Deutsche Bank AG (0H7D) - Form 8.5 (EPT/NON-RI) Glencore Int'l Plc RNS Number : 9443N Deutsche Bank AG 04 October 2012 FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Deutsche Bank AG London (b) Name of offeror/offeree in relation to whose Glencore International Plc relevant securities the disclosure relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which Xstrata Plc exempt principal trader is connected: (d) Date of dealing (if any): 03-10-2012 (e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer? YES 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: USD 0.1 Ordinary Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: 2,218,029 0.03 (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: TOTAL: 2,218,029 0.03 Gross interests and short positions should be disclosed. (b) Rights to subscribe for new securities (including directors' and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. Details of any open derivative or option positions should be given on a Supplemental Form 8 (Open Positions). 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchase/sale Number of securities Price per unit £ USD 0.1 Ordinary Purchases 3762 3.3915 USD 0.1 Ordinary Purchases 1461 3.418 USD 0.1 Ordinary Purchases 1461 3.4175 USD 0.1 Ordinary Purchases 1460 3.4235 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description reference per security e.g. opening/closing a long/short securities unit e.g. CFD position, increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Expiry Option relevant description purchasing, securities to price per date money security e.g. call selling, which option unit paid/ option varying etc. relates received per unit (ii) Exercising Class of relevant security Product Number of Exercise Exercise price description securities date per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? Date of disclosure: 04-10-2012 Contact name: Kelly-Jade Ledwich Telephone number: 020 7545 8515 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FEOBGBDGRSGBGDS -0- Oct/04/2012 10:49 GMT
Deutsche Bank AG 0H7D Form 8.5 (EPT/NON-RI) Glencore Int'l Plc
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