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Nomura International Form 8.5 Xstrata Plc



  Nomura International - Form 8.5 Xstrata Plc

RNS Number : 5203P
Nomura International PLC (EPT)
25 October 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:              Nomura International Plc
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Xstrata Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        24 October 2012
(e) Has the EPT previously disclosed, or is it    Yes,  Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

Class of relevant security:

 
                                                  Interests    Short positions

                                                Number     %    Number     %
(1) Relevant securities owned and/or           3,975,219 0.132  629,693  0.021
controlled:
(2) Derivatives (other than options):                          2,125,190 0.071
(3) Options and agreements to purchase/sell:
 
                                               3,975,219 0.132 2,754,883 0.092
     TOTAL:

           

All interests and all short positions should be disclosed.

                       

Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).  

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

 

            3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit

                                  
Ordinary shares              Purchase           1,000             9.6820
Ordinary shares              Purchase            400              9.6830
Ordinary shares              Purchase           1,294             9.6840
Ordinary shares              Purchase            335              9.6850
Ordinary shares              Purchase            436              9.6890
Ordinary shares              Purchase            647              9.6910
Ordinary shares              Purchase            834              9.6930
Ordinary shares              Purchase           1,500             9.6960
Ordinary shares              Purchase           1,068             9.6980
Ordinary shares              Purchase            739              9.7000
Ordinary shares              Purchase            331              9.7020
Ordinary shares              Purchase            528              9.7050
Ordinary shares              Purchase            301              9.7060
Ordinary shares              Purchase            500              9.7080
Ordinary shares              Purchase            868              9.7100
Ordinary shares              Purchase           3,863             9.7132
Ordinary shares              Purchase           1,505             9.7190
Ordinary shares              Purchase           1,055             9.7200
Ordinary shares              Purchase           1,053             9.7210
Ordinary shares              Purchase            502              9.7220
Ordinary shares              Purchase           1,376             9.7230
Ordinary shares              Purchase            673              9.7260
Ordinary shares              Purchase            200              9.7270
Ordinary shares              Purchase            383              9.7280
Ordinary shares              Purchase            500              9.7290
Ordinary shares              Purchase           1,932             9.7310
Ordinary shares              Purchase            262              9.7330
Ordinary shares              Purchase            582              9.7360
Ordinary shares              Purchase            249              9.7380
Ordinary shares              Purchase            207              9.7420
Ordinary shares              Purchase             12              9.7470
Ordinary shares              Purchase           36,822            9.7490
Ordinary shares              Purchase           1,355             9.7510
Ordinary shares              Purchase            500              9.7520
Ordinary shares              Purchase            457              9.7530
Ordinary shares              Purchase            900              9.7540
Ordinary shares              Purchase             62              9.7550
Ordinary shares              Purchase            333              9.7560
Ordinary shares              Purchase            455              9.7570
Ordinary shares              Purchase           1,100             9.7610
Ordinary shares              Purchase            767              9.7620
Ordinary shares              Purchase            419              9.7640
Ordinary shares              Purchase           1,081             9.7650
Ordinary shares              Purchase            757              9.7660
Ordinary shares              Purchase           1,822             9.7680
Ordinary shares              Purchase          601,043            9.7685
Ordinary shares              Purchase           2,170             9.7690
Ordinary shares              Purchase            200              9.7710
Ordinary shares              Purchase           3,066             9.7720
Ordinary shares              Purchase           12,780            9.7727
Ordinary shares              Purchase            100              9.7730
Ordinary shares              Purchase            319              9.7740
Ordinary shares              Purchase             51              9.7750
Ordinary shares              Purchase           4,312             9.7770
Ordinary shares              Purchase            125              9.7780
Ordinary shares              Purchase           1,560             9.7790
Ordinary shares              Purchase           1,620             9.7800
Ordinary shares              Purchase           2,018             9.7810
Ordinary shares              Purchase           2,110             9.7820
Ordinary shares              Purchase           1,489             9.7830
Ordinary shares              Purchase            242              9.7850
Ordinary shares              Purchase            337              9.7860
Ordinary shares              Purchase            500              9.7870
Ordinary shares              Purchase           1,739             9.7890
Ordinary shares              Purchase            837              9.7920
Ordinary shares              Purchase            424              9.7930
Ordinary shares              Purchase            103              9.7940
Ordinary shares              Purchase           1,020             9.7950
Ordinary shares              Purchase            100              9.7960
Ordinary shares              Purchase            461              9.7970
Ordinary shares              Purchase            100              9.7980
Ordinary shares              Purchase            706              9.7990
Ordinary shares              Purchase           1,817             9.8000
Ordinary shares              Purchase           3,147             9.8010
Ordinary shares              Purchase           1,119             9.8020
Ordinary shares              Purchase           1,049             9.8030
Ordinary shares              Purchase            440              9.8060
Ordinary shares              Purchase           1,809             9.8080
Ordinary shares              Purchase           1,034             9.8130
Ordinary shares              Purchase            476              9.8140
Ordinary shares              Purchase            700              9.8150
Ordinary shares              Purchase           1,572             9.8170
Ordinary shares              Purchase            500              9.8180
Ordinary shares              Purchase           13,709            9.8200
Ordinary shares              Purchase            500              9.8220
Ordinary shares              Purchase            500              9.8230
Ordinary shares              Purchase            500              9.8250
Ordinary shares              Purchase           2,912             9.8280
Ordinary shares              Purchase           2,142             9.8380
Ordinary shares              Purchase           3,309             9.8400
Ordinary shares              Purchase            900              9.8430
Ordinary shares              Purchase            661              9.8450
Ordinary shares              Purchase           20,000            9.8644
Ordinary shares              Purchase            543              9.8680
Ordinary shares              Purchase           1,074             9.8740
Ordinary shares              Purchase           6,269             9.8741
Ordinary shares              Purchase            862              9.8850
Ordinary shares              Purchase            465              9.8920
Ordinary shares              Purchase            197              9.8990
Ordinary shares              Purchase            239              9.9030
Ordinary shares              Purchase           1,462             9.9050
Ordinary shares                Sale              500              9.6770
Ordinary shares                Sale             1,984             9.6820
Ordinary shares                Sale              325              9.6830
Ordinary shares                Sale             5,042             9.6840
Ordinary shares                Sale             3,557             9.6850
Ordinary shares                Sale              501              9.6860
Ordinary shares                Sale             6,040             9.6880
Ordinary shares                Sale             4,550             9.6890
Ordinary shares                Sale              579              9.6910
Ordinary shares                Sale             1,298             9.7030
Ordinary shares                Sale              409              9.7090
Ordinary shares                Sale             1,824             9.7100
Ordinary shares                Sale              533              9.7110
Ordinary shares                Sale             2,249             9.7120
Ordinary shares                Sale             15,000            9.7137
Ordinary shares                Sale              433              9.7180
Ordinary shares                Sale               48              9.7190
Ordinary shares                Sale             1,388             9.7200
Ordinary shares                Sale              405              9.7210
Ordinary shares                Sale              500              9.7220
Ordinary shares                Sale             3,254             9.7310
Ordinary shares                Sale               21              9.7360
Ordinary shares                Sale              855              9.7370
Ordinary shares                Sale              100              9.7380
Ordinary shares                Sale              613              9.7390
Ordinary shares                Sale             3,384             9.7410
Ordinary shares                Sale             4,396             9.7430
Ordinary shares                Sale             2,158             9.7440
Ordinary shares                Sale             1,770             9.7470
Ordinary shares                Sale             90,000            9.7472
Ordinary shares                Sale            288,723            9.7490
Ordinary shares                Sale              918              9.7500
Ordinary shares                Sale             7,200             9.7510
Ordinary shares                Sale              395              9.7550
Ordinary shares                Sale              157              9.7570
Ordinary shares                Sale              525              9.7580
Ordinary shares                Sale             25,000            9.7589
Ordinary shares                Sale              300              9.7590
Ordinary shares                Sale              567              9.7600
Ordinary shares                Sale             3,362             9.7610
Ordinary shares                Sale             9,054             9.7620
Ordinary shares                Sale             8,382             9.7630
Ordinary shares                Sale             10,088            9.7650
Ordinary shares                Sale             1,852             9.7650
Ordinary shares                Sale             5,530             9.7660
Ordinary shares                Sale             2,501             9.7670
Ordinary shares                Sale             17,470            9.7680
Ordinary shares                Sale             34,881            9.7690
Ordinary shares                Sale             3,076             9.7700
Ordinary shares                Sale             6,809             9.7710
Ordinary shares                Sale             32,363            9.7720
Ordinary shares                Sale             12,417            9.7730
Ordinary shares                Sale              691              9.7740
Ordinary shares                Sale              390              9.7750
Ordinary shares                Sale             1,412             9.7760
Ordinary shares                Sale             1,076             9.7770
Ordinary shares                Sale             11,212            9.7780
Ordinary shares                Sale             13,817            9.7790
Ordinary shares                Sale             25,816            9.7800
Ordinary shares                Sale             14,441            9.7810
Ordinary shares                Sale             41,534            9.7820
Ordinary shares                Sale             9,120             9.7830
Ordinary shares                Sale              606              9.7840
Ordinary shares                Sale             1,365             9.7850
Ordinary shares                Sale             7,258             9.7860
Ordinary shares                Sale              808              9.7870
Ordinary shares                Sale             1,318             9.7880
Ordinary shares                Sale             28,541            9.7890
Ordinary shares                Sale             2,636             9.7900
Ordinary shares                Sale              496              9.7910
Ordinary shares                Sale              562              9.7920
Ordinary shares                Sale             9,910             9.7930
Ordinary shares                Sale              272              9.7940
Ordinary shares                Sale             6,985             9.7950
Ordinary shares                Sale             3,859             9.7960
Ordinary shares                Sale              657              9.7970
Ordinary shares                Sale              617              9.7980
Ordinary shares                Sale             10,429            9.8000
Ordinary shares                Sale              435              9.8010
Ordinary shares                Sale             23,289            9.8020
Ordinary shares                Sale             12,980            9.8030
Ordinary shares                Sale             2,600             9.8040
Ordinary shares                Sale             1,217             9.8050
Ordinary shares                Sale              360              9.8060
Ordinary shares                Sale              594              9.8070
Ordinary shares                Sale             11,296            9.8080
Ordinary shares                Sale              200              9.8090
Ordinary shares                Sale              500              9.8100
Ordinary shares                Sale              434              9.8120
Ordinary shares                Sale              200              9.8170
Ordinary shares                Sale              676              9.8270
Ordinary shares                Sale              500              9.8310
Ordinary shares                Sale             1,014             9.8350
Ordinary shares                Sale              572              9.8380
Ordinary shares                Sale              500              9.8420
Ordinary shares                Sale              200              9.8460
Ordinary shares                Sale              399              9.8470
Ordinary shares                Sale              500              9.8500
Ordinary shares                Sale              100              9.8520
Ordinary shares                Sale              339              9.8570
Ordinary shares                Sale              276              9.8580
Ordinary shares                Sale              200              9.8590
Ordinary shares                Sale             2,010             9.8600
Ordinary shares                Sale             2,610             9.8610
Ordinary shares                Sale              425              9.8620
Ordinary shares                Sale             4,476             9.8630
Ordinary shares                Sale             4,868             9.8640
Ordinary shares                Sale              952              9.8650
Ordinary shares                Sale              781              9.8660
Ordinary shares                Sale              913              9.8670
Ordinary shares                Sale             1,075             9.8680
Ordinary shares                Sale              442              9.8690
Ordinary shares                Sale             2,679             9.8700
Ordinary shares                Sale              981              9.8720
Ordinary shares                Sale              589              9.8740
Ordinary shares                Sale             1,220             9.8780
Ordinary shares                Sale              231              9.8800
Ordinary shares                Sale              100              9.8880
Ordinary shares                Sale             2,256             9.8950
Ordinary shares                Sale              500              9.9010

                                                                                                                       

Total Buy - 781,404

Total Sell - 907,603

 

(b)        Derivatives transactions (other than options)

 

Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
Ordinary    SWAP                     Long                     839      9.7136
 Shares
Ordinary    SWAP                     Long                    10,000    9.7397
 Shares
Ordinary    SWAP                     Long                    90,000    9.7472
 Shares
Ordinary    SWAP                     Long                    25,000    9.7589
 Shares
Ordinary    SWAP                     Long                    30,162    9.7835
 Shares
Ordinary    SWAP                     Long                    1,500     9.7850
 Shares
Ordinary    SWAP                     Short                   9,260     9.7490
 Shares
Ordinary    SWAP                     Short                   46,329    9.7800
 Shares
Ordinary    SWAP                     Short                   4,600     9.7816
 Shares
Ordinary    SWAP                     Short                   1,771     9.7963
 Shares
Ordinary    SWAP                     Short                   20,000    9.8226
 Shares

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

 

        Date of disclosure: 25/10/2012
        Contact name:       Kyere Tabiri
        Telephone number:   0207102 1267

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOMABPTMBATMRT -0- Oct/25/2012 09:00 GMT
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