Market Snapshot
  • U.S.
  • Europe
  • Asia
Ticker Volume Price Price Delta
DJIA 16,501.65 0.00 0.00%
S&P 500 1,878.61 3.22 0.17%
NASDAQ 4,148.34 21.37 0.52%
Ticker Volume Price Price Delta
STOXX 50 3,189.81 13.84 0.44%
FTSE 100 6,703.00 28.26 0.42%
DAX 9,548.68 4.49 0.05%
Ticker Volume Price Price Delta
NIKKEI 14,553.78 148.79 1.03%
TOPIX 1,177.52 12.62 1.08%
HANG SENG 22,562.80 53.16 0.24%

Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Xstrata Plc



  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 0551I
Credit Suisse Securities (Eur) Ltd
19 July 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

 

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:              Credit Suisse Securities
                                                  (Europe) Limited
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        18-July-2012
(e) Has the EPT previously disclosed, or is it    Yes - Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

Class of relevant security:                           Ordinary shares

 
                                                 Interests     Short positions

                                               Number     %     Number    %
(1) Relevant securities owned and/or          3,130,274 0.1042 374,196  0.0125
controlled:
(2) Derivatives (other than options):                                    
(3) Options and agreements to purchase/sell:
     TOTAL:                                   3,130,274 0.1042 374,196  0.0125

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

,153

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            B                            17196 847.70
Ordinary shares            S                             8598 847.70
Ordinary shares            S                              900 847.40
Ordinary shares            S                              605 845.10
Ordinary shares            B                              160 845.00
Ordinary shares            S                              452 845.00
Ordinary shares            B                              193 844.40
Ordinary shares            B                              214 844.30
Ordinary shares            B                             3981 844.20
Ordinary shares            B                              693 844.10
Ordinary shares            B                             3773 844.00
Ordinary shares            S                             1065 844.00
Ordinary shares            S                              651 843.95
Ordinary shares            B                              500 843.93
Ordinary shares            S                             1000 843.93
Ordinary shares            B                             6736 843.90
Ordinary shares            B                             6452 843.80
Ordinary shares            S                              620 843.80
Ordinary shares            B                             3668 843.70
Ordinary shares            S                              894 843.70
Ordinary shares            B                              288 843.60
Ordinary shares            S                             1068 843.60
Ordinary shares            B                             4720 843.50
Ordinary shares            S                              316 843.50
Ordinary shares            S                               33 843.45
Ordinary shares            B                              276 843.40
Ordinary shares            S                             2048 843.40
Ordinary shares            B                             6483 843.30
Ordinary shares            S                             1686 843.30
Ordinary shares            S                              137 843.25
Ordinary shares            B                            12017 843.20
Ordinary shares            S                              253 843.20
Ordinary shares            B                            14258 843.10
Ordinary shares            S                             6311 843.10
Ordinary shares            B                             5048 843.00
Ordinary shares            S                             2017 843.00
Ordinary shares            B                             1117 842.90
Ordinary shares            S                             2246 842.90
Ordinary shares            B                             1917 842.80
Ordinary shares            S                             6675 842.80
Ordinary shares            B                             5858 842.70
Ordinary shares            S                              855 842.70
Ordinary shares            B                             8575 842.60
Ordinary shares            S                              842 842.60
Ordinary shares            B                            12459 842.50
Ordinary shares            S                              542 842.50
Ordinary shares            B                             6936 842.40
Ordinary shares            B                             5605 842.30
Ordinary shares            S                               94 842.30
Ordinary shares            B                             1056 842.20
Ordinary shares            B                             4933 842.10
Ordinary shares            B                            14402 842.00
Ordinary shares            B                             8762 841.90
Ordinary shares            S                              301 841.90
Ordinary shares            B                             2215 841.80
Ordinary shares            B                             3051 841.78
Ordinary shares            S                             3051 841.78
Ordinary shares            B                             1290 841.70
Ordinary shares            S                              345 841.70
Ordinary shares            B                             3415 841.69
Ordinary shares            S                             3415 841.69
Ordinary shares            B                            46339 841.61
Ordinary shares            S                            46339 841.61
Ordinary shares            B                              618 841.60
Ordinary shares            B                             2198 841.50
Ordinary shares            S                              434 841.50
Ordinary shares            B                             1092 841.40
Ordinary shares            S                               93 841.40
Ordinary shares            B                             1397 841.30
Ordinary shares            S                              381 841.30
Ordinary shares            B                             2932 841.20
Ordinary shares            S                              184 841.15
Ordinary shares            B                            56196 841.10
Ordinary shares            S                            29305 841.10
Ordinary shares            B                             2643 841.00
Ordinary shares            S                              244 841.00
Ordinary shares            B                            75814 840.97
Ordinary shares            S                            75814 840.97
Ordinary shares            B                              511 840.90
Ordinary shares            B                             4333 840.80
Ordinary shares            S                             1685 840.80
Ordinary shares            B                             3163 840.70
Ordinary shares            B                             8938 840.60
Ordinary shares            B                             7404 840.50
Ordinary shares            S                              194 840.50
Ordinary shares            B                             3848 840.40
Ordinary shares            S                             1327 840.40
Ordinary shares            B                             2762 840.30
Ordinary shares            S                              193 840.30
Ordinary shares            B                             1035 840.28
Ordinary shares            S                             1035 840.28
Ordinary shares            B                             6034 840.20
Ordinary shares            S                              100 840.20
Ordinary shares            B                             5247 840.10
Ordinary shares            S                              325 840.10
Ordinary shares            B                           186666 840.09
Ordinary shares            S                           186666 840.09
Ordinary shares            B                            17448 840.04
Ordinary shares            S                            17448 840.04
Ordinary shares            B                            17987 840.00
Ordinary shares            S                              196 840.00
Ordinary shares            B                             4193 839.90
Ordinary shares            S                               94 839.90
Ordinary shares            B                             3754 839.80
Ordinary shares            S                              631 839.80
Ordinary shares            B                            22230 839.73
Ordinary shares            S                            22230 839.73
Ordinary shares            B                             5824 839.70
Ordinary shares            S                              375 839.70
Ordinary shares            B                             1944 839.62
Ordinary shares            S                             1944 839.62
Ordinary shares            B                             3098 839.60
Ordinary shares            B                             1808 839.50
Ordinary shares            S                              480 839.50
Ordinary shares            B                             1335 839.40
Ordinary shares            S                              385 839.40
Ordinary shares            S                              173 839.35
Ordinary shares            B                             8450 839.31
Ordinary shares            S                             8450 839.31
Ordinary shares            S                              263 839.30
Ordinary shares            B                             1877 839.20
Ordinary shares            S                              537 839.20
Ordinary shares            B                              244 839.10
Ordinary shares            S                              243 839.10
Ordinary shares            B                             2166 839.00
Ordinary shares            S                              993 839.00
Ordinary shares            B                             1085 838.90
Ordinary shares            S                              176 838.90
Ordinary shares            B                             1833 838.86
Ordinary shares            S                             1833 838.86
Ordinary shares            B                             3391 838.80
Ordinary shares            S                              181 838.80
Ordinary shares            B                              290 838.70
Ordinary shares            S                              462 838.70
Ordinary shares            B                             1644 838.60
Ordinary shares            S                              153 838.60
Ordinary shares            B                              464 838.50
Ordinary shares            S                              274 838.50
Ordinary shares            B                             3019 838.40
Ordinary shares            B                             6305 838.30
Ordinary shares            S                              675 838.30
Ordinary shares            B                             1986 838.20
Ordinary shares            B                             1253 838.18
Ordinary shares            S                             1253 838.18
Ordinary shares            B                           149905 838.11
Ordinary shares            S                           149905 838.11
Ordinary shares            B                             1295 838.10
Ordinary shares            B                             2426 838.00
Ordinary shares            S                               94 838.00
Ordinary shares            B                             1289 837.90
Ordinary shares            S                              604 837.90
Ordinary shares            B                             1847 837.80
Ordinary shares            S                              266 837.80
Ordinary shares            B                            37473 837.66
Ordinary shares            S                            37473 837.66
Ordinary shares            B                              869 837.60
Ordinary shares            S                              282 837.60
Ordinary shares            B                              507 837.50
Ordinary shares            S                              242 837.50
Ordinary shares            S                              395 837.40
Ordinary shares            B                              523 837.33
Ordinary shares            S                              523 837.33
Ordinary shares            S                              364 837.30
Ordinary shares            B                              793 837.20
Ordinary shares            S                               57 837.20
Ordinary shares            B                              367 837.10
Ordinary shares            S                              201 837.10
Ordinary shares            B                              382 837.00
Ordinary shares            S                               94 837.00
Ordinary shares            B                              697 836.90
Ordinary shares            S                              281 836.90
Ordinary shares            B                             1290 836.80
Ordinary shares            B                              386 836.70
Ordinary shares            B                             1529 836.60
Ordinary shares            S                               94 836.60
Ordinary shares            B                              222 836.50
Ordinary shares            S                               94 836.50
Ordinary shares            B                             1001 836.40
Ordinary shares            S                              201 836.40
Ordinary shares            B                              171 836.30
Ordinary shares            S                              463 836.30
Ordinary shares            B                             1654 836.20
Ordinary shares            S                             1036 836.20
Ordinary shares            B                             1831 836.10
Ordinary shares            S                              472 836.10
Ordinary shares            B                            78877 836.00
Ordinary shares            S                              772 836.00
Ordinary shares            B                             5758 835.90
Ordinary shares            S                              194 835.90
Ordinary shares            B                             1531 835.80
Ordinary shares            S                              442 835.80
Ordinary shares            B                             2509 835.70
Ordinary shares            S                              353 835.70
Ordinary shares            B                             1171 835.60
Ordinary shares            S                             1127 835.60
Ordinary shares            B                              476 835.50
Ordinary shares            S                              976 835.50
Ordinary shares            S                              646 835.40
Ordinary shares            B                              308 835.30
Ordinary shares            S                               94 835.30
Ordinary shares            B                             2598 835.20
Ordinary shares            S                               94 835.20
Ordinary shares            B                              884 835.10
Ordinary shares            S                              376 835.10
Ordinary shares            B                              274 835.00
Ordinary shares            S                             4149 835.00
Ordinary shares            B                             1289 834.90
Ordinary shares            S                              126 834.85
Ordinary shares            B                              761 834.80
Ordinary shares            S                              303 834.80
Ordinary shares            B                              322 834.70
Ordinary shares            S                              530 834.60
Ordinary shares            S                             2345 834.50
Ordinary shares            B                              738 834.40
Ordinary shares            B                              810 832.90
Ordinary shares            B                              830 832.80

 

Total Purchases:              1,006,638     

Total Sales:                         656,456

 

(b)        Derivatives transactions (other than options)

 

Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
          

          

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

 

 

        Date of disclosure: 19-July-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOLLFVIDDIALIF -0- Jul/19/2012 10:38 GMT
Sponsored Links
Advertisement
Advertisements
Sponsored Links
Advertisement