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Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Glencore International plc



  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Glencore International plc

RNS Number : 5898I
Credit Suisse Securities (Eur) Ltd
26 July 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

 

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                Credit Suisse Securities
                                                    (Europe) Limited
(b) Name of offeror/offeree in relation to whose    Glencore International Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:          25-July-2012
(e) Has the EPT previously disclosed, or is it      Yes - Xstrata Plc
today disclosing, under the Code in respect of any
other party to this offer?

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

Class of relevant security:                           Ordinary shares

 
                                                Interests     Short positions

                                              Number     %     Number     %
(1) Relevant securities owned and/or         1,928,235 0.0278 3,900,085 0.0563
controlled:
(2) Derivatives (other than options):                                    
(3) Options and agreements to purchase/sell:
     TOTAL:                                  1,928,235 0.0278 3,900,085 0.0563

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            B                              770 306.75
Ordinary shares            S                              336 306.50
Ordinary shares            B                              460 306.45
Ordinary shares            B                             1668 306.40
Ordinary shares            S                              255 306.40
Ordinary shares            B                             1203 306.35
Ordinary shares            S                              301 306.35
Ordinary shares            B                             1512 306.30
Ordinary shares            S                              567 306.25
Ordinary shares            B                             3111 306.15
Ordinary shares            S                              394 306.15
Ordinary shares            B                             1049 306.10
Ordinary shares            B                              772 306.05
Ordinary shares            S                             6202 306.05
Ordinary shares            B                             1559 306.00
Ordinary shares            S                             2112 306.00
Ordinary shares            B                              878 305.95
Ordinary shares            B                             3939 305.90
Ordinary shares            S                             4536 305.90
Ordinary shares            S                             7158 305.85
Ordinary shares            S                              906 305.80
Ordinary shares            B                             1085 305.75
Ordinary shares            S                              638 305.75
Ordinary shares            B                             3415 305.70
Ordinary shares            S                             2453 305.70
Ordinary shares            S                             1900 305.65
Ordinary shares            B                             3600 305.60
Ordinary shares            S                              300 305.60
Ordinary shares            B                             2237 305.55
Ordinary shares            S                              785 305.55
Ordinary shares            B                              532 305.50
Ordinary shares            S                             2354 305.50
Ordinary shares            B                             3596 305.45
Ordinary shares            S                              779 305.45
Ordinary shares            B                             1583 305.40
Ordinary shares            S                             1320 305.40
Ordinary shares            B                             3600 305.35
Ordinary shares            S                             1707 305.35
Ordinary shares            B                             1175 305.30
Ordinary shares            S                             1447 305.30
Ordinary shares            B                              932 305.25
Ordinary shares            S                              970 305.25
Ordinary shares            B                             6443 305.20
Ordinary shares            S                             1105 305.20
Ordinary shares            S                             1764 305.15
Ordinary shares            B                             5591 305.10
Ordinary shares            S                             3612 305.10
Ordinary shares            B                             2912 305.05
Ordinary shares            S                             2533 305.05
Ordinary shares            S                             1160 305.03
Ordinary shares            B                             3511 305.00
Ordinary shares            S                              597 305.00
Ordinary shares            B                             1330 304.95
Ordinary shares            B                            10647 304.90
Ordinary shares            S                             1024 304.90
Ordinary shares            B                             1974 304.85
Ordinary shares            S                             1110 304.85
Ordinary shares            B                             5195 304.80
Ordinary shares            S                             1619 304.80
Ordinary shares            B                             5239 304.75
Ordinary shares            S                              256 304.75
Ordinary shares            B                             1003 304.70
Ordinary shares            S                              431 304.70
Ordinary shares            B                             7831 304.65
Ordinary shares            S                              850 304.65
Ordinary shares            B                             6981 304.60
Ordinary shares            S                             2130 304.60
Ordinary shares            B                             5952 304.55
Ordinary shares            S                              856 304.55
Ordinary shares            B                             8911 304.50
Ordinary shares            S                             2324 304.50
Ordinary shares            B                             9052 304.45
Ordinary shares            S                             4431 304.45
Ordinary shares            B                             4000 304.40
Ordinary shares            S                             5798 304.40
Ordinary shares            B                             5310 304.35
Ordinary shares            S                             5387 304.35
Ordinary shares            B                             1833 304.34
Ordinary shares            S                             1833 304.34
Ordinary shares            B                             5643 304.30
Ordinary shares            S                             5749 304.30
Ordinary shares            B                             1710 304.25
Ordinary shares            S                             1247 304.25
Ordinary shares            B                             5103 304.20
Ordinary shares            S                              257 304.20
Ordinary shares            B                             2738 304.15
Ordinary shares            S                             3558 304.15
Ordinary shares            B                             5840 304.10
Ordinary shares            S                             1598 304.10
Ordinary shares            B                            23032 304.06
Ordinary shares            S                            23032 304.06
Ordinary shares            B                             1423 304.05
Ordinary shares            B                             3797 303.95
Ordinary shares            B                             3748 303.90
Ordinary shares            S                             1837 303.90
Ordinary shares            B                             4456 303.85
Ordinary shares            S                             2148 303.85
Ordinary shares            S                             1147 303.83
Ordinary shares            B                             4463 303.80
Ordinary shares            S                             2251 303.80
Ordinary shares            B                            20285 303.76
Ordinary shares            S                            20285 303.76
Ordinary shares            B                             3700 303.75
Ordinary shares            S                             5362 303.75
Ordinary shares            B                            29818 303.73
Ordinary shares            S                            29818 303.73
Ordinary shares            B                            39160 303.71
Ordinary shares            S                            39160 303.71
Ordinary shares            B                             2679 303.70
Ordinary shares            S                             4362 303.70
Ordinary shares            B                           114685 303.66
Ordinary shares            S                           114685 303.66
Ordinary shares            B                              496 303.65
Ordinary shares            S                             1491 303.65
Ordinary shares            B                             2466 303.60
Ordinary shares            S                             1913 303.60
Ordinary shares            B                           320265 303.59
Ordinary shares            S                           320265 303.59
Ordinary shares            S                            37760 303.58
Ordinary shares            B                            10350 303.55
Ordinary shares            S                              701 303.55
Ordinary shares            B                           218749 303.51
Ordinary shares            S                           218749 303.51
Ordinary shares            B                           114016 303.50
Ordinary shares            S                           259450 303.50
Ordinary shares            B                             2597 303.45
Ordinary shares            S                             2602 303.45
Ordinary shares            B                            10386 303.44
Ordinary shares            S                            10386 303.44
Ordinary shares            S                             3733 303.40
Ordinary shares            B                             6321 303.35
Ordinary shares            S                             3335 303.35
Ordinary shares            S                              285 303.33
Ordinary shares            B                             2202 303.31
Ordinary shares            S                             2202 303.31
Ordinary shares            B                             3948 303.30
Ordinary shares            S                             2686 303.30
Ordinary shares            B                             6304 303.25
Ordinary shares            S                             3780 303.25
Ordinary shares            B                             2258 303.20
Ordinary shares            S                             4681 303.20
Ordinary shares            S                              342 303.18
Ordinary shares            B                            13666 303.15
Ordinary shares            S                             1697 303.15
Ordinary shares            S                              556 303.13
Ordinary shares            B                             5404 303.10
Ordinary shares            S                            16990 303.10
Ordinary shares            B                             4834 303.08
Ordinary shares            S                             4834 303.08
Ordinary shares            B                            47994 303.05
Ordinary shares            S                            46794 303.05
Ordinary shares            S                              441 303.03
Ordinary shares            B                            38128 303.00
Ordinary shares            S                            32837 303.00
Ordinary shares            B                             3301 302.95
Ordinary shares            S                             3703 302.95
Ordinary shares            B                             5851 302.90
Ordinary shares            S                             2829 302.90
Ordinary shares            B                             7684 302.85
Ordinary shares            S                             5128 302.85
Ordinary shares            S                              558 302.83
Ordinary shares            B                             2793 302.80
Ordinary shares            S                             5883 302.80
Ordinary shares            B                              535 302.75
Ordinary shares            S                             4740 302.75
Ordinary shares            B                             2243 302.70
Ordinary shares            S                            10025 302.70
Ordinary shares            B                             8594 302.65
Ordinary shares            S                              773 302.65
Ordinary shares            B                             1543 302.60
Ordinary shares            S                             5013 302.60
Ordinary shares            B                             4443 302.55
Ordinary shares            S                             4454 302.55
Ordinary shares            B                             1294 302.50
Ordinary shares            S                             1031 302.50
Ordinary shares            B                             2915 302.45
Ordinary shares            S                             1750 302.45
Ordinary shares            B                             5350 302.40
Ordinary shares            S                             3236 302.40
Ordinary shares            B                             7498 302.35
Ordinary shares            S                             2268 302.35
Ordinary shares            S                              492 302.33
Ordinary shares            B                             4218 302.30
Ordinary shares            S                              959 302.30
Ordinary shares            B                             5563 302.25
Ordinary shares            S                             2993 302.25
Ordinary shares            B                            34716 302.23
Ordinary shares            S                            34716 302.23
Ordinary shares            B                             2021 302.20
Ordinary shares            S                             4319 302.20
Ordinary shares            B                             6670 302.15
Ordinary shares            S                             3405 302.15
Ordinary shares            B                             1522 302.13
Ordinary shares            S                              761 302.13
Ordinary shares            B                             5437 302.10
Ordinary shares            S                             2185 302.10
Ordinary shares            B                             2576 302.05
Ordinary shares            S                             5882 302.05
Ordinary shares            B                             3379 302.00
Ordinary shares            S                             4955 302.00
Ordinary shares            S                              258 301.98
Ordinary shares            B                             2132 301.95
Ordinary shares            S                             3406 301.95
Ordinary shares            B                             1524 301.90
Ordinary shares            S                             3015 301.90
Ordinary shares            B                             2013 301.85
Ordinary shares            S                             2064 301.85
Ordinary shares            B                             3646 301.80
Ordinary shares            S                             2488 301.80
Ordinary shares            S                             2380 301.75
Ordinary shares            B                              970 301.65
Ordinary shares            S                              229 301.60
Ordinary shares            B                              971 301.45
Ordinary shares            B                             3885 301.40
Ordinary shares            S                             8337 301.20
Ordinary shares            B                             1682 301.05
Ordinary shares            B                             7988 301.00
Ordinary shares            S                             1453 301.00
Ordinary shares            B                             2958 300.95
Ordinary shares            S                              492 300.95
Ordinary shares            S                             1114 300.90
Ordinary shares            B                             4142 300.65
Ordinary shares            B                             7057 300.00
Ordinary shares            S                             7057 300.00

                                                                                                                       

Total Purchases                1,374,169

Total Sales:                        1,455,597

 

(b)        Derivatives transactions (other than options)

 

 

Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
          

          

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

 

        Date of disclosure: 26-July-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOEAFXKAEEAEFF -0- Jul/26/2012 11:02 GMT
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