Nomura International Form 8.5 Glencore International Plc

  Nomura International - Form 8.5 Glencore International Plc

RNS Number : 2027R
Nomura International PLC (EPT)
15 November 2012




                        FORM 8.5 (EPT/NON-RI)

                                      

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:                    Nomura International
                                                        Plc
(b) Name of offeror/offeree in relation to whose        Glencore International
relevant securities this form relates:                  Plc

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt    Xstrata Plc
principal trader is connected:
(d) Date position held/dealing undertaken:              14 November 2012
(e) Has the EPT previously disclosed, or is it today    Yes, Xstrata Plc
disclosing, under the Code in respect of any other
party to this offer?



2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)



        USD 0.01 ordinary


    Interests    Short positions

                                                                     Number     %    Number     %
(1) Relevant securities owned and/or controlled:                     6,398,726 0.090 3,770,810 0.053
(2) Derivatives (other than options):                                                2,856,942 0.040
(3) Options and agreements to purchase/sell:

                                                                     6,398,726 0.090 6,627,752 0.093
 TOTAL:





Class of relevant security:  5% guaranteed convertible bonds due December 2014


                                  Interests             Short positions

                               Number        %        Number           %
(1) Relevant securities            0          0       2,200,000       0.096
owned and/or controlled:
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell:

                                   0          0       2,200,000       0.096
 TOTAL:





All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which        
subscription right exists:
Details, including nature of the rights concerned and
relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.



3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit

                                 
Ordinary shares              Purchase           12,405            3.3100
Ordinary shares              Purchase           16,416            3.3105
Ordinary shares              Purchase           38,401            3.3110
Ordinary shares              Purchase           57,748            3.3115
Ordinary shares              Purchase           72,443            3.3120
Ordinary shares              Purchase           53,217            3.3125
Ordinary shares              Purchase           24,914            3.3130
Ordinary shares              Purchase           2,600             3.3135
Ordinary shares              Purchase           12,892            3.3140
Ordinary shares              Purchase           26,158            3.3145
Ordinary shares              Purchase           12,096            3.3150
Ordinary shares              Purchase           15,549            3.3155
Ordinary shares              Purchase           12,364            3.3160
Ordinary shares              Purchase           10,541            3.3165
Ordinary shares              Purchase           9,333             3.3170
Ordinary shares              Purchase           13,583            3.3175
Ordinary shares              Purchase           8,940             3.3180
Ordinary shares              Purchase           8,689             3.3185
Ordinary shares              Purchase           9,899             3.3190
Ordinary shares              Purchase           6,695             3.3195
Ordinary shares              Purchase           20,507            3.3200
Ordinary shares              Purchase           28,231            3.3205
Ordinary shares              Purchase           11,878            3.3210
Ordinary shares              Purchase           36,794            3.3215
Ordinary shares              Purchase           32,926            3.3220
Ordinary shares              Purchase           31,891            3.3225
Ordinary shares              Purchase           15,919            3.3230
Ordinary shares              Purchase           21,976            3.3235
Ordinary shares              Purchase           25,892            3.3240
Ordinary shares              Purchase           26,776            3.3245
Ordinary shares              Purchase           23,765            3.3250
Ordinary shares              Purchase           15,643            3.3255
Ordinary shares              Purchase           41,341            3.3260
Ordinary shares              Purchase           36,878            3.3265
Ordinary shares              Purchase           38,443            3.3270
Ordinary shares              Purchase           30,437            3.3275
Ordinary shares              Purchase           16,170            3.3280
Ordinary shares              Purchase           8,147             3.3285
Ordinary shares              Purchase           10,666            3.3290
Ordinary shares              Purchase           15,130            3.3295
Ordinary shares              Purchase           95,968            3.3300
Ordinary shares              Purchase           4,179             3.3305
Ordinary shares              Purchase           4,227             3.3310
Ordinary shares              Purchase          228,750            3.3311
Ordinary shares              Purchase           3,380             3.3315
Ordinary shares              Purchase           2,646             3.3320
Ordinary shares              Purchase           3,730             3.3325
Ordinary shares              Purchase           5,511             3.3330
Ordinary shares              Purchase           10,150            3.3335
Ordinary shares              Purchase           3,203             3.3340
Ordinary shares              Purchase           2,248             3.3345
Ordinary shares              Purchase           1,630             3.3350
Ordinary shares              Purchase             90              3.3355
Ordinary shares              Purchase           6,033             3.3360
Ordinary shares              Purchase           1,500             3.3365
Ordinary shares              Purchase           8,996             3.3370
Ordinary shares              Purchase           3,373             3.3375
Ordinary shares              Purchase           9,209             3.3380
Ordinary shares              Purchase           8,336             3.3385
Ordinary shares              Purchase           8,504             3.3390
Ordinary shares              Purchase           12,783            3.3395
Ordinary shares              Purchase           4,491             3.3400
Ordinary shares              Purchase           4,724             3.3405
Ordinary shares              Purchase           11,133            3.3410
Ordinary shares              Purchase           8,560             3.3415
Ordinary shares              Purchase           3,442             3.3420
Ordinary shares              Purchase           4,260             3.3425
Ordinary shares              Purchase           6,471             3.3430
Ordinary shares              Purchase           5,449             3.3435
Ordinary shares              Purchase           1,184             3.3440
Ordinary shares              Purchase           7,659             3.3450
Ordinary shares              Purchase           4,192             3.3455
Ordinary shares              Purchase           1,717             3.3460
Ordinary shares              Purchase           6,559             3.3465
Ordinary shares              Purchase           1,098             3.3470
Ordinary shares              Purchase           8,126             3.3475
Ordinary shares              Purchase           14,855            3.3480
Ordinary shares              Purchase           2,950             3.3485
Ordinary shares              Purchase           1,822             3.3490
Ordinary shares              Purchase           6,746             3.3495
Ordinary shares              Purchase            683              3.3505
Ordinary shares              Purchase            344              3.3515
Ordinary shares              Purchase            700              3.3520
Ordinary shares              Purchase           2,887             3.3530
Ordinary shares              Purchase           1,274             3.3550
Ordinary shares              Purchase           2,472             3.3560
Ordinary shares              Purchase           1,526             3.3570
Ordinary shares              Purchase           1,205             3.3575
Ordinary shares              Purchase           3,341             3.3585
Ordinary shares              Purchase           1,342             3.3590
Ordinary shares              Purchase            300              3.3595
Ordinary shares              Purchase            642              3.3600
Ordinary shares              Purchase           3,130             3.3615
Ordinary shares              Purchase            217              3.3620
Ordinary shares              Purchase           4,415             3.3625
Ordinary shares              Purchase            614              3.3630
Ordinary shares              Purchase           6,772             3.3635
Ordinary shares              Purchase           2,786             3.3645
Ordinary shares              Purchase            725              3.3650
Ordinary shares              Purchase           1,665             3.3655
Ordinary shares              Purchase           3,504             3.3660
Ordinary shares              Purchase           1,976             3.3725
Ordinary shares              Purchase           1,388             3.3750
Ordinary shares                Sale             99,998            3.3100
Ordinary shares                Sale             15,605            3.3105
Ordinary shares                Sale             33,777            3.3110
Ordinary shares                Sale             16,109            3.3115
Ordinary shares                Sale             61,270            3.3120
Ordinary shares                Sale             18,265            3.3125
Ordinary shares                Sale             8,810             3.3130
Ordinary shares                Sale             20,512            3.3135
Ordinary shares                Sale             14,954            3.3140
Ordinary shares                Sale             5,095             3.3145
Ordinary shares                Sale             7,780             3.3150
Ordinary shares                Sale             4,811             3.3155
Ordinary shares                Sale             10,983            3.3160
Ordinary shares                Sale             7,749             3.3165
Ordinary shares                Sale             18,535            3.3170
Ordinary shares                Sale             11,117            3.3175
Ordinary shares                Sale             3,640             3.3180
Ordinary shares                Sale             12,677            3.3185
Ordinary shares                Sale             18,628            3.3190
Ordinary shares                Sale             4,824             3.3195
Ordinary shares                Sale             18,235            3.3200
Ordinary shares                Sale             21,292            3.3205
Ordinary shares                Sale             34,410            3.3210
Ordinary shares                Sale             60,935            3.3215
Ordinary shares                Sale             37,743            3.3220
Ordinary shares                Sale             11,915            3.3225
Ordinary shares                Sale             11,984            3.3230
Ordinary shares                Sale             5,196             3.3235
Ordinary shares                Sale             20,852            3.3240
Ordinary shares                Sale             17,867            3.3245
Ordinary shares                Sale             5,504             3.3250
Ordinary shares                Sale             13,303            3.3255
Ordinary shares                Sale             39,863            3.3260
Ordinary shares                Sale             23,551            3.3265
Ordinary shares                Sale             48,400            3.3270
Ordinary shares                Sale             18,466            3.3275
Ordinary shares                Sale             11,955            3.3280
Ordinary shares                Sale             16,091            3.3285
Ordinary shares                Sale             23,946            3.3290
Ordinary shares                Sale             25,987            3.3295
Ordinary shares                Sale             1,924             3.3299
Ordinary shares                Sale             13,388            3.3300
Ordinary shares                Sale             2,759             3.3305
Ordinary shares                Sale             2,264             3.3310
Ordinary shares                Sale             2,280             3.3315
Ordinary shares                Sale             2,404             3.3320
Ordinary shares                Sale             2,127             3.3345
Ordinary shares                Sale             3,720             3.3365
Ordinary shares                Sale              711              3.3370
Ordinary shares                Sale              568              3.3375
Ordinary shares                Sale             1,795             3.3380
Ordinary shares                Sale             3,271             3.3390
Ordinary shares                Sale             6,315             3.3395
Ordinary shares                Sale             27,825            3.3400
Ordinary shares                Sale             7,859             3.3405
Ordinary shares                Sale             3,356             3.3410
Ordinary shares                Sale             1,994             3.3415
Ordinary shares                Sale             1,768             3.3430
Ordinary shares                Sale             2,888             3.3440
Ordinary shares                Sale             1,395             3.3465
Ordinary shares                Sale              329              3.3470
Ordinary shares                Sale              300              3.3475
Ordinary shares                Sale             17,002            3.3480
Ordinary shares                Sale             2,432             3.3505
Ordinary shares                Sale              386              3.3510
Ordinary shares                Sale             7,150             3.3610
Ordinary shares                Sale              600              3.3615
Ordinary shares                Sale             1,000             3.3625
Ordinary shares                Sale               80              3.3650



Total Buy - 1,488,085

Total Sell - 982,524



Class of relevant security Purchase/sale Number of securities Price per unit

                                                                 (USD)



Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
Ordinary    SWAP                     Long                   187,068    3.3184
 Shares
Ordinary    SWAP                     Long                   751,344    3.3228
 Shares
Ordinary    SWAP                     Long                     610      3.3246
 Shares
Ordinary    SWAP                     Long                    24,037    3.3253
 Shares
Ordinary    SWAP                     Short                   24,037    3.3229
 Shares
Ordinary    SWAP                     Short                     86      3.3230
 Shares
Ordinary    SWAP                     Short                  815,674    3.3250
 Shares
Ordinary    SWAP                     Short                  238,709    3.3287
 Shares
Ordinary    SWAP                     Short                  228,750    3.3311
 Shares



(b) Derivatives transactions (other than options)



Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                            

                                                            



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None





(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached? NO



        Date of disclosure: 15/11/2012
        Contact name:       Kyere Tabiri
        Telephone number:   020 7102 1267



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FEOKELBFLFFLFBX -0- Nov/15/2012 09:27 GMT
 
Press spacebar to pause and continue. Press esc to stop.