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Deutsche Bank AG 0H7D Form 8.5 (EPT/RI) Xstrata Plc



  Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI) Xstrata Plc

RNS Number : 1524R
Deutsche Bank AG
14 November 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

                                  AMENDMENT

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                   Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose       Xstrata Plc
relevant securities the disclosure relates:

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt   Xstrata Plc
principal trader is connected:
(d) Date of dealing:                                   31-10-2012
(e) Have you previously disclosed, or are you today     
disclosing, under the Code in respect of any other
relevant security of any other party to this offer?    YES

           

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
                                               £
                                                                     £
USD 0.5  Purchases
Ordinary               755754                9.908                 9.775
USD 0.5  Sales
Ordinary               1331405               9.909                 9.768

 

(b)        Derivatives transactions (other than options)

 

Class of   Product            Nature of dealing           Number of  Price per
relevant description                                      reference   unit £
security              e.g. opening/closing a long/short   securities
          e.g. CFD     position, increasing/reducing a
                             long/short position
USD  0.5         CFD                 Long
Ordinary                                                    60000    9.879964
USD  0.5         CFD                 Long
Ordinary                                                     5473    9.866055
USD  0.5         CFD                 Long
Ordinary                                                    60000    9.863449
USD  0.5         CFD                 Long
Ordinary                                                     2455     9.8566
USD  0.5         CFD                 Long
Ordinary                                                    34565    9.842824
USD  0.5         CFD                 Long
Ordinary                                                     140      9.8365
USD  0.5         CFD                 Long
Ordinary                                                    15702    9.814792
USD  0.5         CFD                 Long
Ordinary                                                   1066618     9.791
USD  0.5         CFD                 Long
Ordinary                                                    12376      9.791
USD  0.5         CFD                 Long
Ordinary                                                     5351      9.791
USD  0.5         CFD                 Long
Ordinary                                                     3222    9.790999
USD  0.5         CFD                Short
Ordinary                                                     2289    9.888757
USD  0.5         CFD                Short
Ordinary                                                    43409     9.8887
USD  0.5         CFD                Short
Ordinary                                                    212000    9.8857
USD  0.5         CFD                Short
Ordinary                                                     2070     9.88329
USD  0.5         CFD                Short
Ordinary                                                    142562   9.881132
USD  0.5         CFD                Short
Ordinary                                                    28957     9.8802
USD  0.5         CFD                Short
Ordinary                                                    53816     9.87753
USD  0.5         CFD                Short
Ordinary                                                     204      9.87598
USD  0.5         CFD                Short
Ordinary                                                    31245    9.874802
USD  0.5         CFD                Short
Ordinary                                                    18105     9.8745
USD  0.5         CFD                Short
Ordinary                                                    31969      9.874
USD  0.5         CFD                Short
Ordinary                                                    31969      9.874
USD  0.5         CFD                Short
Ordinary                                                     216     9.873439
USD  0.5         CFD                Short
Ordinary                                                     1226    9.872487
USD  0.5         CFD                Short
Ordinary                                                     1226    9.871987
USD  0.5         CFD                Short
Ordinary                                                     3678     9.87149
USD  0.5         CFD                Short
Ordinary                                                     2517    9.871137
USD  0.5         CFD                Short
Ordinary                                                     1183    9.869989
USD  0.5         CFD                Short
Ordinary                                                     1022    9.869798
USD  0.5         CFD                Short
Ordinary                                                    19301    9.869215
USD  0.5         CFD                Short
Ordinary                                                     9822    9.824336
USD  0.5         CFD                Short
Ordinary                                                     688     9.809581
USD  0.5         CFD                Short
Ordinary                                                     3700    9.804941

 

(c)        Options transactions in respect of existing securities 

(i)         Writing, selling, purchasing or varying

 

Class of   Product     Writing,       Number of      Exercise  Expiry  Option
relevant description purchasing,    securities to    price per  date   money
security  e.g. call    selling,      which option      unit            paid/
           option    varying etc.      relates                        received
                                                                      per unit

 

(ii)        Exercising

 

Class of relevant security     Product      Number of  Exercise Exercise price
                             description    securities   date      per unit

                           e.g. call option
                                                                 

                                                                 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 14-11-2012
        Contact name:       Kelly-Jade Ledwich
        Telephone number:   020 7545 8515

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FERQZLFFLFFXFBX -0- Nov/14/2012 16:34 GMT
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