Goldman Sachs (EPT) Form 8.5 (EPT/RI) - Amendment

  Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amendment

RNS Number : 5871P
GoldmanSachs International
25 October 2012
 



Amendment - due to the amendment of Equity transactions, the disclosure made
on 24 October for dealings on 18 October has been updated. Section 2(a) has
been updated.

 

                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                  Rule 8.5 of the Takeover Code (the "Code")

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:            (GS) GOLDMAN SACHS
                                                INTERNATIONAL
(b) Name of offeror/offeree in relation to      GLENCORE INTERNATIONAL PLC
whose relevant securities this form relates:

     Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which   XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken:                    18 October 2012
(e) Has the EPT previously disclosed, or is it  YES - disclosed previously for
today disclosing, under the Code in respect of  XSTRATA PLC
any other party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of Purchases/ Total number    Highest price per unit    Lowest price per
relevant   sales    of securities        paid/received              unit
security                                                       paid/received
              
USD 0.01 Purchases      2,196,592                  3.5375 GBP       3.4710 GBP
ordinary                   20,910                 52.5713 HKD      39.4046 HKD
                           30,000                  5.6854 USD       5.6854 USD
USD 0.01   Sales        4,167,918                  3.5550 GBP       3.4141 GBP
ordinary                   20,910                 52.5713 HKD      39.4046 HKD

 

 

(b)        Derivatives transactions (other than options)

 

Class of   Product             Nature of dealing           Number of   Price
relevant description                                       reference  per unit
security               e.g. opening/closing a long/short   securities
          e.g. CFD      position, increasing/reducing a
                              long/short position
USD 0.01     CFD            Opening a long position           250,000   3.4543
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            57,192   3.4969
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position           336,595   3.4991
ordinary                                                                   GBP
USD 0.01     CFD            Closing a long position           240,000   3.5105
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position         1,255,653   3.5278
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             3,100   3.5462
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position            27,300   3.5462
ordinary                                                                   GBP
USD 0.01     CFD            Opening a long position             9,600   3.5462
ordinary                                                                   GBP
USD 0.01     CFD           Reducing a long position            21,266   5.6854
ordinary                                                                   USD
USD 0.01     CFD           Reducing a long position             8,734   5.6854
ordinary                                                                   USD
USD 0.01    SWAP          Increasing a long position            2,974   3.4141
ordinary                                                                   GBP
USD 0.01    SWAP          Increasing a long position           23,482   3.4141
ordinary                                                                   GBP
USD 0.01    SWAP          Increasing a long position           10,089   3.4141
ordinary                                                                   GBP

 

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

NONE

 

 

 

        Date of disclosure: 25 October 2012
        Contact name:       Audrey Malone and Darren Adam
        Telephone number:   +44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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