BNP Paribas London Form 8.5 (Glencore International plc)
BNP Paribas London - Form 8.5 (Glencore International plc)
RNS Number : 5463P
BNP Paribas London
25 October 2012
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BNP Paribas
(b) Name of offeror/offeree in relation to whose Glencore International plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which Glencore International plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken: 24/10/2012
(e) Has the EPT previously disclosed, or is it Yes
today disclosing, under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: USD 0.01 ordinary shares
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 0.00 0.00 5,685,891 0.09
controlled:
(2) Derivatives (other than options): 5,062,792 0.07 5,421,803 0.08
(3)Options and agreements to purchase/sell: 95,316 0.00 1,918,810 0.03
5,158,108 0.07 13,026,504 0.19
TOTAL:
Class of relevant security: XS0475310396
5% Guaranteed Convertible Bonds due December 2014
Interests Short positions
Number % Number %
(1) Relevant securities 23,000 0.00 0.00 0.00
owned and/or controlled:
(2) Derivatives (other than 5,100,000 0.22 16,000,000 0.70
options):
(3) Options and agreements 0.00 0.00 0.00 0.00
to purchase/sell:
5,123,000 0.22 16,000,000 0.70
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and
other executive options)
Class of relevant security in relation to which subscription right exists: n/a
Details, including nature of the rights concerned and relevant n/a
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
USD 0.01 ordinary shares Purchase 1,697 3.4780
USD 0.01 ordinary shares Purchase 72 3.4745
USD 0.01 ordinary shares Purchase 727 3.4740
USD 0.01 ordinary shares Purchase 951 3.4660
USD 0.01 ordinary shares Purchase 3,900 3.4600
USD 0.01 ordinary shares Purchase 610 3.4595
USD 0.01 ordinary shares Purchase 4,692 3.4580
USD 0.01 ordinary shares Purchase 218 3.4565
USD 0.01 ordinary shares Purchase 246 3.4480
USD 0.01 ordinary shares Purchase 1,224 3.4450
USD 0.01 ordinary shares Purchase 884 3.4440
USD 0.01 ordinary shares Purchase 1,400 3.4410
USD 0.01 ordinary shares Purchase 3,789 3.4400
USD 0.01 ordinary shares Purchase 577 3.4395
USD 0.01 ordinary shares Purchase 2,387 3.4360
USD 0.01 ordinary shares Purchase 375 3.4355
USD 0.01 ordinary shares Purchase 302 3.4350
USD 0.01 ordinary shares Purchase 9,583 3.4345
USD 0.01 ordinary shares Purchase 64 3.4341
USD 0.01 ordinary shares Purchase 321,131 3.4340
USD 0.01 ordinary shares Purchase 596 3.4320
USD 0.01 ordinary shares Purchase 236 3.4290
USD 0.01 ordinary shares Purchase 280 3.4285
USD 0.01 ordinary shares Purchase 2,833 3.4270
USD 0.01 ordinary shares Purchase 1,600 3.4260
USD 0.01 ordinary shares Purchase 1,858 3.4230
USD 0.01 ordinary shares Purchase 2,160 3.4220
USD 0.01 ordinary shares Purchase 7,066 3.4215
USD 0.01 ordinary shares Purchase 2,463 3.4205
USD 0.01 ordinary shares Purchase 45 3.4204
USD 0.01 ordinary shares Purchase 4,512 3.4200
USD 0.01 ordinary shares Purchase 709 3.4185
USD 0.01 ordinary shares Purchase 244 3.4175
USD 0.01 ordinary shares Purchase 1,531 3.4120
USD 0.01 ordinary shares Purchase 284 3.4090
Total 381,246
USD 0.01 ordinary shares Sales 806 3.4730
USD 0.01 ordinary shares Sales 44 3.4715
USD 0.01 ordinary shares Sales 576 3.4675
USD 0.01 ordinary shares Sales 1,434 3.4670
USD 0.01 ordinary shares Sales 27 3.4655
USD 0.01 ordinary shares Sales 5,000 3.4635
USD 0.01 ordinary shares Sales 2,526 3.4605
USD 0.01 ordinary shares Sales 3 3.4595
USD 0.01 ordinary shares Sales 1,119 3.4590
USD 0.01 ordinary shares Sales 3,163 3.4580
USD 0.01 ordinary shares Sales 18 3.4578
USD 0.01 ordinary shares Sales 1,334 3.4575
USD 0.01 ordinary shares Sales 3,533 3.4570
USD 0.01 ordinary shares Sales 2 3.4565
USD 0.01 ordinary shares Sales 200 3.4560
USD 0.01 ordinary shares Sales 600 3.4525
USD 0.01 ordinary shares Sales 64 3.4515
USD 0.01 ordinary shares Sales 193 3.4480
USD 0.01 ordinary shares Sales 2,400 3.4475
USD 0.01 ordinary shares Sales 5,192 3.4460
USD 0.01 ordinary shares Sales 4,580 3.4455
USD 0.01 ordinary shares Sales 1,100 3.4450
USD 0.01 ordinary shares Sales 1,913 3.4445
USD 0.01 ordinary shares Sales 1,014 3.4425
USD 0.01 ordinary shares Sales 238 3.4420
USD 0.01 ordinary shares Sales 8,984 3.4415
USD 0.01 ordinary shares Sales 3,257 3.4410
USD 0.01 ordinary shares Sales 1,780 3.4400
USD 0.01 ordinary shares Sales 648 3.4395
USD 0.01 ordinary shares Sales 819 3.4390
USD 0.01 ordinary shares Sales 2,141 3.4385
USD 0.01 ordinary shares Sales 900 3.4380
USD 0.01 ordinary shares Sales 7,256 3.4375
USD 0.01 ordinary shares Sales 2,156 3.4370
USD 0.01 ordinary shares Sales 1,630 3.4365
USD 0.01 ordinary shares Sales 5,241 3.4360
USD 0.01 ordinary shares Sales 1,600 3.4345
USD 0.01 ordinary shares Sales 2,857 3.4335
USD 0.01 ordinary shares Sales 3,233 3.4320
USD 0.01 ordinary shares Sales 3,936 3.4305
USD 0.01 ordinary shares Sales 564 3.4300
USD 0.01 ordinary shares Sales 2,200 3.4295
USD 0.01 ordinary shares Sales 5,000 3.4290
USD 0.01 ordinary shares Sales 3,122 3.4285
USD 0.01 ordinary shares Sales 5,000 3.4280
USD 0.01 ordinary shares Sales 924 3.4275
USD 0.01 ordinary shares Sales 3,280 3.4270
USD 0.01 ordinary shares Sales 4,360 3.4265
USD 0.01 ordinary shares Sales 3,910 3.4260
USD 0.01 ordinary shares Sales 386 3.4240
USD 0.01 ordinary shares Sales 5,601 3.4230
USD 0.01 ordinary shares Sales 1,005 3.4225
USD 0.01 ordinary shares Sales 533 3.4215
USD 0.01 ordinary shares Sales 2,183 3.4210
USD 0.01 ordinary shares Sales 931 3.4205
USD 0.01 ordinary shares Sales 61 3.4165
USD 0.01 ordinary shares Sales 184 3.4125
USD 0.01 ordinary shares Sales 1,215 3.4060
USD 0.01 ordinary shares Sales 1,736 3.4030
USD 0.01 ordinary shares Sales 861 3.4025
USD 0.01 ordinary shares Sales 2,011 3.3990
Total 128,584
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description reference per
security e.g. opening/closing a long/short securities unit
e.g. CFD position, increasing/reducing a
long/short position
None
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security e.g. call selling, to which per unit e.g. paid/
option varying option American, received
etc. relates European per unit
etc.
None
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security securities unit
e.g. call option
None
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
None
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure: 25 October 2012
Contact name: Melanie Rayson and Rachel Burke
Telephone number: 0207 595 6908 / 0379
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being BNP Paribas
disclosed:
Name of offeror/offeree in relation to whose Glencore International plc
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry date
relevant description purchased securities to price per
security e.g. call which option unit e.g.
option or derivative American,
relates European
etc.
USD 0.01
ordinary Put Buy 250,000 3.20 E 21/12/2012
shares
USD 0.01
ordinary Call Buy 1,000 3.40 E 21/12/2012
shares
USD 0.01
ordinary Put Sell 1,000 3.40 E 21/12/2012
shares
USD 0.01
ordinary Put Sell 35,000 3.00 A 15/03/2012
shares
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEOLELFLLBFZFBB -0- Oct/25/2012 12:40 GMT
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