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Credit Suisse (Eur) Form 8.5 (EPT/NON-RI) - Xstrata Plc



  Credit Suisse (Eur) - Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 6140F
Credit Suisse Securities (Eur) Ltd
18 June 2012
 



                                                         FORM 8.5 (EPT/NON-RI)

                                       

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the "Code")

 

                                       

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:              Credit Suisse Securities
                                                  (Europe) Limited
(b) Name of offeror/offeree in relation to whose  Xstrata Plc
relevant securities this form relates:

     Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which     Glencore International Plc
exempt principal trader is connected:
(d) Date position held/dealing undertaken:        15-June-2012
(e) Has the EPT previously disclosed, or is it    Yes - Glencore International
today disclosing, under the Code in respect of    Plc
any other party to this offer?

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)

 

Class of relevant security:                           Ordinary shares

 
                                                 Interests     Short positions

                                               Number     %     Number    %
(1) Relevant securities owned and/or          3,788,878 0.1262 174,746  0.0058
controlled:
(2) Derivatives (other than options):                                    
(3) Options and agreements to purchase/sell:
     TOTAL:                                   3,788,878 0.1262 174,746  0.0058

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to  purchase 
or sell relevant securities,  should be given on  a Supplemental Form 8  (Open 
Positions).

 

(b)        Rights to subscribe for new securities (including directors' and
other executive options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

If there are positions  or rights to  subscribe to disclose  in more than  one 
class of relevant  securities of the  offeror or offeree  named in 1(b),  copy 
table 2(a)  or (b)  (as appropriate)  for each  additional class  of  relevant 
security.

,153

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary shares            B                              213 920.10
Ordinary shares            S                              213 920.10
Ordinary shares            B                               15 919.90
Ordinary shares            S                               15 919.90
Ordinary shares            B                               97 919.05
Ordinary shares            S                               97 919.05
Ordinary shares            B                             1471 918.46
Ordinary shares            S                             1471 918.46
Ordinary shares            B                             2020 918.41
Ordinary shares            S                             2020 918.41
Ordinary shares            B                            43262 918.36
Ordinary shares            S                            43262 918.36
Ordinary shares            B                             2491 918.32
Ordinary shares            S                             2491 918.32
Ordinary shares            B                              149 918.14
Ordinary shares            S                              149 918.14
Ordinary shares            B                              153 917.80
Ordinary shares            S                              153 917.80
Ordinary shares            B                             2300 917.72
Ordinary shares            S                             2300 917.72
Ordinary shares            B                              450 917.50
Ordinary shares            S                              450 917.50
Ordinary shares            B                              298 917.33
Ordinary shares            S                              298 917.33
Ordinary shares            B                             8583 917.00
Ordinary shares            S                             8583 917.00
Ordinary shares            B                           105171 916.93
Ordinary shares            S                           105171 916.93
Ordinary shares            B                            11652 916.90
Ordinary shares            S                            11652 916.90
Ordinary shares            B                           181645 916.19
Ordinary shares            S                           181645 916.19
Ordinary shares            B                           100549 916.10
Ordinary shares            S                           100549 916.10
Ordinary shares            B                            28576 915.94
Ordinary shares            S                            28576 915.94
Ordinary shares            B                             4982 915.66
Ordinary shares            S                             4982 915.66
Ordinary shares            B                           190379 915.14
Ordinary shares            S                           190379 915.14
Ordinary shares            B                            10695 914.80
Ordinary shares            S                            10695 914.80
Ordinary shares            B                             2259 914.68
Ordinary shares            S                             2259 914.68
Ordinary shares            B                            73821 914.45
Ordinary shares            S                            73821 914.45
Ordinary shares            B                             2177 914.28
Ordinary shares            S                             2177 914.28
Ordinary shares            B                            56094 913.75
Ordinary shares            S                            56094 913.75
Ordinary shares            B                              108 913.51
Ordinary shares            S                              108 913.51
Ordinary shares            B                             1208 913.02
Ordinary shares            S                             1208 913.02
Ordinary shares            B                            10509 912.95
Ordinary shares            S                            10509 912.95
Ordinary shares            B                             6035 911.66
Ordinary shares            S                             6035 911.66
Ordinary shares            B                           128707 911.06
Ordinary shares            S                           128707 911.06
Ordinary shares            B                            82192 910.96
Ordinary shares            S                            82192 910.96
Ordinary shares            B                              276 910.79
Ordinary shares            S                              276 910.79
Ordinary shares            B                            17359 908.71
Ordinary shares            S                            17359 908.71
Ordinary shares            B                              573 907.44
Ordinary shares            S                              573 907.44
Ordinary shares            B                              650 907.43
Ordinary shares            S                              650 907.43
Ordinary shares            B                              496 907.42
Ordinary shares            S                              496 907.42
Ordinary shares            S                              912 907.39
Ordinary shares            B                             5751 905.62
Ordinary shares            S                             5751 905.62
Ordinary shares            B                              511 905.00
Ordinary shares            B                              697 904.90
Ordinary shares            B                              455 904.70
Ordinary shares            B                             1964 904.50
Ordinary shares            S                             1804 904.30
Ordinary shares            S                              550 904.10
Ordinary shares            B                              339 903.50
Ordinary shares            B                              162 903.40
Ordinary shares            B                              194 903.30
Ordinary shares            B                               95 903.10
Ordinary shares            B                             5662 903.02
Ordinary shares            S                             5662 903.02
Ordinary shares            B                              844 902.80
Ordinary shares            B                               89 902.60
Ordinary shares            B                             4815 902.58
Ordinary shares            S                             4815 902.58
Ordinary shares            B                               90 902.50
Ordinary shares            B                           229693 902.30
Ordinary shares            S                           229693 902.30
Ordinary shares            B                             3344 902.27
Ordinary shares            S                             6688 902.27
Ordinary shares            B                             3344 902.26
Ordinary shares            B                             1339 902.20
Ordinary shares            S                           428485 902.18
Ordinary shares            B                           153316 902.16
Ordinary shares            S                           153316 902.16
Ordinary shares            B                             4883 901.83
Ordinary shares            S                             4883 901.83
Ordinary shares            B                              483 901.70
Ordinary shares            B                             3357 901.55
Ordinary shares            S                             3357 901.55
Ordinary shares            B                             3191 901.52
Ordinary shares            S                             3191 901.52
Ordinary shares            B                              617 901.10
Ordinary shares            B                              397 900.80
Ordinary shares            B                              704 900.70
Ordinary shares            S                             2432 900.34
Ordinary shares            B                              880 900.30
Ordinary shares            B                              539 900.20
Ordinary shares            B                             1219 900.10
Ordinary shares            B                            11662 900.00
Ordinary shares            S                               90 900.00
Ordinary shares            B                             1268 899.90
Ordinary shares            S                              355 899.90
Ordinary shares            B                             3997 899.80
Ordinary shares            S                              303 899.80
Ordinary shares            S                              158 899.70
Ordinary shares            B                             2439 899.60
Ordinary shares            S                              391 899.60
Ordinary shares            B                              402 899.50
Ordinary shares            S                               91 899.50
Ordinary shares            B                              672 899.40
Ordinary shares            B                             1264 899.30
Ordinary shares            S                              580 899.30
Ordinary shares            B                               90 899.20
Ordinary shares            S                              128 899.20
Ordinary shares            B                              186 899.10
Ordinary shares            S                               91 899.10
Ordinary shares            B                              304 899.00
Ordinary shares            S                              193 899.00
Ordinary shares            S                              428 898.93
Ordinary shares            B                              214 898.90
Ordinary shares            B                              428 898.80
Ordinary shares            S                              700 898.63
Ordinary shares            B                              101 898.60
Ordinary shares            B                             1981 898.50
Ordinary shares            B                              164 898.30
Ordinary shares            S                              414 898.30
Ordinary shares            B                             1124 898.20
Ordinary shares            B                              452 898.10
Ordinary shares            B                              168 898.00
Ordinary shares            B                              183 897.90
Ordinary shares            B                              365 897.70
Ordinary shares            B                              527 897.30
Ordinary shares            B                              199 896.90
Ordinary shares            S                              700 896.83
Ordinary shares            B                             1904 896.80
Ordinary shares            B                             2089 896.70
Ordinary shares            S                              266 896.70
Ordinary shares            B                           225219 896.69
Ordinary shares            S                           225219 896.69
Ordinary shares            B                               91 896.60
Ordinary shares            B                             1192 896.40
Ordinary shares            B                             1156 896.30
Ordinary shares            B                               91 896.00
Ordinary shares            B                           143206 893.83
Ordinary shares            S                           143206 893.83
Ordinary shares            B                           899711 892.56
Ordinary shares            S                           899711 892.56
Ordinary shares            B                           681221 891.42
Ordinary shares            S                           681221 891.42
Ordinary shares            B                           101309 891.36
Ordinary shares            B                           605000 891.11
Ordinary shares            B                          4958587 891.00
Ordinary shares            S                          3742768 891.00
Ordinary shares            B                           131916 890.91
Ordinary shares            S                           131916 890.91

 

Total Purchases:              9,287,471

Total Sales:                      7,758,083

 

(b)        Derivatives trans,249actions (other than options)

 

Class of   Product              Nature of dealing             Number of  Price
relevant description                                          reference   per
security                e.g. opening/closing a long/short     securities unit
          e.g. CFD       position, increasing/reducing a
                               long/short position
          

          

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of   Product    Writing,   Number of  Exercise   Type    Expiry  Option
relevant description purchasing, securities  price              date   money
security  e.g. call   selling,    to which  per unit   e.g.            paid/
           option      varying     option            American,        received
                        etc.      relates            European         per unit
                                                       etc.

 

(ii)        Exercising

 

 Class of relevant  Product description      Number of      Exercise price per
     security                               securities             unit
                     e.g. call option
                                                             

                                                             

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant       Nature of dealing     Details   Price per unit (if
      security                                               applicable)
                        e.g. subscription,
                            conversion
                      

                      

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in  more than one class of relevant  securities 
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d)  (as 
appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or
derivatives

 

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"
 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached? NO

 

 

 

        Date of disclosure: 18-June-2012
        Contact name:       Anthony Allen / Paul MacDonald
        Telephone number:   0207 888 5416 / 8548

 

Public disclosures under  Rule 8  of the  Code must  be made  to a  Regulatory 
Information Service  and  must  also  be emailed  to  the  Takeover  Panel  at 
monitoring@disclosure.org.uk.   The  Panel's   Market  Surveillance  Unit   is 
available for  consultation  in  relation to  the  Code's  dealing  disclosure 
requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

                     This information is provided by RNS
           The company news service from the London Stock Exchange
 
END
 
 
FEOLLFESRAITLIF -0- Jun/18/2012 15:00 GMT
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