Market Snapshot
  • U.S.
  • Europe
  • Asia
Ticker Volume Price Price Delta
DJIA 16,514.37 65.12 0.40%
S&P 500 1,879.55 7.66 0.41%
NASDAQ 4,161.46 39.91 0.97%
Ticker Volume Price Price Delta
STOXX 50 3,190.41 -9.28 -0.29%
FTSE 100 6,671.94 -9.82 -0.15%
DAX 9,574.61 -25.48 -0.27%
Ticker Volume Price Price Delta
NIKKEI 14,546.27 157.50 1.09%
TOPIX 1,173.81 11.31 0.97%
HANG SENG 22,509.64 -221.04 -0.97%

PGIL: VTB Capital Plc: Form 8.3 - Polyus Gold International Limited



  PGIL: VTB Capital Plc: Form 8.3 - Polyus Gold International Limited

UK Regulatory Announcement

LONDON

JE00B5WLXH36

                                                                      FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose                    VTB Capital PLC *
positions/dealings are being disclosed:
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
                                                    N/A
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose
relevant securities this form relates:              Polyus Gold International
                                                    Limited
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity     
of offeror/offeree:
(e) Date position held/dealing undertaken:          09 November 2012
(f) Has the discloser previously disclosed, or
are they today disclosing, under the Code in        NO
respect of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:                 
                                           Interests          Short positions
                                           Number      %      Number     %
(1) Relevant securities owned and/or       101479326   3.35               
controlled:
(2) Derivatives (other than options):                                     
(3) Options and agreements to                                 1500000    0.05
purchase/sell:
TOTAL:                                     101479326   3.35   1500000    0.05

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant       Purchase/sale   Number of securities   Price per unit
security
0.01p Ordinary          Purchase        32930                  2.08
0.01p Ordinary          Sell            32930                  2.08

(b) Derivatives transactions (other than options)

                           Nature of dealing
Class of    Product                                       Number of     Price
relevant    description    e.g. opening/closing a         reference     per
security                   long/short position,           securities    unit
            e.g. CFD       increasing/reducing a
                           long/short position

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

Class of relevant   Product description Number of           Exercise price per
security                                securities          unit
                    e.g. call option

(d) Other dealings (including subscribing for new securities)

                     Nature of dealing
Class of relevant                              Details Price per unit (if
security             e.g. subscription,                applicable)
                     conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? Yes

Date of disclosure:   12th November 2012
Contact name:         Oliver Cox
Telephone number:     020 3334 8437

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

*This report is being made “on behalf of VTB Capital plc, JSC VTB Bank and
affiliated entities

                                          SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being   VTB Capital PLC*
disclosed:
Name of offeror/offeree in relation to whose        Polyus Gold International
relevant securities the disclosure relates:         Limited

2. OPTIONS AND DERIVATIVES

                                     Number of               Type
Class of   Product       Written     securities   Exercise
relevant   description   or          to which     price      e.g.        Expiry
security   e.g. call     purchased   option or    per unit   American,   date
           option                    derivative              European
                                     relates                 etc.
Option     Call Option   Written     1,500,000    2.11       European    21/12/2012

Note: The option position above (previously omitted from this section in prior
disclosures by the firm) relates to Short Option Position disclosed in S.2a 3
above and disclosed initially disclosed 13/09/2012.

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

*This report is being made “on behalf of VTB Capital plc, JSC VTB Bank and
affiliated entities

Contact:

VTB Capital Plc
Sponsored Links
Advertisement
Advertisements
Sponsored Links
Advertisement