Goldman Sachs (EPT) - Form 8.5 (EPT/RI)-Amendment RNS Number : 1635R GoldmanSachs International 14 November 2012 Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 13 November for dealings on 12 November has been updated. Sections 2(a) and 2(b) have been updated. FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL (b) Name of offeror/offeree in relation to GLENCORE INTERNATIONAL PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which XSTRATA PLC exempt principal trader is connected: (d) Date dealing undertaken: 12 November 2012 (e) Has the EPT previously disclosed, or is it YES - disclosed previously for today disclosing, under the Code in respect of XSTRATA PLC any other party to this offer? 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received USD 0.01 Purchases 1,310,058 3.4040 GBP 3.3488 GBP ordinary 20,890 52.5713 HKD 39.4028 HKD USD 0.01 Sales 769,231 3.4040 GBP 3.3480 GBP ordinary 20,890 52.5713 HKD 39.4028 HKD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description reference per unit security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.01 CFD Reducing a long position 1,639 3.3598 ordinary GBP USD 0.01 CFD Opening a short position 970 3.3645 ordinary GBP USD 0.01 CFD Opening a short position 400,000 3.3709 ordinary GBP USD 0.01 CFD Closing a long position 4,900 3.3744 ordinary GBP USD 0.01 CFD Reducing a long position 35,015 3.3744 ordinary GBP USD 0.01 CFD Reducing a long position 46,904 3.3744 ordinary GBP USD 0.01 CFD Closing a long position 8,984 3.3744 ordinary GBP USD 0.01 CFD Closing a long position 15,373 3.3763 ordinary GBP USD 0.01 CFD Reducing a long position 11,608 3.3763 ordinary GBP USD 0.01 CFD Reducing a long position 26,842 3.3763 ordinary GBP USD 0.01 CFD Closing a short position 2,222 3.3824 ordinary GBP USD 0.01 CFD Opening a short position 18,234 5.3363 ordinary USD USD 0.01 CFD Opening a short position 80,000 5.3363 ordinary USD USD 0.01 CFD Reducing a long position 80,000 5.3363 ordinary USD USD 0.01 CFD Reducing a long position 18,234 5.3363 ordinary USD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. (ii) Exercising Class of relevant Product description Number of Exercise price per security securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 14 November 2012 Contact name: Audrey Malone and Darren Adam Telephone number: +44(20) 7552 3836 / +44(20) 7051 4224 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERBRBDBDXBBGDS -0- Nov/14/2012 17:34 GMT
Goldman Sachs (EPT) Form 8.5 (EPT/RI)-Amendment
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