Legg Mason & Co (UK) ISE Only - Form 8.3 - Eaton Corporation

  Legg Mason & Co (UK) - ISE Only - Form 8.3 - Eaton Corporation

RNS Number : 5800Q
Legg Mason & Co (UK) Limited
07 November 2012
 



 

 

 

                                                                     FORM  8.3

  

                            IRISH  TAKEOVER  PANEL

  

  DISCLOSURE  UNDER  RULE  8.3  OF  THE  IRISH  TAKEOVER  PANEL  ACT,  1997,
                     TAKEOVER  RULES,  2007  (AS  AMENDED)

  

 DEALINGS  BY  PERSONS  WITH  INTERESTS  IN  RELEVANT  SECURITIES REPRESENTING
                                 1%  OR  MORE

  

 1.       KEY  INFORMATION
 Name  of  person  dealing     Legg Mason
 (Note  1)
 Company  dealt  in            Eaton Corporation
 Class  of  relevant  security Ordinary shares (US2780581029)
 to  which  the dealings 
 being  disclosed  relate 
 (Note  2)
 Date  of  dealing             06/11/2012
  

  

 2.         INTERESTS  AND  SHORT  POSITIONS

  

 (a)        Interests  and  short  positions  (following  dealing)  in  the 
 class  of  relevant  security dealt  in  (Note  3)
                                        Long           Short
                               Number              (%) Number              (%)
 (1)  Relevant  securities     6,854,042     2.03%
 (2)  Derivatives  (other        
 than  options)
 (3)  Options  and  agreements
 to  purchase/sell
 Total                         6,854,042     2.03%
 (b)        Interests  and  short  positions  in  relevant  securities  of 
 the  company,  other  than  the class  dealt  in  (Note  3)
 Class  of  relevant                    Long           Short
 security:
                               Number              (%) Number              (%)
  

 (1)  Relevant  securities
  

 (2)  Derivatives  (other 
 than  options)
  

 (3)  Options  and  agreements
 to  purchase/sell
  

 Total
  

  

  

  

                                                             1  February  2009

 

 

 

 3.       DEALINGS  (Note  4)

  

 (a)      Purchases  and  sales
                                                     

 Purchase/sale          Number  of  relevant        Price  per  unit  (Note 
                        securities                  5)
          Buy                       150                      $50.46

          Buy                       20                       $50.62

          Sell                      40                       $50.48
  

 (b)      Derivatives  transactions  (other  than  options  transactions)
 Product  name,                                               
 e.g.  CFD
                   Nature  of    Number  of  relevant        Price  per  unit
                   transaction   securities
                                                              
                                  
                                                             (Note  5)
                   (Note  6)     (Note  7)
  

 (c)      Options  transactions  in  respect  of  existing  relevant 
 securities

  

 (i)       Writing,  selling,  purchasing  or  varying
 Product     Writing,      Number  of Exercise Type,     Expiry Option  money
 name, e.g.  selling,      securities price    e.g.      date   paid/received
 call        purchasing,   to  which           American,        per  unit 
 option      varying  etc. the                 European         (Note  5)
                           option              etc.
                           relates 
                           (Note  7)
  

 (ii)      Exercising
 Product  name, e.g.    Number  of  securities      Exercise  price  per unit
 call  option                                       (Note  5)
  

 (d)      Other  dealings  (including  transactions  in  respect  of  new 
 securities)  (Note  4)
 Nature  of                       Details           Price  per  unit
 transaction
                                                    (if  applicable)  (Note 
 (Note  8)                                          5)
 Decrease in control of   Decrease in control of               n/a
     voting rights.      1,018 shares with voting
                         rights due to transfer of
                             client accounts. 
  

  

  

  

  

  

                                                            1  February  2009

 

 

 

 4.       OTHER  INFORMATION

  

 Agreements,  arrangements  or  understandings  relating  to  options  or 
 derivatives
 Full  details of any agreement,  arrangement or understanding between  the   
 person  disclosing  and  any   other   person  relating   to   the  voting   
 rights  of  any  relevant  securities  under  any  option referred  to  on   
 this   form  or relating  to  the voting  rights  or future  acquisition  or 
 disposal of  any relevant  securities  to  which  any  derivative  referred 
 to  on  this  form  is  referenced.  If  none,  this should  be  stated.
  

  

  

 Is  a  Supplemental  Form  8  attached?  (Note 
 9)                                        YES/NO
 Date  of  disclosure                                      07/11/2012
 Contact  name                                           Melanie Price
 Telephone  number                                    +44 (0) 207 070 7460
 If  a  connected  EFM,  name  of  offeree/offeror            n/a
 with  which  connected
 If  a  connected  EFM,  state  nature  of                    n/a
 connection  (Note  10)
  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

                                                            1  February  2009

 

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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ISEEALFXESPAFFF -0- Nov/07/2012 14:59 GMT