Legg Mason & Co (UK) - ISE Only - Form 8.3 - Eaton Corporation RNS Number : 5800Q Legg Mason & Co (UK) Limited 07 November 2012 FORM 8.3 IRISH TAKEOVER PANEL DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 1. KEY INFORMATION Name of person dealing Legg Mason (Note 1) Company dealt in Eaton Corporation Class of relevant security Ordinary shares (US2780581029) to which the dealings being disclosed relate (Note 2) Date of dealing 06/11/2012 2. INTERESTS AND SHORT POSITIONS (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) Long Short Number (%) Number (%) (1) Relevant securities 6,854,042 2.03% (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 6,854,042 2.03% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) Class of relevant Long Short security: Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 1 February 2009 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of relevant Price per unit (Note securities 5) Buy 150 $50.46 Buy 20 $50.62 Sell 40 $50.48 (b) Derivatives transactions (other than options transactions) Product name, e.g. CFD Nature of Number of relevant Price per unit transaction securities (Note 5) (Note 6) (Note 7) (c) Options transactions in respect of existing relevant securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, Expiry Option money name, e.g. selling, securities price e.g. date paid/received call purchasing, to which American, per unit option varying etc. the European (Note 5) option etc. relates (Note 7) (ii) Exercising Product name, e.g. Number of securities Exercise price per unit call option (Note 5) (d) Other dealings (including transactions in respect of new securities) (Note 4) Nature of Details Price per unit transaction (if applicable) (Note (Note 8) 5) Decrease in control of Decrease in control of n/a voting rights. 1,018 shares with voting rights due to transfer of client accounts. 1 February 2009 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 07/11/2012 Contact name Melanie Price Telephone number +44 (0) 207 070 7460 If a connected EFM, name of offeree/offeror n/a with which connected If a connected EFM, state nature of n/a connection (Note 10) 1 February 2009 This information is provided by RNS The company news service from the London Stock Exchange END ISEEALFXESPAFFF -0- Nov/07/2012 14:59 GMT
Legg Mason & Co (UK) ISE Only - Form 8.3 - Eaton Corporation
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