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Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Glencore International Plc



  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Glencore International Plc

RNS Number : 7832F
Credit Suisse Securities (Eur) Ltd
20 June 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

 

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:                Credit Suisse Securities
                                                    (Europe) Limited
(b) Name of offeror/offeree in relation to whose    Glencore International Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which       Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:          19-June-2012
(e) Has the EPT previously disclosed, or is it      Yes - Xstrata Plc
today disclosing, under the Code in respect of any
other party to this offer?

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

Class of relevant security:                           Ordinary shares

 
                                                Interests     Short positions

                                              Number     %     Number     %
(1) Relevant securities owned and/or         1,790,484 0.0259 4,307,765 0.0622
controlled:
(2) Derivatives (other than options):                                    
(3) Options and agreements to purchase/sell:
     TOTAL:                                  1,790,484 0.0259 4,307,765 0.0622

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            B                              715 334.90
Ordinary shares            B                              220 334.85
Ordinary shares            S                              470 334.85
Ordinary shares            S                              242 334.75
Ordinary shares            S                              341 334.70
Ordinary shares            S                             2263 334.65
Ordinary shares            S                             4793 334.60
Ordinary shares            S                             5194 334.55
Ordinary shares            S                             2942 334.50
Ordinary shares            S                            66317 334.45
Ordinary shares            S                             1200 334.40
Ordinary shares            B                              241 334.35
Ordinary shares            S                              900 334.35
Ordinary shares            S                              900 334.30
Ordinary shares            B                              499 334.25
Ordinary shares            S                             7087 334.20
Ordinary shares            S                            15423 334.15
Ordinary shares            S                             2657 334.10
Ordinary shares            S                              420 334.05
Ordinary shares            B                             3949 334.00
Ordinary shares            S                             1083 334.00
Ordinary shares            S                             1418 333.95
Ordinary shares            B                              473 333.90
Ordinary shares            S                             1192 333.90
Ordinary shares            S                              624 333.85
Ordinary shares            B                             2075 333.83
Ordinary shares            S                             1992 333.80
Ordinary shares            S                             3283 333.75
Ordinary shares            S                             6473 333.70
Ordinary shares            B                             3300 333.69
Ordinary shares            S                             3300 333.69
Ordinary shares            S                             3507 333.65
Ordinary shares            B                              275 333.60
Ordinary shares            S                             4285 333.60
Ordinary shares            B                             1382 333.55
Ordinary shares            S                             2828 333.55
Ordinary shares            B                              992 333.53
Ordinary shares            S                             3069 333.53
Ordinary shares            S                             1847 333.50
Ordinary shares            B                             1085 333.45
Ordinary shares            S                             1702 333.45
Ordinary shares            B                            10749 333.40
Ordinary shares            S                             3829 333.40
Ordinary shares            S                             1633 333.38
Ordinary shares            B                            95340 333.35
Ordinary shares            S                            94099 333.35
Ordinary shares            B                              242 333.30
Ordinary shares            S                             3765 333.30
Ordinary shares            B                             1750 333.25
Ordinary shares            S                             1802 333.25
Ordinary shares            S                              344 333.23
Ordinary shares            B                             1493 333.20
Ordinary shares            S                             9796 333.20
Ordinary shares            B                             3360 333.15
Ordinary shares            S                             4657 333.15
Ordinary shares            S                              858 333.13
Ordinary shares            B                             1399 333.10
Ordinary shares            S                             3048 333.10
Ordinary shares            B                             1766 333.05
Ordinary shares            S                             4187 333.05
Ordinary shares            B                            38385 333.00
Ordinary shares            S                             3235 333.00
Ordinary shares            S                              329 332.98
Ordinary shares            B                              868 332.95
Ordinary shares            S                             3150 332.95
Ordinary shares            B                             1568 332.90
Ordinary shares            S                             1021 332.90
Ordinary shares            B                            15891 332.85
Ordinary shares            S                              969 332.85
Ordinary shares            S                              265 332.83
Ordinary shares            B                             1246 332.80
Ordinary shares            S                             5473 332.80
Ordinary shares            B                             1001 332.75
Ordinary shares            S                             4080 332.75
Ordinary shares            S                             1327 332.70
Ordinary shares            B                              243 332.65
Ordinary shares            S                              706 332.65
Ordinary shares            B                            22849 332.60
Ordinary shares            S                            15734 332.60
Ordinary shares            B                             4787 332.55
Ordinary shares            S                             2306 332.55
Ordinary shares            B                            36977 332.50
Ordinary shares            S                            38371 332.50
Ordinary shares            B                             2049 332.45
Ordinary shares            S                             3326 332.45
Ordinary shares            B                           126929 332.41
Ordinary shares            S                           126929 332.41
Ordinary shares            B                             5667 332.40
Ordinary shares            S                             2220 332.40
Ordinary shares            B                             1337 332.35
Ordinary shares            S                             2595 332.35
Ordinary shares            B                             1924 332.30
Ordinary shares            S                               97 332.30
Ordinary shares            B                             1006 332.25
Ordinary shares            S                             1269 332.25
Ordinary shares            B                             1874 332.20
Ordinary shares            S                             4406 332.20
Ordinary shares            B                            90053 332.15
Ordinary shares            S                            90141 332.15
Ordinary shares            B                              574 332.13
Ordinary shares            B                             5182 332.10
Ordinary shares            S                             5645 332.10
Ordinary shares            B                             6817 332.06
Ordinary shares            S                             6817 332.06
Ordinary shares            B                             4569 332.05
Ordinary shares            S                             4587 332.05
Ordinary shares            B                             3275 332.00
Ordinary shares            S                             3790 332.00
Ordinary shares            B                             4408 331.96
Ordinary shares            S                             4408 331.96
Ordinary shares            B                             5046 331.95
Ordinary shares            S                             2583 331.95
Ordinary shares            B                              576 331.90
Ordinary shares            S                             2998 331.90
Ordinary shares            B                              811 331.85
Ordinary shares            S                             1629 331.85
Ordinary shares            B                           128127 331.82
Ordinary shares            S                           128127 331.82
Ordinary shares            B                             4057 331.80
Ordinary shares            S                              628 331.80
Ordinary shares            S                             1962 331.75
Ordinary shares            B                             5985 331.70
Ordinary shares            S                             8417 331.70
Ordinary shares            B                             1821 331.65
Ordinary shares            S                              640 331.65
Ordinary shares            B                             3459 331.60
Ordinary shares            S                             2882 331.60
Ordinary shares            B                             5319 331.59
Ordinary shares            S                             5319 331.59
Ordinary shares            B                              757 331.57
Ordinary shares            S                              757 331.57
Ordinary shares            B                             1076 331.55
Ordinary shares            S                              548 331.55
Ordinary shares            B                            84578 331.54
Ordinary shares            S                            84578 331.54
Ordinary shares            B                            11147 331.50
Ordinary shares            S                             4042 331.50
Ordinary shares            B                             4100 331.45
Ordinary shares            S                              949 331.45
Ordinary shares            B                              650 331.43
Ordinary shares            B                             3671 331.41
Ordinary shares            B                             1707 331.40
Ordinary shares            S                             6045 331.40
Ordinary shares            B                             4512 331.35
Ordinary shares            S                             3520 331.35
Ordinary shares            B                             4568 331.30
Ordinary shares            S                             1510 331.30
Ordinary shares            B                            18226 331.26
Ordinary shares            S                            18226 331.26
Ordinary shares            B                             4241 331.25
Ordinary shares            B                             3231 331.20
Ordinary shares            S                              242 331.20
Ordinary shares            B                             3803 331.15
Ordinary shares            S                              825 331.15
Ordinary shares            B                             2297 331.10
Ordinary shares            S                             1971 331.10
Ordinary shares            B                             1997 331.05
Ordinary shares            S                              224 331.05
Ordinary shares            B                            54579 331.01
Ordinary shares            S                            54579 331.01
Ordinary shares            B                            24352 331.00
Ordinary shares            S                            16100 331.00
Ordinary shares            B                             3374 330.95
Ordinary shares            S                             2141 330.95
Ordinary shares            B                              336 330.94
Ordinary shares            S                              336 330.94
Ordinary shares            B                             2981 330.90
Ordinary shares            S                             2110 330.90
Ordinary shares            B                             7359 330.85
Ordinary shares            S                             4981 330.85
Ordinary shares            B                             3734 330.80
Ordinary shares            S                             6691 330.80
Ordinary shares            B                              349 330.75
Ordinary shares            S                             6524 330.75
Ordinary shares            B                              976 330.70
Ordinary shares            S                             2099 330.70
Ordinary shares            B                             1985 330.65
Ordinary shares            S                             1526 330.65
Ordinary shares            B                            84954 330.64
Ordinary shares            S                           129294 330.64
Ordinary shares            B                             3106 330.60
Ordinary shares            S                             2239 330.60
Ordinary shares            B                            23892 330.55
Ordinary shares            S                             6170 330.55
Ordinary shares            B                             3268 330.53
Ordinary shares            B                            86108 330.50
Ordinary shares            S                             6089 330.50
Ordinary shares            B                            22840 330.48
Ordinary shares            S                            13260 330.48
Ordinary shares            B                            44764 330.47
Ordinary shares            S                            50424 330.47
Ordinary shares            B                            37470 330.45
Ordinary shares            S                            13943 330.45
Ordinary shares            B                             1900 330.43
Ordinary shares            S                              932 330.43
Ordinary shares            B                            35715 330.40
Ordinary shares            S                             2867 330.40
Ordinary shares            B                             2325 330.38
Ordinary shares            S                             1304 330.38
Ordinary shares            B                             7425 330.35
Ordinary shares            S                             4157 330.35
Ordinary shares            B                            31614 330.34
Ordinary shares            S                            31614 330.34
Ordinary shares            B                             5297 330.30
Ordinary shares            S                            14763 330.30
Ordinary shares            B                             1689 330.25
Ordinary shares            S                             2676 330.25
Ordinary shares            B                             3853 330.20
Ordinary shares            S                             1830 330.20
Ordinary shares            B                           119073 330.18
Ordinary shares            S                           119073 330.18
Ordinary shares            B                             2951 330.15
Ordinary shares            S                              286 330.15
Ordinary shares            B                             2707 330.10
Ordinary shares            S                             1886 330.10
Ordinary shares            B                             3078 330.05
Ordinary shares            S                             2757 330.05
Ordinary shares            B                            21162 330.02
Ordinary shares            S                            21162 330.02
Ordinary shares            B                           261949 330.00
Ordinary shares            S                           123208 330.00
Ordinary shares            B                            64022 329.97
Ordinary shares            S                            64022 329.97
Ordinary shares            B                             1624 329.95
Ordinary shares            S                             4603 329.95
Ordinary shares            B                              777 329.90
Ordinary shares            S                             1504 329.90
Ordinary shares            S                             5110 329.85
Ordinary shares            B                              881 329.83
Ordinary shares            S                             1463 329.80
Ordinary shares            S                             2985 329.75
Ordinary shares            S                              332 329.70
Ordinary shares            S                             4991 329.65
Ordinary shares            S                              912 329.60
Ordinary shares            S                              777 329.55
Ordinary shares            B                              244 329.25
Ordinary shares            B                              490 329.10
Ordinary shares            B                              864 328.95
Ordinary shares            S                              245 328.90
Ordinary shares            S                              816 328.75

 

Total Purchases                  1,792,613

Total Sales:                          1,622,369

 

(b)        Derivatives transactions (other than options)

 

 

Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
          

          

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

 

        Date of disclosure: 20-June-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOEAEKEASDAEFF -0- Jun/20/2012 10:57 GMT
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