660
Ordinary shares              Purchase           21,900            9.4670
Ordinary shares              Purchase             4               9.4680
Ordinary shares              Purchase           3,536             9.4690
Ordinary shares              Purchase            200              9.4700
Ordinary shares              Purchase           3,692             9.4710
Ordinary shares              Purchase           3,788             9.4720
Ordinary shares              Purchase           3,585             9.4730
Ordinary shares              Purchase           5,172             9.4740
Ordinary shares              Purchase           6,705             9.4750
Ordinary shares              Purchase           7,851             9.4760
Ordinary shares              Purchase           7,939             9.4770
Ordinary shares              Purchase           28,114            9.4780
Ordinary shares              Purchase           9,666             9.4790
Ordinary shares              Purchase           36,070            9.4800
Ordinary shares              Purchase           6,534             9.4810
Ordinary shares              Purchase           9,368             9.4820
Ordinary shares              Purchase           6,483             9.4830
Ordinary shares              Purchase           4,039             9.4840
Ordinary shares              Purchase           12,388            9.4850
Ordinary shares              Purchase           7,548             9.4860
Ordinary shares              Purchase           4,120             9.4870
Ordinary shares              Purchase           4,176             9.4880
Ordinary shares              Purchase           4,899             9.4890
Ordinary shares              Purchase           3,880             9.4900
Ordinary shares              Purchase          187,923            9.4903
Ordinary shares              Purchase           98,621            9.4903
Ordinary shares              Purchase           8,740             9.4910
Ordinary shares              Purchase           3,323             9.4910
Ordinary shares              Purchase           5,293             9.4920
Ordinary shares              Purchase           8,188             9.4930
Ordinary shares              Purchase           12,481            9.4940
Ordinary shares              Purchase           2,738             9.4950
Ordinary shares              Purchase           3,169             9.4960
Ordinary shares              Purchase           8,140             9.4970
Ordinary shares              Purchase           3,260             9.4980
Ordinary shares              Purchase           1,892             9.4990
Ordinary shares              Purchase           36,888            9.5000
Ordinary shares              Purchase           3,239             9.5010
Ordinary shares              Purchase           6,702             9.5020
Ordinary shares              Purchase            350              9.5030
Ordinary shares              Purchase            385              9.5040
Ordinary shares              Purchase            200              9.5050
Ordinary shares              Purchase           1,716             9.5070
Ordinary shares              Purchase           1,303             9.5080
Ordinary shares              Purchase            550              9.5090
Ordinary shares              Purchase           4,685             9.5100
Ordinary shares              Purchase            913              9.5110
Ordinary shares              Purchase           1,336             9.5120
Ordinary shares              Purchase           5,403             9.5130
Ordinary shares              Purchase            178              9.5140
Ordinary shares              Purchase           3,710             9.5150
Ordinary shares              Purchase           2,152             9.5170
Ordinary shares              Purchase           3,558             9.5180
Ordinary shares              Purchase            451              9.5190
Ordinary shares              Purchase           1,049             9.5200
Ordinary shares              Purchase           3,000             9.5220
Ordinary shares              Purchase           1,674             9.5230
Ordinary shares              Purchase            349              9.5250
Ordinary shares              Purchase            200              9.5260
Ordinary shares              Purchase           2,560             9.5270
Ordinary shares              Purchase            898              9.5280
Ordinary shares              Purchase           1,665             9.5290
Ordinary shares              Purchase           1,677             9.5300
Ordinary shares              Purchase            100              9.5310
Ordinary shares              Purchase            970              9.5330
Ordinary shares              Purchase            317              9.5350
Ordinary shares              Purchase            700              9.5370
Ordinary shares              Purchase            348              9.5380
Ordinary shares              Purchase            500              9.5390
Ordinary shares              Purchase           1,211             9.5400
Ordinary shares              Purchase            382              9.5420
Ordinary shares              Purchase           1,521             9.5430
Ordinary shares              Purchase            322              9.5460
Ordinary shares              Purchase            100              9.5480
Ordinary shares              Purchase           2,118             9.5490
Ordinary shares              Purchase            249              9.5520
Ordinary shares              Purchase            140              9.5530
Ordinary shares              Purchase           1,106             9.5550
Ordinary shares              Purchase            995              9.5560
Ordinary shares              Purchase           1,543             9.5570
Ordinary shares              Purchase           1,290             9.5580
Ordinary shares              Purchase            200              9.5590
Ordinary shares              Purchase           2,776             9.5600
Ordinary shares              Purchase           1,644             9.5620
Ordinary shares              Purchase           1,475             9.5680
Ordinary shares              Purchase           1,757             9.5690
Ordinary shares              Purchase           3,241             9.5700
Ordinary shares              Purchase            100              9.5790
Ordinary shares              Purchase           2,247             9.5800
Ordinary shares              Purchase            347              9.5910
Ordinary shares              Purchase            694              9.6000
Ordinary shares              Purchase           2,646             9.6080
Ordinary shares              Purchase           1,038             9.6100
Ordinary shares                Sale             6,369             9.4350
Ordinary shares                Sale              838              9.4390
Ordinary shares                Sale              100              9.4400
Ordinary shares                Sale              109              9.4410
Ordinary shares                Sale              334              9.4460
Ordinary shares                Sale             4,227             9.4500
Ordinary shares                Sale             1,916             9.4520
Ordinary shares                Sale             2,175             9.4530
Ordinary shares                Sale             1,100             9.4539
Ordinary shares                Sale             1,391             9.4540
Ordinary shares                Sale              200              9.4550
Ordinary shares                Sale             8,106             9.4560
Ordinary shares                Sale             1,024             9.4570
Ordinary shares                Sale             4,055             9.4580
Ordinary shares                Sale             3,452             9.4590
Ordinary shares                Sale             8,148             9.4600
Ordinary shares                Sale             3,497             9.4610
Ordinary shares                Sale             11,068            9.4620
Ordinary shares                Sale             4,038             9.4630
Ordinary shares                Sale               98              9.4640
Ordinary shares                Sale             1,302             9.4650
Ordinary shares                Sale             3,098             9.4660
Ordinary shares                Sale              729              9.4680
Ordinary shares                Sale             4,926             9.4690
Ordinary shares                Sale             4,076             9.4700
Ordinary shares                Sale             2,139             9.4710
Ordinary shares                Sale             4,078             9.4720
Ordinary shares                Sale             15,204            9.4730
Ordinary shares                Sale             13,067            9.4740
Ordinary shares                Sale             11,281            9.4750
Ordinary shares                Sale             12,741            9.4760
Ordinary shares                Sale             26,768            9.4770
Ordinary shares                Sale             25,000            9.4773
Ordinary shares                Sale             15,132            9.4780
Ordinary shares                Sale             12,396            9.4790
Ordinary shares                Sale             29,925            9.4800
Ordinary shares                Sale             6,860             9.4810
Ordinary shares                Sale             18,470            9.4820
Ordinary shares                Sale             18,636            9.4830
Ordinary shares                Sale             2,841             9.4840
Ordinary shares                Sale             17,530            9.4850
Ordinary shares                Sale             75,000            9.4856
Ordinary shares                Sale             18,821            9.4860
Ordinary shares                Sale             9,293             9.4870
Ordinary shares                Sale             5,453             9.4880
Ordinary shares                Sale             12,008            9.4890
Ordinary shares                Sale             15,907            9.4900
Ordinary shares                Sale             9,490             9.4910
Ordinary shares                Sale             10,393            9.4920
Ordinary shares                Sale             31,283            9.4930
Ordinary shares                Sale             10,953            9.4940
Ordinary shares                Sale              683              9.4947
Ordinary shares                Sale             9,225             9.4950
Ordinary shares                Sale             3,253             9.4960
Ordinary shares                Sale             4,539             9.4970
Ordinary shares                Sale             14,709            9.4980
Ordinary shares                Sale             2,867             9.4990
Ordinary shares                Sale             38,209            9.5000
Ordinary shares                Sale             1,490             9.5010
Ordinary shares                Sale             4,848             9.5020
Ordinary shares                Sale             1,635             9.5030
Ordinary shares                Sale              522              9.5040
Ordinary shares                Sale              200              9.5050
Ordinary shares                Sale              200              9.5060
Ordinary shares                Sale             3,484             9.5070
Ordinary shares                Sale             2,150             9.5080
Ordinary shares                Sale             1,599             9.5090
Ordinary shares                Sale             3,064             9.5100
Ordinary shares                Sale             1,000             9.5110
Ordinary shares                Sale              793              9.5120
Ordinary shares                Sale             9,156             9.5130
Ordinary shares                Sale             1,758             9.5140
Ordinary shares                Sale             2,500             9.5146
Ordinary shares                Sale             2,304             9.5150
Ordinary shares                Sale             1,072             9.5160
Ordinary shares                Sale              674              9.5180
Ordinary shares                Sale             2,900             9.5190
Ordinary shares                Sale             7,412             9.5200
Ordinary shares                Sale              161              9.5210
Ordinary shares                Sale             6,308             9.5220
Ordinary shares                Sale             1,105             9.5240
Ordinary shares                Sale             1,851             9.5270
Ordinary shares                Sale              200              9.5290
Ordinary shares                Sale             4,391             9.5300
Ordinary shares                Sale              171              9.5310
Ordinary shares                Sale              979              9.5350
Ordinary shares                Sale             3,470             9.5360
Ordinary shares                Sale             2,587             9.5380
Ordinary shares                Sale             5,032             9.5390
Ordinary shares                Sale             1,565             9.5400
Ordinary shares                Sale             2,838             9.5420
Ordinary shares                Sale             1,779             9.5430
Ordinary shares                Sale             2,099             9.5440
Ordinary shares                Sale             3,460             9.5450
Ordinary shares                Sale             1,740             9.5470
Ordinary shares                Sale              737              9.5480
Ordinary shares                Sale             2,599             9.5490
Ordinary shares                Sale             3,295             9.5500
Ordinary shares                Sale             1,318             9.5510
Ordinary shares                Sale             1,074             9.5520
Ordinary shares                Sale             2,282             9.5530
Ordinary shares                Sale             1,183             9.5540
Ordinary shares                Sale             1,493             9.5550
Ordinary shares                Sale             1,629             9.5580
Ordinary shares                Sale              526              9.5600
Ordinary shares                Sale              352              9.5610
Ordinary shares                Sale             1,052             9.5630
Ordinary shares                Sale              336              9.5640
Ordinary shares                Sale              139              9.5660
Ordinary shares                Sale              600              9.5670
Ordinary shares                Sale              402              9.5680
Ordinary shares                Sale              664              9.5690
Ordinary shares                Sale             12,425            9.5700
Ordinary shares                Sale              221              9.5710
Ordinary shares                Sale              104              9.5750
Ordinary shares                Sale              964              9.5760
Ordinary shares                Sale             1,261             9.5780
Ordinary shares                Sale              668              9.5790
Ordinary shares                Sale              134              9.5810
Ordinary shares                Sale              584              9.5820
Ordinary shares                Sale              569              9.5830
Ordinary shares                Sale             5,687             9.5850
Ordinary shares                Sale              501              9.5870
Ordinary shares                Sale              896              9.5900
Ordinary shares                Sale              292              9.5910
Ordinary shares                Sale             2,646             9.6080



Total Buy - 753,460

Total Sell - 715,660



(b) Derivatives transactions (other than options)



Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
Ordinary    SWAP                     Long                     313      9.4784
 Shares
Ordinary    SWAP                     Long                    75,000    9.4856
 Shares
Ordinary    SWAP                     Long                    6,141     9.4863
 Shares
Ordinary    SWAP                     Long                   372,347    9.4928
 Shares
Ordinary    SWAP                     Long                    10,000    9.5700
 Shares
Ordinary    SWAP                     Short                    247      9.4640
 Shares
Ordinary    SWAP                     Short                    163      9.4770
 Shares
Ordinary    SWAP                     Short                  358,923    9.4860
 Shares



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                            

                                                            



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None





(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached? NO





        Date of disclosure: 15/11/2012
        Contact name:       Kyere Tabiri
        Telephone number:   0207102 1267



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FEOBABLTMBMBMIT -0- Nov/15/2012 09:05 GMT