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Nat.Australia Bank 40HT Appendix 3B

  Nat.Australia Bank (40HT) - Appendix 3B

RNS Number : 9615Q
National Australia Bank Ld
13 November 2012




                                            reRule 2.7, 3.10.3, 3.10.4, 3.10.5

                                 Appendix 3B



                           New issue announcement,

              application for quotation of additional securities

                                and agreement



Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and
may be made public.



Name of entity

NATIONAL AUSTRALIA BANK LIMITED



ACN, ARBN or ARSN

ABN 12 004 044 937



We the (entity) give ASX the following information.



  Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough
space).

1  Class of securities issued or  Ordinary shares, fully paid
   to be issued
                                  
2  Number of securities issued or 
   to be Issued (if known) or
   maximum number which may be    3,584,612 Ordinary shares, fully paid to be
   issued                         issued
3. Principal terms of the         ·       139 Shares issued pursuant to
   securities (eg, if options,                    the Executive Performance
   exercise price and expiry                      Rights Plan (Expiry Date:
   date; if partly paid                           16/06/2013)

   Securities, the amount
   outstanding and due dates.

   For payment; if convertible
   securities, the conversion
   price and dates of conversion)
                                  ·     8,267 Shares issued pursuant to
                                                  the Staff Ownership Plan

                                                  (UK SIP)
                                  · 3,574,006 Shares issued pursuant to
                                                  the Staff Ownership Plan
                                  ·     2,200 Shares issued pursuant to
                                                  Executive Staff Share Scheme
   Total                                3,584,612



4 Do the securities rank   All newly issued shares will rank pari passu with
  equally in all           existing ordinary shares, fully paid.

  respects from the date   
  of allotment with an
  existing class of quoted 
  securities?
                           
  
                           Not applicable
  If the additional
  securities do not rank   

  equally, please state:

  · the date from which
  they do

  · the extent to which
  the participate

  for the next dividend,
  (in the case of a trust,
  distribution) or
  interest payment the
  extent to which they do
  not rank equally, other
  than in relation to the
  next dividend,
  distribution or interest
  payment

  
5 Issue price or                  139    N/A Shares issued                 NIL
  consideration                              pursuant to the
                                             Executive                       
                                            Performance Rights
                                             Plan NZ (Expiry
                                             Date:16/06/2013)
                                8,267 $25.49 Shares issued         $210,725.83
                                             pursuant to the
                                             Staff Ownership
                                             Plan (UK SIP)
                                  880 $10.83 Shares issued           $9,530.40
                                             pursuant to 1995
                                             Executive Staff
                                             Share Scheme
                                1,320 $11.03 Shares issued          $14,559,60
                                             pursuant to 1996
                                             Executive Staff
                                             Share Scheme
                            3,574,006 $25.40 Shares issued      $90,779,752,40
                                             pursuant to the
                                             Staff Ownership
                                             Plan
                               3,584,612                       $91,014,568,23

                     TOTAL
6     Purpose of the issue Ordinary shares issued are in accordance with the
                           terms and conditions of the National Australia
      (if issued as        Bank's:
      consideration for
      the                  § Executive Performance Rights Plan

      acquisition of       § Executive Staff Share Scheme
      assets, clearly
      identify             § Staff Share Ownership Plan

      those assets)
7     Dates of entering    Allotted progressively from 13 September 2012 to 9
      securities into      November 2012 (inclusive).

      uncertificated
      holdings or despatch
      of

      certificates





8  Number and +class of all          Number        +Class
   securities                        2,300,821,750 Ordinary shares, fully paid

   quoted on ASX (including the                   
   securities in clause 2 if
   applicable)                          20,000,000 National Income Securities

                                                  (stapled debt/preference
                                                   shares)
                                                 
                                                   
                                        11,725,140
                                                   NAB Subordinated Notes
9  Number and +class of all          Number        +Class
   securities not quoted on ASX            102,974 Ordinary shares, partly
   (including the securities in                    paid and not quoted
   clause 2 if applicable)                       
                                                   
                                         1,934,271
                                                   Un-exercised Options
                                                 
                                                   
                                         3,212,912
                                                   Un-exercised Performance
                                                  Rights

                                             6,000 

                                                  Denominations of US$100,000
                                                   of Capital Notes
                                             1,000
                                                   
                                                 
                                                   2009 Stapled Securities
10 Dividend policy (in the case of a Not Applicable
   trust,

   distribution policy) on the
   increased

   capital (interests)

  Part 2 - Bonus issue or pro rata issue



11 Is security holder approval required?)                       Not Applicable
12 Is the issue renounceable or non-                            Not Applicable

   renounceable?
13 Ratio in which the securities will be                        Not Applicable

   Offered
14 Class of securities to which the offer                       Not Applicable

   Relates
15 Record dated to determine entitlements                       Not Applicable
16 Will holdings on different registers (or                     Not Applicable

   Subregisters) be aggregated for

   Calculating entitlements?
17 Policy for deciding entitlements in relation to fractions    Not Applicable
18 Names of countries in which the entity has security holders  Not Applicable
   who will not be sent new issue documents

   Note: Security holders must be told how their entitlements
   are to be dealt with.

   
19 Closing date for receipt of acceptances or Renunciations     Not Applicable
20 Names of any underwriters                                    Not Applicable
21 Amount of any underwriting fee or                            Not Applicable

   Commission
22 Names of any brokers to the issue                            Not Applicable
23 Fee or commission payable to the broker to the issue         Not Applicable
24 Amount of any handling fee payable to brokers who lodge      Not Applicable
   acceptances or

   renunciations on behalf of security

   holders
25 If the issue is contingent on security                       Not Applicable

   holders' approval, the date of the meeting
26 Date entitlement and acceptance form and prospectus or       Not Applicable
   Product Disclosure Statement will be sent to persons
   entitled
27 If the entity has issued options, and the terms entitle      Not Applicable
   option holders to participate on exercise, the date on which
   notices will be sent to option holders
28 Date rights trading will begin (if                           Not Applicable

   applicable)
29 Date rights trading will end (if applicable)                 Not Applicable
30 How do security holders sell their                           Not Applicable

   Entitlements in full through a broker?
31 How do security holders sell part of their Entitlements      Not Applicable
   through a broker and accept for the balance?
32 How do security holders dispose of their Entitlements        Not Applicable
   (except by sale through a broker)?
33 Dispatch date                                                Not Applicable

    

    

    Part 3 - Quotation of securities

You need only complete this section if you are applying for quotation of
securities



34  Type of securities

    (tick one)
(a) a  Securities described in Part 1
(b)    All other securities
       Example: restricted securities at the end of the escrowed period,
       partly paid securities that become fully

       Paid, employee incentive share securities when restriction ends,
       securities issued on expiry or conversion of convertible securities.



Entities that have ticked box 34(a)



      Additional securities forming a new class of securities



        Tick to indicate you are providing the information or documents



35   The names of the 20 largest holders of the additional securities, and the
     number and

     Percentage of additional +securities held by those holders
36   A distribution schedule of the additional securities setting out the
     number of holders in the

     Categories

     1 - 1,000

     1,001 - 5,000

     5,000 - 10,000

     10,001 - 100,000

     100,001 and over
35   A copy of any trust deed for the additional securities
(now go to 43)



Entities that have ticked box 34(b)
38 Number of securities for which                               Not Applicable

   quotation is sought
39 Class of securities for which quotation is sought            Not Applicable
40 Do the securities rank equally in all                        Not Applicable

   respects from the date of allotment with an existing class
   of quoted securities?

   If the additional securities do not rank

   equally, please state:

   · the date from which they do

   · the extent to which they participate for the next
   dividend, (in the case of a trust, distribution) or interest

   payment

   · the extent to which they do not rank equally, other
   than in relation

   to the next dividend, distribution or interest payment



41 Reason for request for quotation now    Not Applicable
   Example: In the case of restricted
   securities, end of restriction period
   (if issued upon conversion of another

   security, clearly identify that other

   security)
42 Number and class of all securities      Number                +Class

   quoted on ASX (including the securities Not Applicable
   in clause 38)
Quotation agreement
1  Quotation of our additional securities is in ASX's absolute discretion.
   ASX may

   quote the securities on any conditions it decides.
2  We warrant the following to ASX

   · the issue of the securities to be quoted complies with the law and
   is not for an illegal purpose.

   · there is no reason why those securities should not be granted
   quotation.

   · an offer of the securities for sale within 12 months after their
   issue will not require disclosure under section 707(3) or section 1012C of
   the Corporations Act.

   · Section 724 or section 1016E of the Corporations Act does not apply
   to any applications received by us in relation to any securities to be
   quoted and that no-one has any right to return any securities to be quoted
   under sections 737, 738, or 1016F of the Corporations Act at the time that
   we require the securities to be quoted.

   · If confirmation is required under section 1017F of the Corporations
   Act in relation to the securities to be quoted, it has been provided at the
   time that we request the securities be quoted.
3  We will indemnify ASX to the fullest extent permitted by law in respect of
   any

   claim, action or expense arising from or connected with any breach of the

   warranties in this agreement.
4 We give ASX the information and documents required by this form. If any

  Information or document not available now, will give it to ASX before
  quotation

  of the securities begins. We acknowledge that ASX is relying on the
  information

  and documents. We warrant that they are (will be) true and complete.









Sign here: ……………………………………. Date: 13/11/2012

Nathan Butler

Company Secretary

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


MSCEALFDFDEAFEF -0- Nov/13/2012 07:00 GMT
 
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