Morgan Stanley Secs Form 8.5 (EPT/RI) African Barrick Gold Replacement

  Morgan Stanley Secs - Form 8.5 (EPT/RI) African Barrick Gold Replacement

RNS Number : 1175Q
Morgan Stanley Securities Limited
01 November 2012
 



                                  AMEMDNENT

                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                 Morgan Stanley Securities
                                                     Limited
(b) Name of offeror/offeree in relation to whose     African Barrick Gold Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt China National Gold Group
principal trader is connected:                       Corporation
(d) Date dealing undertaken:                         30th October 2012
(e) Has the EPT previously disclosed, or is it today No
disclosing, under the Code in respect of any other
party to this offer?                                  

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

  Class of   Purchases/ Total number  Highest price per unit  Lowest price per
  relevant     sales    of securities      paid/received            unit
  security                                                     paid/received
                  
10p ordinary PURCHASES  518,738       4.4530 GBP              4.2230 GBP
10p ordinary SALES      435,109       4.4970 GBP              4.1980 GBP

           

(b)        Derivatives transactions (other than
options)                                                         

           

Class of         Product           Nature of dealing       Number of   Price
relevant     description e.g                               reference  per unit
security           CFD                    e.g              securities
                                                                       (GBP)
                             opening/closing a long/short
                             position, increasing/reducing
                                 a long/short position
10p ordinary CFD             LONG                          15         4.3140
10p ordinary CFD             LONG                          4,901      4.3189
10p ordinary CFD             LONG                          22,306     4.3425
10p ordinary CFD             LONG                          1,600      4.3438
10p ordinary CFD             SHORT                         16         4.2670
10p ordinary CFD             SHORT                         270        4.2864
10p ordinary CFD             SHORT                         15         4.3140
10p ordinary CFD             SHORT                         7,678      4.3193
10p ordinary CFD             SHORT                         89,124     4.3859
10p ordinary CFD             SHORT                         9,788      4.3859
10p ordinary CFD             SHORT                         5,469      4.3997
10p ordinary CFD             SHORT                         773        4.4148
10p ordinary CFD             SHORT                         825        4.4301
10p ordinary CFD             SHORT                         291        4.4422

 

 (c)       Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option    (GBP)   American,        received
                        etc.      relates            European         per unit
                                                       etc.            (GBP)
N/A      N/A         N/A         N/A        N/A      N/A       N/A    N/A

 

(ii)        Exercising       

 

Class of relevant Product description Number of  Exercise price per unit (GBP)
    security                          securities
                   e.g. call option
N/A               N/A                 N/A        N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
N/A                  N/A                       N/A     N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

 

 

        Date of disclosure: 1st November 2012
        Contact name:       James Michael
        Telephone number:   0207 677 2471

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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