Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Xstrata Plc

  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 9071G
Credit Suisse Securities (Eur) Ltd
04 July 2012




                                                         FORM 8.5 (EPT/NON-RI)

                                      

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")



                                      

1. KEY INFORMATION



(a) Name of exempt principal trader:              Credit Suisse Securities
                                                  (Europe) Limited
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

 Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        3-July-2012
(e) Has the EPT previously disclosed, or is it    Yes - Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?



2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER



(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)



Class of relevant security:                           Ordinary shares


                                                Interests     Short positions

                                              Number     %    Number     %
(1) Relevant securities owned and/or          3,075,869 0.1024 81,341  0.0027
controlled:
(2) Derivatives (other than options):                                 
(3) Options and agreements to purchase/sell:
 TOTAL:                                   3,075,869 0.1024 81,341  0.0027



All interests and all short positions should be disclosed.



Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).



(b) Rights to subscribe for new securities (including directors' and
other executive options)



Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:



If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

,153

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales



Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            S                                6 813.00
Ordinary shares            S                              520 812.90
Ordinary shares            B                              376 812.80
Ordinary shares            S                             1568 812.80
Ordinary shares            S                              823 812.70
Ordinary shares            S                              822 812.55
Ordinary shares            S                              200 812.40
Ordinary shares            B                              148 812.00
Ordinary shares            B                              481 811.90
Ordinary shares            S                              276 811.90
Ordinary shares            B                              229 811.70
Ordinary shares            S                             1866 811.70
Ordinary shares            B                             1800 811.40
Ordinary shares            B                             1270 811.30
Ordinary shares            S                              119 811.20
Ordinary shares            S                             1139 811.10
Ordinary shares            S                             7747 811.00
Ordinary shares            S                               99 810.90
Ordinary shares            S                             2183 810.40
Ordinary shares            S                               98 810.30
Ordinary shares            S                               99 810.20
Ordinary shares            S                              670 810.10
Ordinary shares            B                              947 810.00
Ordinary shares            B                             1939 809.90
Ordinary shares            S                             2302 809.90
Ordinary shares            B                             9716 809.80
Ordinary shares            S                              346 809.80
Ordinary shares            B                             2629 809.70
Ordinary shares            S                                5 809.70
Ordinary shares            B                             2346 809.65
Ordinary shares            B                              686 809.60
Ordinary shares            S                             5345 809.60
Ordinary shares            B                             2333 809.55
Ordinary shares            S                             4059 809.50
Ordinary shares            B                             1364 809.40
Ordinary shares            S                              699 809.40
Ordinary shares            B                              765 809.30
Ordinary shares            S                             1831 809.30
Ordinary shares            B                             1819 809.25
Ordinary shares            B                              135 809.20
Ordinary shares            S                              541 809.20
Ordinary shares            B                             6358 809.15
Ordinary shares            S                             5113 809.10
Ordinary shares            B                             4699 809.00
Ordinary shares            S                             5690 809.00
Ordinary shares            B                              224 808.90
Ordinary shares            S                             3499 808.90
Ordinary shares            B                             5739 808.81
Ordinary shares            S                             5739 808.81
Ordinary shares            B                             5360 808.80
Ordinary shares            S                             4184 808.80
Ordinary shares            B                              297 808.70
Ordinary shares            S                             2503 808.70
Ordinary shares            S                             1500 808.62
Ordinary shares            B                             4902 808.60
Ordinary shares            S                             4740 808.60
Ordinary shares            S                              988 808.55
Ordinary shares            B                             5833 808.50
Ordinary shares            S                             3433 808.50
Ordinary shares            B                             1892 808.40
Ordinary shares            S                             5306 808.40
Ordinary shares            B                             2718 808.30
Ordinary shares            S                             2191 808.30
Ordinary shares            S                              622 808.25
Ordinary shares            B                             2706 808.20
Ordinary shares            S                             1312 808.20
Ordinary shares            B                              148 808.10
Ordinary shares            S                             2073 808.10
Ordinary shares            B                             2457 808.00
Ordinary shares            S                             3276 808.00
Ordinary shares            S                              844 807.95
Ordinary shares            B                              259 807.90
Ordinary shares            S                             4452 807.90
Ordinary shares            B                              705 807.80
Ordinary shares            S                             3266 807.80
Ordinary shares            S                             1344 807.70
Ordinary shares            S                              604 807.62
Ordinary shares            S                             1484 807.60
Ordinary shares            B                             3056 807.50
Ordinary shares            S                             1743 807.50
Ordinary shares            B                             1967 807.46
Ordinary shares            S                             1967 807.46
Ordinary shares            S                             1100 807.42
Ordinary shares            B                             1038 807.40
Ordinary shares            S                              652 807.40
Ordinary shares            B                             2951 807.30
Ordinary shares            B                             9744 807.26
Ordinary shares            S                             9744 807.26
Ordinary shares            B                              432 807.20
Ordinary shares            S                              135 807.20
Ordinary shares            B                             5299 807.16
Ordinary shares            S                             5299 807.16
Ordinary shares            S                              526 807.15
Ordinary shares            S                              689 807.10
Ordinary shares            B                            74950 807.05
Ordinary shares            S                            74950 807.05
Ordinary shares            B                              340 807.00
Ordinary shares            S                              224 807.00
Ordinary shares            S                              223 806.90
Ordinary shares            B                             1095 806.84
Ordinary shares            S                             1095 806.84
Ordinary shares            B                             2686 806.80
Ordinary shares            B                              300 806.70
Ordinary shares            S                              500 806.70
Ordinary shares            S                              117 806.60
Ordinary shares            S                              452 806.55
Ordinary shares            B                             1043 806.50
Ordinary shares            B                            35089 806.40
Ordinary shares            S                            70992 806.40
Ordinary shares            B                             2892 806.37
Ordinary shares            S                             2892 806.37
Ordinary shares            B                            13891 806.32
Ordinary shares            S                            13891 806.32
Ordinary shares            S                              220 806.30
Ordinary shares            B                              444 806.20
Ordinary shares            S                              442 806.20
Ordinary shares            S                              811 806.10
Ordinary shares            B                              568 806.00
Ordinary shares            S                             4534 806.00
Ordinary shares            B                            13767 805.97
Ordinary shares            S                            13767 805.97
Ordinary shares            B                             1200 805.90
Ordinary shares            S                               99 805.90
Ordinary shares            S                               99 805.80
Ordinary shares            B                            20342 805.70
Ordinary shares            S                            20965 805.70
Ordinary shares            B                            13151 805.61
Ordinary shares            S                            13151 805.61
Ordinary shares            B                              385 805.60
Ordinary shares            S                             3094 805.60
Ordinary shares            S                              348 805.53
Ordinary shares            B                              319 805.50
Ordinary shares            S                              857 805.50
Ordinary shares            S                              362 805.40
Ordinary shares            S                              452 805.30
Ordinary shares            B                              970 805.20
Ordinary shares            S                              851 805.20
Ordinary shares            S                              600 805.12
Ordinary shares            B                              467 805.10
Ordinary shares            S                             1430 805.10
Ordinary shares            B                             8448 805.07
Ordinary shares            S                             8448 805.07
Ordinary shares            B                            39560 805.00
Ordinary shares            S                            41535 805.00
Ordinary shares            B                             2013 804.90
Ordinary shares            S                             1509 804.90
Ordinary shares            B                              389 804.80
Ordinary shares            S                              920 804.80
Ordinary shares            B                             3471 804.73
Ordinary shares            S                             3471 804.73
Ordinary shares            B                              664 804.70
Ordinary shares            S                              395 804.70
Ordinary shares            S                            12078 804.67
Ordinary shares            B                             1753 804.60
Ordinary shares            S                              199 804.60
Ordinary shares            B                             9000 804.52
Ordinary shares            S                             9000 804.52
Ordinary shares            B                             2069 804.50
Ordinary shares            B                            95565 804.44
Ordinary shares            S                            95565 804.44
Ordinary shares            B                              329 804.40
Ordinary shares            S                             2189 804.40
Ordinary shares            S                             2143 804.30
Ordinary shares            S                             1571 804.20
Ordinary shares            B                            43725 804.12
Ordinary shares            S                            44021 804.12
Ordinary shares            B                             2121 804.10
Ordinary shares            S                              913 804.10
Ordinary shares            B                              416 804.00
Ordinary shares            S                              297 804.00
Ordinary shares            B                             3429 803.96
Ordinary shares            S                             3429 803.96
Ordinary shares            B                               28 803.90
Ordinary shares            S                              375 803.90
Ordinary shares            S                              124 803.80
Ordinary shares            S                              100 803.70
Ordinary shares            B                              315 803.66
Ordinary shares            S                              315 803.66
Ordinary shares            S                              144 803.60
Ordinary shares            S                              100 803.50
Ordinary shares            S                              338 803.45
Ordinary shares            B                              320 803.40
Ordinary shares            S                              192 803.40
Ordinary shares            B                              663 803.30
Ordinary shares            S                              282 803.30
Ordinary shares            B                              134 803.20
Ordinary shares            S                             3088 803.20
Ordinary shares            S                              652 803.12
Ordinary shares            B                              794 803.10
Ordinary shares            S                             2552 803.10
Ordinary shares            B                             2670 803.00
Ordinary shares            S                              100 802.90
Ordinary shares            S                             1853 802.85
Ordinary shares            B                               18 802.80
Ordinary shares            S                             1738 802.75
Ordinary shares            B                              100 802.70
Ordinary shares            S                              124 802.60
Ordinary shares            S                              699 802.50
Ordinary shares            B                            33700 802.45
Ordinary shares            S                            33700 802.45
Ordinary shares            S                              357 802.40
Ordinary shares            S                              137 802.00
Ordinary shares            B                               24 801.90
Ordinary shares            B                              100 801.70
Ordinary shares            S                              500 801.62
Ordinary shares            B                              500 801.50
Ordinary shares            B                              293 801.40
Ordinary shares            B                             2885 801.30
Ordinary shares            B                             2753 801.20
Ordinary shares            S                              152 801.20
Ordinary shares            B                             5064 801.10
Ordinary shares            S                              208 801.10
Ordinary shares            B                              562 801.05
Ordinary shares            B                             1514 801.00
Ordinary shares            S                              101 801.00
Ordinary shares            B                              956 800.90
Ordinary shares            S                              134 800.90
Ordinary shares            B                             1139 800.80
Ordinary shares            S                              100 800.80
Ordinary shares            B                              868 800.75
Ordinary shares            B                             1260 800.70
Ordinary shares            S                              136 800.70
Ordinary shares            B                             1475 800.60
Ordinary shares            B                              445 800.55
Ordinary shares            B                              516 800.50
Ordinary shares            S                              859 800.45
Ordinary shares            B                             2553 800.40
Ordinary shares            S                              298 800.40
Ordinary shares            B                             1326 800.30
Ordinary shares            B                             6506 800.20
Ordinary shares            B                             3696 800.10
Ordinary shares            S                              100 800.10
Ordinary shares            B                              797 800.05
Ordinary shares            B                             9849 800.00
Ordinary shares            S                             5662 800.00
Ordinary shares            B                             4235 799.95
Ordinary shares            B                             9045 799.90
Ordinary shares            S                             3040 799.90
Ordinary shares            B                             2056 799.85
Ordinary shares            B                             6852 799.80
Ordinary shares            S                              821 799.80
Ordinary shares            B                             5737 799.70
Ordinary shares            S                              562 799.70
Ordinary shares            B                             2938 799.67
Ordinary shares            S                             2938 799.67
Ordinary shares            B                             1389 799.65
Ordinary shares            S                              800 799.62
Ordinary shares            B                             6345 799.60
Ordinary shares            S                              183 799.60
Ordinary shares            B                             6925 799.50
Ordinary shares            S                              900 799.50
Ordinary shares            B                            31892 799.42
Ordinary shares            S                            31892 799.42
Ordinary shares            B                             4513 799.40
Ordinary shares            S                             1155 799.40
Ordinary shares            B                            11927 799.30
Ordinary shares            S                              592 799.30
Ordinary shares            B                             2231 799.20
Ordinary shares            S                             1190 799.20
Ordinary shares            B                              611 799.10
Ordinary shares            B                             4478 799.00
Ordinary shares            S                              820 799.00
Ordinary shares            B                            13775 798.90
Ordinary shares            S                              600 798.82
Ordinary shares            B                              582 798.80
Ordinary shares            B                             1428 798.70
Ordinary shares            S                              900 798.62
Ordinary shares            B                              177 798.60
Ordinary shares            B                             2110 798.50
Ordinary shares            B                            76894 798.49
Ordinary shares            S                            76894 798.49
Ordinary shares            B                              399 798.40
Ordinary shares            S                              147 798.40
Ordinary shares            B                             1055 798.30
Ordinary shares            B                             5332 798.20
Ordinary shares            S                              101 798.20
Ordinary shares            B                             6132 798.10
Ordinary shares            S                              201 798.10
Ordinary shares            B                             2536 797.80
Ordinary shares            B                              911 797.70
Ordinary shares            B                              493 797.60
Ordinary shares            B                             2355 797.50
Ordinary shares            B                              415 797.40
Ordinary shares            B                              373 797.30
Ordinary shares            B                              218 797.20
Ordinary shares            B                              731 797.10
Ordinary shares            B                              467 797.00
Ordinary shares            B                              753 796.90
Ordinary shares            B                              213 796.80
Ordinary shares            B                              604 796.70
Ordinary shares            B                              713 796.60
Ordinary shares            B                              100 796.40



Total Purchases: 798,381

Total Sales:  753,438



(b) Derivatives transactions (other than options)



Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
         

         



(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying



Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.



(ii) Exercising



 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                            

                                                            



(d) Other dealings (including subscribing for new securities)



 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                     

                     



The currency of all prices and other monetary amounts should be stated.



Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.



4. OTHER INFORMATION



(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"


None





(b) Agreements, arrangements or understandings relating to options or
derivatives



Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"


None





(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached? NO







        Date of disclosure: 4-July-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548



Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.  The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange

END


FEOLLFILDIISIIF -0- Jul/04/2012 11:01 GMT
 
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