Morgan Stanley Secs - Form 8.5 (EPT/RI) African Barrick Gold Replacement RNS Number : 1175Q Morgan Stanley Securities Limited 01 November 2012 AMEMDNENT FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Securities Limited (b) Name of offeror/offeree in relation to whose African Barrick Gold Plc relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt China National Gold Group principal trader is connected: Corporation (d) Date dealing undertaken: 30th October 2012 (e) Has the EPT previously disclosed, or is it today No disclosing, under the Code in respect of any other party to this offer? 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received 10p ordinary PURCHASES 518,738 4.4530 GBP 4.2230 GBP 10p ordinary SALES 435,109 4.4970 GBP 4.1980 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description e.g reference per unit security CFD e.g securities (GBP) opening/closing a long/short position, increasing/reducing a long/short position 10p ordinary CFD LONG 15 4.3140 10p ordinary CFD LONG 4,901 4.3189 10p ordinary CFD LONG 22,306 4.3425 10p ordinary CFD LONG 1,600 4.3438 10p ordinary CFD SHORT 16 4.2670 10p ordinary CFD SHORT 270 4.2864 10p ordinary CFD SHORT 15 4.3140 10p ordinary CFD SHORT 7,678 4.3193 10p ordinary CFD SHORT 89,124 4.3859 10p ordinary CFD SHORT 9,788 4.3859 10p ordinary CFD SHORT 5,469 4.3997 10p ordinary CFD SHORT 773 4.4148 10p ordinary CFD SHORT 825 4.4301 10p ordinary CFD SHORT 291 4.4422 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option (GBP) American, received etc. relates European per unit etc. (GBP) N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Class of relevant Product description Number of Exercise price per unit (GBP) security securities e.g. call option N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 1st November 2012 Contact name: James Michael Telephone number: 0207 677 2471 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FEREADFFEEEAFFF -0- Nov/01/2012 13:01 GMT
Morgan Stanley Secs Form 8.5 (EPT/RI) African Barrick Gold Replacement
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