Breaking News

Glaxo to Pay $488.7 Million Fine to End China Corruption Probe
Tweet TWEET

Canaccord Financial Inc: Director/PDMR Shareholding

NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARING 
           MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS 
Annex DTR3 
1.   Name of the issuer                                    2.     State whether 
the notification relates to (i) a 
                                                              transaction 
notified in accordance with DTR 3.1.2 R, 
                                                              (ii) a 
disclosure made in accordance with LR 9.8.6R(1) 
                                                              or (iii) a 
disclosure made in accordance with section 
                                                              793 of the 
Companies Act (2006). 
                                                                DTR 3.1.2 R 
   CANACCORD FINANCIAL INC. 
3.   Name of person discharging managerial                 4.     State whether 
notification relates to a person 
 responsibilities/director                                    connected 
with a person discharging managerial 
                                                              
responsibilities/director named in 3 and identify the 
                                                              connected 
person 
                                                                STEANE 
CONSULTING LIMITED 
   MICHAEL D. HARRIS 
5.   Indicate whether the notification is in respect of a  6.     Description 
of shares (including class), debentures or 
 holding of the person referred to in 3 or 4 above or         derivatives 
or financial instruments relating to 


     in respect of a non-beneficial interest                      shares
       NOTIFICATION RELATES TO THE PERSONS NAMED IN 4.


                                                                COMMON SHARES
7.   Name of registered shareholders(s) and, if more than  8      State the 
nature of the transaction 


     one, the number of shares held by each of them
       MICHAEL D. HARRIS: 62,200


                                                              PURCHASES IN 
OPEN MARKET 
9.   Number of shares, debentures or financial instruments 10.    Percentage of 
issued class acquired (treasury shares 
 relating to shares acquired                                  of that class 
should not be taken into account when 
                                                              calculating 
percentage) 
                                                                0.001% 
 1,000 COMMON SHARES
11.  Number of shares, debentures or financial instruments 12.    Percentage of 
issued class disposed (treasury shares 
 relating to shares disposed                                  of that class 
should not be taken into account when 
                                                              calculating 
percentage) 
                                                                N/A 
 N/A
13.  Price per share or value of transaction               14.    Date and 
place of transaction 
   $5.03 CANADIAN                                               NOVEMBER 8, 
2012 
                                                                VANCOUVER, 
CANADA 
15.  Total holding following notification and total        16.    Date issuer 
informed of transaction 


     percentage holding following notification (any
     treasury shares should not be taken into account when
     calculating percentage)


                                                              NOVEMBER 8, 
2012 


       MICHAEL HARRIS: 63,200/0.06%
       THE FIGURE ABOVE INCLUDES SHAREHOLDINGS OWNED BY MR.


 HARRIS' CONNECTED PERSONS 
If a person discharging managerial responsibilities has been granted
options by the issuer complete the following boxes 
17  Date of grant                   18. Period during which or date on 
                                    which exercisable 
19. Total amount paid (if any) for  20. Description of shares or 
grant of the option                 debentures involved (class and 
                                    number) 
21. Exercise price (if fixed at     22. Total number of shares or 


    time of grant) or indication        debentures over which options
    that price is to be fixed at        held following notification


the time of exercise 
23. Any additional information      24. Name of contact and telephone 


                                        number for queries
      NONE
                                        MARTIN MacLACHLAN


                                      1-416-867-6078 
Name of authorised official of issuer responsible for making notification 
MARTIN MacLACHLAN, GENERAL COUNSEL AND CORPORATE SECRETARY 
Date of Notification NOVEMBER 9, 2012 
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4. 
(1) An issuer making a notification in respect of a transaction relating to
the shares or debentures of the issuer should complete boxes 1 to 16, 23 and
24. 
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24. 
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24. 
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. 
-0- Nov/09/2012 14:40 GMT
 
 
Press spacebar to pause and continue. Press esc to stop.