Goldman Sachs (EPT) Form 8.5 (EPT/RI) - Amendment
Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amendment
RNS Number : 1618H
GoldmanSachs International
06 July 2012
Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 05 July for dealings on 04 July has been updated. Sections
2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS
INTERNATIONAL
(b) Name of offeror/offeree in relation to GLENCORE INTERNATIONAL PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(c) Name of the party to the offer with which XSTRATA PLC
exempt principal trader is connected:
(d) Date dealing undertaken: 04 July 2012
(e) Has the EPT previously disclosed, or is it YES - disclosed previously for
today disclosing, under the Code in respect of XSTRATA PLC
any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price per unit Lowest price per
relevant sales of securities paid/received unit
security paid/received
USD 0.01 Purchases 3,078,152 3.1490 GBP 3.0470 GBP
ordinary 12,060 52.5713 HKD 45.1351 HKD
USD 0.01 Sales 2,248,877 3.1482 GBP 3.0470 GBP
ordinary 12,060 52.5713 HKD 45.1351 HKD
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description reference per unit
security e.g. opening/closing a long/short securities
e.g. CFD position, increasing/reducing a
long/short position
USD 0.01 CFD Opening a long position 425,000 3.0500
ordinary GBP
USD 0.01 CFD Reducing a short position 556 3.0527
ordinary GBP
USD 0.01 CFD Reducing a long position 25,209 3.0932
ordinary GBP
USD 0.01 CFD Reducing a long position 8,791 3.0932
ordinary GBP
USD 0.01 CFD Opening a long position 26,787 3.0952
ordinary GBP
USD 0.01 CFD Reducing a long position 425,000 3.1006
ordinary GBP
USD 0.01 CFD Opening a long position 63,200 3.1017
ordinary GBP
USD 0.01 CFD Closing a short position 79,999 3.1073
ordinary GBP
USD 0.01 CFD Opening a long position 1 3.1073
ordinary GBP
USD 0.01 CFD Opening a short position 2,667 3.1110
ordinary GBP
USD 0.01 CFD Opening a long position 6,603 3.1144
ordinary GBP
USD 0.01 CFD Reducing a long position 250,000 3.1174
ordinary GBP
USD 0.01 CFD Reducing a long position 250,534 3.1181
ordinary GBP
USD 0.01 CFD Reducing a long position 249,466 3.1181
ordinary GBP
USD 0.01 CFD Closing a short position 186 3.1196
ordinary GBP
USD 0.01 CFD Closing a short position 1,722 3.1196
ordinary GBP
USD 0.01 CFD Reducing a short position 319 3.1196
ordinary GBP
USD 0.01 CFD Opening a long position 450,000 3.1200
ordinary GBP
USD 0.01 CFD Reducing a long position 4,402 3.1208
ordinary GBP
USD 0.01 CFD Opening a short position 556 3.1208
ordinary GBP
USD 0.01 CFD Reducing a long position 450,000 3.1297
ordinary GBP
USD 0.01 CFD Reducing a long position 100,000 3.1341
ordinary GBP
USD 0.01 CFD Opening a long position 50,000 3.1411
ordinary GBP
USD 0.01 CFD Reducing a long position 179,466 3.1438
ordinary GBP
USD 0.01 CFD Opening a long position 98,000 3.1444
ordinary GBP
USD 0.01 CFD Opening a long position 98,000 3.1451
ordinary GBP
USD 0.01 SWAP Opening a long position 15,390 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 39,826 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 82,409 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 21,749 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 102,543 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 129,325 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 13,245 3.0781
ordinary GBP
USD 0.01 SWAP Opening a long position 13,740 3.0781
ordinary GBP
USD 0.01 SWAP Opening a short position 500,000 3.1000
ordinary GBP
USD 0.01 SWAP Reducing a short position 2,108 3.1111
ordinary GBP
USD 0.01 SWAP Reducing a long position 55,889 3.1170
ordinary EUR
USD 0.01 SWAP Reducing a long position 101 3.1170
ordinary EUR
USD 0.01 SWAP Reducing a long position 23,511 3.1170
ordinary EUR
USD 0.01 SWAP Opening a long position 6,111 3.1170
ordinary EUR
USD 0.01 SWAP Opening a long position 3,722 3.1170
ordinary EUR
USD 0.01 SWAP Opening a long position 52,347 3.1170
ordinary EUR
USD 0.01 SWAP Opening a long position 14,304 3.1170
ordinary EUR
USD 0.01 SWAP Opening a long position 3,017 3.1170
ordinary EUR
USD 0.01 SWAP Reducing a short position 12,066 3.1196
ordinary GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security e.g. call selling, to which per unit e.g. paid/
option varying option American, received
etc. relates European per unit
etc.
Warrant Call Purchasing 1,000 3.0000 AMERICAN 15/03/2013 0.6890
Warrant GBP CHF
USD 0.01 Call Option Selling 2,000,000 3.4000 AMERICAN 20/07/2012 0.0350
ordinary GBP GBP
USD 0.01 Put Option Purchasing 2,000,000 2.6000 AMERICAN 20/07/2012 0.0130
ordinary GBP GBP
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
e.g. subscription,
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 06 July 2012
Contact name: Audrey Malone and Darren Adam
Telephone number: +44(20) 7552 3836 / +44(20) 7051 4224
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERUGUBGMUPPGQQ -0- Jul/06/2012 16:21 GMT
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