Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Xstrata Plc

  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 8484H
Credit Suisse Securities (Eur) Ltd
17 July 2012




                                                         FORM 8.5 (EPT/NON-RI)

                                      

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")



                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:              Credit Suisse Securities
                                                  (Europe) Limited
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        16-July-2012
(e) Has the EPT previously disclosed, or is it    Yes - Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?



2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)



Class of relevant security:                            Ordinary shares


                                                 Interests    Short positions

                                               Number     %    Number    %
(1) Relevant securities owned and/or           3,201,539 0.107 364,973  0.0122
controlled:
(2) Derivatives (other than options):                                  
(3) Options and agreements to purchase/sell:
 TOTAL:                                    3,201,539 0.107 364,973  0.0122



All interests and all short positions should be disclosed.



Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

,153

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            B                              193 847.70
Ordinary shares            B                             1206 847.50
Ordinary shares            S                              774 847.50
Ordinary shares            B                               93 847.40
Ordinary shares            B                              193 847.00
Ordinary shares            B                              542 846.90
Ordinary shares            B                              722 846.70
Ordinary shares            S                              361 846.70
Ordinary shares            S                              129 846.50
Ordinary shares            B                              381 846.40
Ordinary shares            S                              174 846.40
Ordinary shares            B                              129 846.30
Ordinary shares            S                              313 846.30
Ordinary shares            B                               32 846.20
Ordinary shares            S                              374 846.20
Ordinary shares            S                               50 846.15
Ordinary shares            B                              172 846.10
Ordinary shares            S                              186 846.10
Ordinary shares            B                              192 846.00
Ordinary shares            S                              213 846.00
Ordinary shares            S                             1317 845.90
Ordinary shares            B                              281 845.80
Ordinary shares            S                               93 845.80
Ordinary shares            S                              826 845.70
Ordinary shares            B                              223 845.65
Ordinary shares            S                              604 845.60
Ordinary shares            B                             4328 845.50
Ordinary shares            S                              281 845.50
Ordinary shares            B                              239 845.40
Ordinary shares            S                             1184 845.40
Ordinary shares            B                              300 845.30
Ordinary shares            S                             1496 845.30
Ordinary shares            B                              429 845.20
Ordinary shares            S                             2364 845.20
Ordinary shares            B                              211 845.10
Ordinary shares            S                              549 845.10
Ordinary shares            B                             1039 845.00
Ordinary shares            B                             1626 844.90
Ordinary shares            S                              314 844.90
Ordinary shares            B                              127 844.80
Ordinary shares            S                              228 844.80
Ordinary shares            B                              249 844.70
Ordinary shares            S                             2536 844.70
Ordinary shares            B                             1048 844.65
Ordinary shares            B                              752 844.60
Ordinary shares            B                              600 844.57
Ordinary shares            B                             1496 844.50
Ordinary shares            S                             1082 844.50
Ordinary shares            B                              640 844.40
Ordinary shares            B                              418 844.35
Ordinary shares            B                              399 844.30
Ordinary shares            S                             1319 844.30
Ordinary shares            B                             1570 844.20
Ordinary shares            S                             1356 844.20
Ordinary shares            B                              805 844.10
Ordinary shares            S                             3732 844.10
Ordinary shares            B                             3405 844.05
Ordinary shares            B                             2728 844.00
Ordinary shares            S                             4389 844.00
Ordinary shares            B                              600 843.97
Ordinary shares            B                              326 843.90
Ordinary shares            B                              600 843.87
Ordinary shares            B                              930 843.80
Ordinary shares            S                             1137 843.80
Ordinary shares            B                             2536 843.70
Ordinary shares            S                              101 843.70
Ordinary shares            B                             3917 843.69
Ordinary shares            S                             3917 843.69
Ordinary shares            B                             1169 843.61
Ordinary shares            S                             1169 843.61
Ordinary shares            B                             1134 843.60
Ordinary shares            S                              669 843.60
Ordinary shares            B                              697 843.55
Ordinary shares            S                             1841 843.55
Ordinary shares            B                              306 843.50
Ordinary shares            S                             1935 843.50
Ordinary shares            B                              421 843.45
Ordinary shares            B                               98 843.40
Ordinary shares            S                              580 843.40
Ordinary shares            B                             2808 843.38
Ordinary shares            S                             2808 843.38
Ordinary shares            B                             1087 843.30
Ordinary shares            S                             1098 843.30
Ordinary shares            B                            96899 843.20
Ordinary shares            S                            58722 843.20
Ordinary shares            S                              532 843.15
Ordinary shares            B                             1257 843.10
Ordinary shares            S                               94 843.10
Ordinary shares            B                            36916 843.08
Ordinary shares            S                            36916 843.08
Ordinary shares            B                            44586 843.03
Ordinary shares            S                            44586 843.03
Ordinary shares            B                             2238 843.00
Ordinary shares            S                             1093 843.00
Ordinary shares            B                              399 842.95
Ordinary shares            S                              149 842.95
Ordinary shares            B                              674 842.90
Ordinary shares            S                             2045 842.90
Ordinary shares            B                              500 842.87
Ordinary shares            B                             1950 842.80
Ordinary shares            S                              187 842.80
Ordinary shares            B                            13045 842.77
Ordinary shares            S                            13045 842.77
Ordinary shares            B                              100 842.73
Ordinary shares            S                              100 842.73
Ordinary shares            B                             2540 842.70
Ordinary shares            S                              466 842.70
Ordinary shares            B                             2400 842.66
Ordinary shares            S                             2400 842.66
Ordinary shares            B                             1508 842.60
Ordinary shares            S                             2297 842.60
Ordinary shares            B                            83178 842.56
Ordinary shares            S                            83178 842.56
Ordinary shares            S                             2084 842.55
Ordinary shares            B                              874 842.50
Ordinary shares            S                             1600 842.50
Ordinary shares            B                              526 842.40
Ordinary shares            S                             1948 842.40
Ordinary shares            S                            14113 842.31
Ordinary shares            B                             1085 842.30
Ordinary shares            S                             2909 842.30
Ordinary shares            B                              816 842.25
Ordinary shares            B                             4728 842.23
Ordinary shares            S                             4728 842.23
Ordinary shares            B                              685 842.20
Ordinary shares            S                              474 842.20
Ordinary shares            B                             2552 842.15
Ordinary shares            B                            24605 842.13
Ordinary shares            S                            24605 842.13
Ordinary shares            B                             1646 842.12
Ordinary shares            S                             1646 842.12
Ordinary shares            B                            24460 842.11
Ordinary shares            S                            24460 842.11
Ordinary shares            B                              835 842.10
Ordinary shares            S                             3264 842.10
Ordinary shares            B                             1125 842.00
Ordinary shares            S                              827 842.00
Ordinary shares            B                               30 841.90
Ordinary shares            S                              454 841.90
Ordinary shares            B                              370 841.80
Ordinary shares            S                              422 841.80
Ordinary shares            B                              246 841.70
Ordinary shares            S                             1474 841.70
Ordinary shares            B                                8 841.67
Ordinary shares            B                              493 841.60
Ordinary shares            S                             1744 841.60
Ordinary shares            B                              827 841.50
Ordinary shares            B                             1140 841.44
Ordinary shares            S                             1140 841.44
Ordinary shares            B                             9200 841.42
Ordinary shares            S                             9200 841.42
Ordinary shares            B                              186 841.40
Ordinary shares            S                              391 841.40
Ordinary shares            B                             6010 841.37
Ordinary shares            S                             6010 841.37
Ordinary shares            B                            30694 841.32
Ordinary shares            S                            30694 841.32
Ordinary shares            S                              848 841.30
Ordinary shares            B                              187 841.20
Ordinary shares            B                              500 841.17
Ordinary shares            B                             1885 841.12
Ordinary shares            S                             1885 841.12
Ordinary shares            B                              349 841.10
Ordinary shares            S                              374 841.10
Ordinary shares            B                             6031 841.00
Ordinary shares            S                              444 841.00
Ordinary shares            B                              132 840.90
Ordinary shares            S                              193 840.90
Ordinary shares            B                              187 840.80
Ordinary shares            S                             1594 840.80
Ordinary shares            B                             1250 840.78
Ordinary shares            S                             1250 840.78
Ordinary shares            B                               93 840.70
Ordinary shares            S                              230 840.70
Ordinary shares            B                              132 840.69
Ordinary shares            S                              132 840.69
Ordinary shares            B                              268 840.60
Ordinary shares            S                             1488 840.60
Ordinary shares            B                              950 840.50
Ordinary shares            S                             1898 840.50
Ordinary shares            B                             1428 840.49
Ordinary shares            S                             1428 840.49
Ordinary shares            B                              344 840.40
Ordinary shares            S                              972 840.40
Ordinary shares            B                              328 840.35
Ordinary shares            B                             1093 840.30
Ordinary shares            S                             2108 840.30
Ordinary shares            S                              316 840.20
Ordinary shares            S                              309 840.15
Ordinary shares            B                             3848 840.10
Ordinary shares            S                             5462 840.10
Ordinary shares            B                            13672 840.00
Ordinary shares            S                             7279 840.00
Ordinary shares            B                               68 839.90
Ordinary shares            S                              230 839.90
Ordinary shares            S                               85 839.85
Ordinary shares            B                              485 839.80
Ordinary shares            S                             1015 839.80
Ordinary shares            B                              100 839.70
Ordinary shares            B                              246 839.60
Ordinary shares            S                              310 839.60
Ordinary shares            S                             2694 839.50
Ordinary shares            S                              164 839.40
Ordinary shares            B                             2431 839.30
Ordinary shares            S                              896 839.30
Ordinary shares            B                               94 839.20
Ordinary shares            S                              418 839.20
Ordinary shares            B                              891 839.10
Ordinary shares            B                              177 839.00
Ordinary shares            S                              375 839.00
Ordinary shares            S                              366 838.95
Ordinary shares            B                              686 838.90
Ordinary shares            S                              663 838.90
Ordinary shares            B                              259 838.80
Ordinary shares            B                              361 838.50
Ordinary shares            S                              604 838.50
Ordinary shares            B                              102 838.40
Ordinary shares            S                              460 838.40
Ordinary shares            B                             1902 838.25
Ordinary shares            B                               94 838.20
Ordinary shares            B                               94 838.10
Ordinary shares            B                              634 838.00
Ordinary shares            B                              574 837.90
Ordinary shares            S                              451 837.90
Ordinary shares            B                             1205 837.81
Ordinary shares            S                             1205 837.81
Ordinary shares            B                              315 837.70
Ordinary shares            B                             6056 837.65
Ordinary shares            S                            11936 837.65
Ordinary shares            B                               94 837.60
Ordinary shares            S                              540 837.60
Ordinary shares            B                               40 837.50
Ordinary shares            S                              960 837.50
Ordinary shares            B                            40268 837.45
Ordinary shares            S                            22745 837.45
Ordinary shares            S                             1170 837.40
Ordinary shares            B                             6585 837.35
Ordinary shares            S                             6436 837.35
Ordinary shares            B                              956 837.30
Ordinary shares            S                             5121 837.30
Ordinary shares            B                             2767 837.28
Ordinary shares            S                             2767 837.28
Ordinary shares            B                              398 837.20
Ordinary shares            B                             1446 837.10
Ordinary shares            S                             1330 837.10
Ordinary shares            B                              194 836.90
Ordinary shares            S                              200 836.90



Total Purchases: 546,927

Total Sales:  512,847



(b) Derivatives transactions (other than options)



Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
         

         



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                            

                                                            



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None





(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached? NO







        Date of disclosure: 17-July-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FEOLLFEIDLIDLIF -0- Jul/17/2012 10:54 GMT
 
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