Deutsche Bank AG (0H7D) - Form 8.5 (EPT/RI)Glencore Int'l Plc AMENDMENT RNS Number : 0441R Deutsche Bank AG 13 November 2012 FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") AMENDMENT 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Glencore International Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which Xstrata Plc exempt principal trader is connected: (d) Date of dealing: 08-11-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received £ £ USD 0.1 Purchases Ordinary 4020934 3.424 3.375 USD 0.1 Sales Ordinary 3002161 3.426 3.376 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit £ security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.1 CFD Long Ordinary 2920 3.4141 USD 0.1 CFD Long Ordinary 5840 3.4127 USD 0.1 CFD Long Ordinary 1975 3.412521 USD 0.1 CFD Long Ordinary 74538 3.412118 USD 0.1 CFD Long Ordinary 5369 3.41209 USD 0.1 CFD Long Ordinary 3251 3.41168 USD 0.1 CFD Long Ordinary 2920 3.411477 USD 0.1 CFD Long Ordinary 79762 3.411443 USD 0.1 CFD Long Ordinary 47573 3.409971 USD 0.1 CFD Long Ordinary 54008 3.408287 USD 0.1 CFD Long Ordinary 17483 3.407605 USD 0.1 CFD Long Ordinary 1878 3.406148 USD 0.1 CFD Long Ordinary 42277 3.401554 USD 0.1 CFD Long Ordinary 236011 3.398995 USD 0.1 CFD Long Ordinary 19346 3.398254 USD 0.1 CFD Long Ordinary 60621 3.398179 USD 0.1 CFD Long Ordinary 74494 3.398017 USD 0.1 CFD Long Ordinary 16728 3.387487 USD 0.1 CFD Short Ordinary 1525000 3.4034 USD 0.1 CFD Short Ordinary 68125 3.400794 USD 0.1 CFD Short Ordinary 16013 3.4 USD 0.1 CFD Short Ordinary 151213 3.4 USD 0.1 CFD Short Ordinary 1275000 3.399 USD 0.1 CFD Short Ordinary 96600 3.39665 USD 0.1 CFD Short Ordinary 21000 3.396226 USD 0.1 CFD Short Ordinary 47492 3.39605 USD 0.1 CFD Short Ordinary 60960 3.392311 USD 0.1 CFD Short Ordinary 5150 3.38748 USD 0.1 CFD Short Ordinary 66586 3.384498 USD 0.1 CFD Short Ordinary 21947 3.3842 USD 0.1 CFD Short Ordinary 2644 3.3838 USD 0.1 CFD Short Ordinary 736 3.382847 USD 0.1 CFD Short Ordinary 14737 3.3815 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry date Option relevant description purchasing, securities to price per money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit USD 0.1 Call Option Purchasing 5000000 3.40 16/12/2012 0.14 Ordinary (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 13-11-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERUORBRUBAAAAA -0- Nov/13/2012 17:08 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/RI)Glencore Int'l Plc AMENDMENT
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