UBS AG (EPT) Form 8.5 (EPT/RI)

  UBS AG (EPT) - Form 8.5 (EPT/RI)

RNS Number : 0470O
UBS AG (EPT)
05 October 2012
 



                                                             FORM 8.5 (EPT/RI)

                                       

   PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
           INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

                   Rule 8.5 of the Takeover Code (the Code)

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                      UBS AG London Branch
(b) Name of offeror/offeree in relation to whose relevant African Barrick Gold
securities this form relates:                                     Plc

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt      African Barrick Gold
principal trader is connected:                                    Plc
(d) Date dealing undertaken:                                04 October 2012
(e) Has the EPT previously disclosed, or is it today               NO
disclosing, under the Code in respect of any other party
to this offer?                                                      

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

  Class of   Purchases/ Total number    Highest price per    Lowest price per
  relevant     sales    of securities  unit paid/received   unit paid/received
  security
                  
10p Ordinary Buy        133500        4.64700        GBP    4.55000        GBP

              
10p Ordinary Sell       106521        4.63400        GBP    4.56900        GBP

              

 

(b)        Derivatives transactions (other than options)

 

Class of   Product         Nature of dealing        Number of  Price per unit
relevant description                                reference
security                 e.g. opening/closing a     securities
          e.g. CFD        long/short position,
                         increasing/reducing a
                          long/short position
10p      CFD         Long                           22796      4.606014       
Ordinary                                                       GBP
          
10p      CFD         Short                          9494       4.619025       
Ordinary                                                       GBP
          
10p      CFD         Short                          11211      4.61899       
Ordinary                                                       GBP
          
10p      CFD         Short                          3904       4.615391       
Ordinary                                                       GBP
          
10p      CFD         Short                          351        4.618784       
Ordinary                                                       GBP
          
10p      CFD         Short                          2599       4.618926       
Ordinary                                                       GBP
          
10p      CFD         Short                          6992       4.619783       
Ordinary                                                       GBP
          
10p      CFD         Short                          2737       4.619178       
Ordinary                                                       GBP
          
10p      CFD         Short                          11398      4.606014
Ordinary
                                                               GBP

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none "
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

        Date of disclosure: 05 October 2012
        Contact name:       Gemma Crewdson
        Telephone number:   +44 (0)20 7568 1245

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
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FEREAEESEDKAFFF -0- Oct/05/2012 10:37 GMT