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Goldman Sachs (EPT) Form 8.5 (EPT/RI)-Amendment



  Goldman Sachs (EPT) - Form 8.5 (EPT/RI)-Amendment

RNS Number : 2726R
GoldmanSachs International
15 November 2012
 

Amendment - due to the amendment of Derivative and Option transactions, the
disclosure made on 14 November for dealings on 13 November has been updated.
Sections 2(b) and 2(c) have been updated.

 

                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      XSTRATA PLC
whose relevant securities this form relates:

     Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    13 November 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  GLENCORE INTERNATIONAL PLC
any other party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
              
USD 0.5  Purchases      1,623,302                  9.6230 GBP       9.4090 GBP
ordinary
USD 0.5    Sales        1,365,377                  9.6170 GBP       9.4110 GBP
ordinary

 

 

(b)        Derivatives transactions (other than options)

 

Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
USD 0.5      CFD           Reducing a short position          100,000   9.4288
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position           100,000   9.4480
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position             5,000   9.4512
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position             3,297   9.4533
ordinary                                                                   GBP
USD 0.5      CFD           Reducing a short position            4,195   9.4533
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position             2,103   9.4533
ordinary                                                                   GBP
USD 0.5      CFD           Closing a short position             4,749   9.4533
ordinary                                                                   GBP
USD 0.5      CFD           Reducing a short position              940   9.4533
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            18,315   9.4672
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            18,260   9.5115
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            11,000   9.5169
ordinary                                                                   GBP
USD 0.5      CFD           Reducing a short position            1,300   9.5487
ordinary                                                                   GBP
USD 0.5      CFD           Reducing a short position            1,400   9.5488
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position            14,105   9.5512
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position             1,400   9.6132
ordinary                                                                   GBP
USD 0.5      CFD           Opening a short position             1,300   9.6133
ordinary                                                                   GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type      Expiry    Option
relevant description purchasing, securities  price                date     money
security  e.g. call   selling,    to which  per unit   e.g.                paid/
           option      varying     option            American,            received
                        etc.      relates            European             per unit
                                                       etc.
USD 0.01 Put Option  Purchasing     400      9.0000  AMERICAN  21/12/2012  0.2000
ordinary  / (1.00 :              (400,000)    GBP                           GBP
          1,000.00)

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 15 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FERBLBDBCUBBGDU -0- Nov/15/2012 17:01 GMT
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