Goldman Sachs (EPT) Form 8.5 (EPT/RI)-Amendment

  Goldman Sachs (EPT) - Form 8.5 (EPT/RI)-Amendment

RNS Number : 0052R
GoldmanSachs International
13 November 2012


Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 12 November for dealings on 09 November has been updated.
Sections 2(a) and 2(b) have been updated.



                                                             FORM 8.5 (EPT/RI)

                                      

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      GLENCORE INTERNATIONAL PLC
whose relevant securities this form relates:

 Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    09 November 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  XSTRATA PLC
any other party to this offer?



2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



 Class of   Purchases/ Total number   Highest price per unit  Lowest price per
 relevant     sales    of securities      paid/received             unit
 security                                                      paid/received
                
 USD 0.01   Purchases      2,520,627               3.4055 GBP       3.3400 GBP
 ordinary                     21,180              52.5713 HKD      39.4036 HKD
                              18,150               5.4400 USD       5.4400 USD
 USD 0.01     Sales        1,292,850               3.3975 GBP       3.3474 GBP
 ordinary                     21,180              52.5713 HKD      39.4036 HKD
Convertible   Sales          200,000             121.3750 USD     121.3750 USD
   Bond





(b) Derivatives transactions (other than options)



Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
USD 0.01     CFD            Opening a long position            25,000   3.3630
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           269,347   3.3655
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           574,910   3.3655
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position            25,000   3.3915
ordinary                                                                   GBP
USD 0.01     CFD           Opening a short position             2,222   3.3915
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a long position                 152,000   3.3976
ordinary                                                                   GBP
USD 0.01     CFD     Reducing a long position                  72,000   3.3976
ordinary                                                                   GBP
USD 0.01    SWAP           Reducing a long position           100,000   3.3782
ordinary                                                                   GBP







(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type      Expiry    Option
relevant description purchasing, securities  price                date     money
security  e.g. call   selling,    to which  per unit   e.g.                paid/
           option      varying     option            American,            received
                        etc.      relates            European             per unit
                                                       etc.
Warrant     Call       Selling          700   2.0000 AMERICAN  31/12/2030   0.6000
           Warrant                               GBP                           EUR



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


NONE





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


NONE







        Date of disclosure: 13 November 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FERBBBDBRSBBGDX -0- Nov/13/2012 11:49 GMT
 
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