Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Xstrata Plc

  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 3249H
Credit Suisse Securities (Eur) Ltd
10 July 2012


                                                         FORM 8.5 (EPT/NON-RI)

                                      

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")



                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:              Credit Suisse Securities
                                                  (Europe) Limited
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        9-July-2012
(e) Has the EPT previously disclosed, or is it    Yes - Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?



2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)



Class of relevant security:                           Ordinary shares


                                                Interests     Short positions

                                              Number     %     Number    %
(1) Relevant securities owned and/or          3,079,218 0.1025 240,905  0.0080
controlled:
(2) Derivatives (other than options):                                  
(3) Options and agreements to purchase/sell:
 TOTAL:                                   3,079,218 0.1025 240,905  0.0080



All interests and all short positions should be disclosed.



Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

,153

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            S                             1693 833.80
Ordinary shares            S                              413 833.20
Ordinary shares            B                             4116 830.00
Ordinary shares            B                             5119 829.00
Ordinary shares            S                             4728 829.00
Ordinary shares            B                             1263 826.30
Ordinary shares            B                              648 826.10
Ordinary shares            B                              986 826.05
Ordinary shares            B                             1398 826.00
Ordinary shares            B                             3755 825.90
Ordinary shares            S                              859 825.80
Ordinary shares            B                             1024 825.70
Ordinary shares            B                             1096 825.60
Ordinary shares            S                             1825 825.40
Ordinary shares            S                              889 825.20
Ordinary shares            S                              142 824.70
Ordinary shares            S                             1121 824.50
Ordinary shares            S                             3020 824.40
Ordinary shares            B                             4950 824.00
Ordinary shares            S                              321 824.00
Ordinary shares            B                             2431 823.90
Ordinary shares            S                              386 823.90
Ordinary shares            S                             1522 823.80
Ordinary shares            S                             1393 823.70
Ordinary shares            S                              915 823.60
Ordinary shares            S                              838 823.50
Ordinary shares            B                              158 823.40
Ordinary shares            B                              330 823.30
Ordinary shares            B                              300 823.20
Ordinary shares            S                              400 823.20
Ordinary shares            S                             3699 823.10
Ordinary shares            S                             9708 823.00
Ordinary shares            S                             1005 822.90
Ordinary shares            B                            32779 822.87
Ordinary shares            S                            32779 822.87
Ordinary shares            B                              249 822.80
Ordinary shares            S                              771 822.80
Ordinary shares            B                              173 822.40
Ordinary shares            S                              140 821.60
Ordinary shares            B                             1848 821.50
Ordinary shares            S                             1773 821.50
Ordinary shares            B                             1439 821.39
Ordinary shares            S                             1439 821.39
Ordinary shares            B                              591 821.38
Ordinary shares            S                              591 821.38
Ordinary shares            B                              559 821.30
Ordinary shares            B                              600 821.20
Ordinary shares            B                              141 821.10
Ordinary shares            B                              501 821.09
Ordinary shares            S                              501 821.09
Ordinary shares            B                            10422 821.04
Ordinary shares            S                            10422 821.04
Ordinary shares            S                              976 821.00
Ordinary shares            B                              621 820.90
Ordinary shares            B                              193 820.60
Ordinary shares            B                             1444 820.50
Ordinary shares            B                             1092 820.40
Ordinary shares            B                              318 820.30
Ordinary shares            B                              498 820.25
Ordinary shares            B                              266 820.20
Ordinary shares            B                              410 820.10
Ordinary shares            S                               97 820.10
Ordinary shares            B                             2115 820.00
Ordinary shares            S                              405 820.00
Ordinary shares            B                             5158 819.90
Ordinary shares            B                             2191 819.80
Ordinary shares            B                             1862 819.70
Ordinary shares            B                             1109 819.60
Ordinary shares            B                             5933 819.50
Ordinary shares            B                            29574 819.48
Ordinary shares            S                            29574 819.48
Ordinary shares            B                              688 819.45
Ordinary shares            B                             2971 819.40
Ordinary shares            B                              326 819.30
Ordinary shares            S                               97 819.30
Ordinary shares            B                             1297 819.25
Ordinary shares            S                             1297 819.25
Ordinary shares            B                             2000 819.20
Ordinary shares            B                             2296 819.10
Ordinary shares            B                             2385 819.00
Ordinary shares            S                              514 819.00
Ordinary shares            B                             4138 818.90
Ordinary shares            S                              375 818.90
Ordinary shares            B                             1311 818.80
Ordinary shares            B                             2430 818.70
Ordinary shares            B                             7162 818.67
Ordinary shares            S                             7162 818.67
Ordinary shares            B                             2756 818.60
Ordinary shares            S                              344 818.60
Ordinary shares            S                              301 818.50
Ordinary shares            B                             1819 818.40
Ordinary shares            B                              428 818.30
Ordinary shares            B                              778 818.20
Ordinary shares            B                              282 818.15
Ordinary shares            B                             1425 818.10
Ordinary shares            B                             8105 818.00
Ordinary shares            B                             3092 817.90
Ordinary shares            S                               97 817.90
Ordinary shares            B                              815 817.80
Ordinary shares            B                              873 817.70
Ordinary shares            B                             1303 817.60
Ordinary shares            S                             1233 817.60
Ordinary shares            B                             1826 817.56
Ordinary shares            S                             1826 817.56
Ordinary shares            B                             5192 817.50
Ordinary shares            S                            11611 817.50
Ordinary shares            B                              519 817.40
Ordinary shares            S                             1056 817.40
Ordinary shares            B                             2271 817.33
Ordinary shares            S                             2271 817.33
Ordinary shares            S                            13380 817.30
Ordinary shares            B                             1585 817.20
Ordinary shares            B                              725 817.10
Ordinary shares            S                              100 817.10
Ordinary shares            B                             3529 817.00
Ordinary shares            S                              681 817.00
Ordinary shares            B                            78650 816.97
Ordinary shares            S                            78650 816.97
Ordinary shares            B                             1471 816.90
Ordinary shares            B                             1511 816.80
Ordinary shares            S                              160 816.80
Ordinary shares            B                              235 816.74
Ordinary shares            S                              235 816.74
Ordinary shares            B                             2208 816.70
Ordinary shares            S                               98 816.70
Ordinary shares            B                             9106 816.66
Ordinary shares            S                             9106 816.66
Ordinary shares            B                             1908 816.60
Ordinary shares            S                              500 816.57
Ordinary shares            B                             4050 816.50
Ordinary shares            B                            23804 816.48
Ordinary shares            S                            23804 816.48
Ordinary shares            B                             1804 816.40
Ordinary shares            S                              358 816.40
Ordinary shares            B                             3544 816.30
Ordinary shares            S                             1021 816.30
Ordinary shares            S                              115 816.25
Ordinary shares            B                             1720 816.20
Ordinary shares            S                              264 816.20
Ordinary shares            S                              115 816.15
Ordinary shares            B                             1029 816.11
Ordinary shares            S                             1029 816.11
Ordinary shares            B                             3202 816.10
Ordinary shares            S                              914 816.10
Ordinary shares            B                             1797 816.00
Ordinary shares            S                              697 816.00
Ordinary shares            S                             3710 815.95
Ordinary shares            S                              700 815.92
Ordinary shares            B                              478 815.90
Ordinary shares            S                             5315 815.90
Ordinary shares            B                           135983 815.85
Ordinary shares            B                            21846 815.82
Ordinary shares            S                            21846 815.82
Ordinary shares            B                             1296 815.80
Ordinary shares            B                              938 815.77
Ordinary shares            S                              938 815.77
Ordinary shares            B                            10048 815.70
Ordinary shares            S                             9192 815.70
Ordinary shares            B                            24737 815.60
Ordinary shares            S                            53217 815.60
Ordinary shares            B                            87616 815.56
Ordinary shares            S                            87616 815.56
Ordinary shares            B                             2729 815.50
Ordinary shares            S                             1522 815.50
Ordinary shares            B                              445 815.47
Ordinary shares            S                              445 815.47
Ordinary shares            B                             6628 815.40
Ordinary shares            S                              567 815.40
Ordinary shares            S                              500 815.32
Ordinary shares            B                             2228 815.30
Ordinary shares            S                              110 815.30
Ordinary shares            B                             1917 815.20
Ordinary shares            S                              273 815.20
Ordinary shares            B                             1358 815.10
Ordinary shares            B                              312 815.08
Ordinary shares            S                              312 815.08
Ordinary shares            B                             5465 815.00
Ordinary shares            S                             3700 815.00
Ordinary shares            B                             1619 814.90
Ordinary shares            S                             2000 814.90
Ordinary shares            B                              406 814.80
Ordinary shares            B                              840 814.70
Ordinary shares            B                              940 814.60
Ordinary shares            S                              175 814.60
Ordinary shares            B                              752 814.55
Ordinary shares            B                             4835 814.50
Ordinary shares            S                              750 814.50
Ordinary shares            S                              500 814.42
Ordinary shares            B                             4173 814.40
Ordinary shares            S                              275 814.40
Ordinary shares            S                              900 814.32
Ordinary shares            B                             2670 814.30
Ordinary shares            S                             3167 814.30
Ordinary shares            S                             7935 814.25
Ordinary shares            B                             6035 814.20
Ordinary shares            S                             4128 814.20
Ordinary shares            B                             1567 814.10
Ordinary shares            S                             8125 814.10
Ordinary shares            B                             3092 814.00
Ordinary shares            S                               16 814.00
Ordinary shares            B                             2800 813.90
Ordinary shares            B                            34974 813.88
Ordinary shares            S                            34974 813.88
Ordinary shares            B                             1489 813.80
Ordinary shares            B                             1923 813.70
Ordinary shares            S                              366 813.70
Ordinary shares            S                              500 813.62
Ordinary shares            B                             8454 813.60
Ordinary shares            S                             4698 813.55
Ordinary shares            B                             5225 813.50
Ordinary shares            S                              731 813.50
Ordinary shares            B                             2182 813.40
Ordinary shares            S                              100 813.40
Ordinary shares            B                             4868 813.30
Ordinary shares            S                              410 813.30
Ordinary shares            B                             2660 813.20
Ordinary shares            S                              100 813.20
Ordinary shares            B                              312 813.16
Ordinary shares            S                              312 813.16
Ordinary shares            B                             5045 813.10
Ordinary shares            B                             3829 813.00
Ordinary shares            B                             1384 812.90
Ordinary shares            S                              276 812.90
Ordinary shares            S                              199 812.85
Ordinary shares            B                              405 812.80
Ordinary shares            S                              288 812.80
Ordinary shares            B                             2705 812.70
Ordinary shares            B                             1234 812.60
Ordinary shares            S                             1600 812.60
Ordinary shares            B                              559 812.50
Ordinary shares            S                            15456 812.50
Ordinary shares            B                             1094 812.40
Ordinary shares            S                               97 812.40
Ordinary shares            B                             3204 812.30
Ordinary shares            S                             3816 812.30
Ordinary shares            B                             1414 812.20
Ordinary shares            S                              923 812.20
Ordinary shares            B                             2084 812.10
Ordinary shares            B                             1103 812.00
Ordinary shares            S                              100 811.90
Ordinary shares            B                              669 811.80
Ordinary shares            B                              924 811.70
Ordinary shares            S                              100 811.70
Ordinary shares            B                             1948 811.60
Ordinary shares            S                              145 811.60
Ordinary shares            B                              450 811.50
Ordinary shares            B                              530 811.40
Ordinary shares            S                              104 811.40
Ordinary shares            B                              162 811.30
Ordinary shares            S                              620 811.30
Ordinary shares            B                             1007 811.20
Ordinary shares            B                              835 811.10
Ordinary shares            B                             1384 811.00
Ordinary shares            B                              138 810.90
Ordinary shares            B                              924 810.80
Ordinary shares            B                             1947 810.70
Ordinary shares            B                             1409 810.60
Ordinary shares            B                              557 810.50
Ordinary shares            B                              945 810.40
Ordinary shares            B                               98 810.20
Ordinary shares            B                              191 810.10
Ordinary shares            B                             3867 810.00



Total Purchases: 749,519

Total Sales:  739,213



(b) Derivatives transactions (other than options)



Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
         

         



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                            

                                                            



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None





(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached? NO







        Date of disclosure: 10-July-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FEOLLFEIDTIILIF -0- Jul/10/2012 10:59 GMT