Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amendment RNS Number : 2073D GoldmanSachs International 11 May 2012 Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 10 May for dealings on 09 May has been updated. Sections 2(a) and 2(b) have been updated. FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL (b) Name of offeror/offeree in relation to XSTRATA PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which XSTRATA PLC exempt principal trader is connected: (d) Date dealing undertaken: 09 May 2012 (e) Has the EPT previously disclosed, or is it YES - disclosed previously for today disclosing, under the Code in respect of GLENCORE INTERNATIONAL PLC any other party to this offer? 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of Purchases/ Total number Highest price per unit Lowest price per relevant sales of securities paid/received unit security paid/received USD 0.5 Purchases 561,420 11.0775 GBP 10.7800 GBP ordinary USD 0.5 Sales 1,107,101 11.0750 GBP 10.7700 GBP ordinary (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security e.g. opening/closing a long/short securities e.g. CFD position, increasing/reducing a long/short position USD 0.5 CFD Opening a short position 13,274 10.9054 ordinary GBP USD 0.5 CFD Reducing a long position 382 10.9054 ordinary GBP USD 0.5 CFD Reducing a short position 7,800 10.9557 ordinary GBP USD 0.5 CFD Opening a long position 382 10.9557 ordinary GBP USD 0.5 CFD Reducing a short position 3,474 10.9557 ordinary GBP USD 0.5 CFD Opening a short position 100,000 10.9823 ordinary GBP USD 0.5 SWAP Opening a short position 37,810 10.9432 ordinary GBP USD 0.5 SWAP* Increasing a short position 73,000 10.9951 ordinary GBP *Please note this SWAP is part of a basket of securities for which Xstrata Plc is a component. (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price date money security e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. (ii) Exercising Class of relevant Product description Number of Exercise price per security securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE Date of disclosure: 11 May 2012 Contact name: Audrey Malone and Darren Adam Telephone number: +44(20) 7552 3836 / +44(20) 7051 4224 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange END FERGGUWCAUPPGCG -0- May/11/2012 14:44 GMT
Goldman Sachs (EPT) Form 8.5 (EPT/RI) - Amendment
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