BHP Billiton PLC (BLT) - Change of Director's Interests Notice - M Kloppers RNS Number : 9985N BHP Billiton PLC 05 October 2012 Company Secretariat 5 October 2012 To: Australian Securities Exchange cc: New York Stock Exchange London Stock Exchange JSE Limited Notification of Change of Interests of Directors and Connected Persons (Australian Securities Exchange Listing Rules Appendix 3Y) (Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority) Name of entities BHP Billiton Limited BHP Billiton Plc ABN 49 004 028 077 REG NO 3196209 As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Securities Exchange (ASX) Listing Rules, the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Acts and the Group's Securities Dealing document. We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the director for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing document. Name of person discharging Mr M J Kloppers managerial responsibilities Date of last notice 3 October 2012 Date issuer informed of transaction 5 October 2012 Date and place of transaction 4 October 2012 (London Stock Exchange) Nature of transaction On-market sale of 59,913 BHP Billiton Plc Ordinary Shares on the London Stock Exchange to fund a tax obligation. Part 1 - Change of relevant interests in securities Included in this Part are: · in the case of a trust, interests in the trust made available by the responsible entity of the trust; · details of the circumstance giving rise to the relevant interest; · details and estimated valuation if the consideration is non-cash; and · changes in the relevant interest of Connected Persons of the director. Direct or indirect interest Indirect Nature of indirect interest BHP Billiton Plc (including registered holder) Mr Kloppers has an indirect interest in 265,462* ordinary shares in BHP Billiton Plc, as follows: i) 80,000 ordinary shares in BHP Billiton Plc held by the Kloppers Family Superannuation Fund and registered in the name of Kloppers Family Fund Pty Ltd; and ii) 185,462* ordinary shares in BHP Billiton Plc held by Maricar Pty Ltd as trustee for the Maricar Family Trust. BHP Billiton Limited Mr Kloppers also has an indirect interest in 373,535 ordinary shares in BHP Billiton Limited, as follows: iii) 350,219 ordinary shares in BHP Billiton Limited held by Maricar Pty Ltd as trustee for the Maricar Family Trust; iv) 23,000 ordinary shares in BHP Billiton Limited held by the Kloppers Family Superannuation Fund and registered in the name of Kloppers Family Fund Pty Ltd; and v) 316 ordinary shares in BHP Billiton Limited held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group. * Note - total above reflects shares disposed from this transaction. Date of change 5 October 2012 No. of securities held prior to change 325,375 (BHP Billiton Plc) - Indirect 363,520 (BHP Billiton Plc) - Direct 373,535 (BHP Billiton Limited) - Indirect Class Ordinary Shares in BHP Billiton Plc Number acquired - Number disposed 59,913 (BHP Billiton Plc) Value/Consideration Sale of 59,913 at £19.13 per share No. of securities held after change 265,462 (BHP Billiton Plc) - Indirect 363,520 (BHP Billiton Plc) - Direct 373,535 (BHP Billiton Limited) - Indirect Nature of change On-market sale on London Stock Exchange Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Any additional information - Part 2 - Change of interests in contracts other than as described in Part 4 Included in this Part are: · only details of a contract in relation to which the interest has changed; and · details and estimated valuation if the consideration is non-cash. Detail of contract - Nature of interest - Name of registered holder - (if issued securities) No. and class of securities to which interest related prior to change - Interest acquired - Interest disposed - Value/Consideration - Interest after change - Part 3 - Closed period Were the interests in the No. securities or contracts detailed above traded during a closed period where prior written clearance was required? If so, was prior written Under our Securities Dealing Policy a Person clearance provided to allow the Discharging Managerial Responsibilities cannot trade to proceed during this deal in BHP Billiton Securities without prior period? clearance. This requirement applies to all dealings, including those that occur outside of a Close Period. If prior written clearance was - provided, on what date was this provided? Part 4 - Change of interests in options or other rights granted by the entities Included in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification. Date of grant - Period during which or date on which - exercisable Total amount paid (if any) for the - grant Description of securities involved: - class; number Exercise price (if fixed at time of - grant) or indication that price is to be fixed at time of exercise Total number of securities over which options or other rights held at the date of this notice BHP Billiton Limited interests: 1,176,721 - maximum number of Performance Shares (ordinary shares of BHP Billiton Limited) under the LTIP 88,327 - vested LTIP Performance Shares (ordinary shares of BHP Billiton Limited) 64,705 - maximum number of Deferred Shares (ordinary shares of BHP Billiton Limited) under the GIS 316 - maximum number of Matched Shares (ordinary shares of BHP Billiton Limited) under Shareplus ________ 1,330,069 - Total Any additional information - Part 5 - Contact details Name of authorised officers Nicola Evans - BHP Billiton Limited responsible for making this notification on behalf of the entities Geof Stapledon - BHP Billiton Plc Contact details Nicola Evans Tel: +61 3 9609 4326 Fax: +61 3 9609 4372 Geof Stapledon Tel: +44 20 7802 4176 Fax: +44 20 7802 3054 BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc Registration number 3196209 Registered in AustraliaRegistered in England and Wales Registered Office:180 Lonsdale Street, Melbourne Victoria 3000 AustraliaRegistered Office: Neathouse Place, London SW1V 1BH UK Members of the BHP Billiton Group which is headquartered in Australia This information is provided by RNS The company news service from the London Stock Exchange END RDSGBBDGUDGBGDU -0- Oct/05/2012 06:00 GMT
BHP Billiton PLC BLT Change of Director's Interests Notice - M Kloppers
Press spacebar to pause and continue. Press esc to stop.